13F-HR filed by Dynasty Wealth Management, LLC
Dynasty Wealth Management, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 126 holding rows worth $77,685,000.
- Accession
- 0001606587-18-000853
- Filer
- CIK 1727599
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 126 entries on the cover page, a total value of $77,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,685,000 with VALUE read as thousands by filing date, 13F file number 028-18636. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 50,735 | $7,010,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,632 | $3,963,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 20,208 | $3,268,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 42,693 | $3,216,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,427 | $3,106,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,416 | $2,836,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 60,318 | $2,610,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,069 | $2,273,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,524 | $1,965,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,227 | $1,761,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,390 | $1,760,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,594 | $1,540,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,480 | $1,408,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 22,784 | $1,389,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,488 | $1,112,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 805 | $972,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,107 | $944,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 770 | $919,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,718 | $776,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,282 | $762,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 43,450 | $735,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,971 | $666,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 652,000 | $657,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,999 | $656,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 22,516 | $647,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,717 | $627,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 20,268 | $621,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,572 | $595,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,016 | $588,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,020 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 29,541 | $564,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,113 | $559,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,493 | $555,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,930 | $535,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,371 | $529,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,700 | $521,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,120 | $520,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,381 | $512,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,753 | $487,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 27,049 | $483,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,117 | $471,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,267 | $470,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,125 | $469,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,511 | $462,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,918 | $448,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,684 | $448,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,146 | $428,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,683 | $403,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,404 | $395,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,508 | $388,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,559 | $379,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,079 | $360,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,768 | $350,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,200 | $349,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,752 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,444 | $344,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,129 | $337,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,619 | $336,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,420 | $336,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,164 | $331,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,445 | $330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,200 | $329,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,341 | $327,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,196 | $326,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,208 | $326,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,178 | $322,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,063 | $313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 10,749 | $313,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 833 | $312,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,474 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 5,200 | $310,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 759 | $307,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,235 | $306,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,500 | $305,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,855 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,000 | $304,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,612 | $292,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,706 | $290,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,879 | $284,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 15,300 | $280,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,626 | $272,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,400 | $271,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,871 | $270,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,327 | $267,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,150 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,360 | $265,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,584 | $264,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 553 | $261,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,732 | $259,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,184 | $256,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,237 | $247,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,955 | $246,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,902 | $246,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,000 | $244,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 35,570 | $243,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,301 | $242,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,748 | $241,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,473 | $239,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,422 | $232,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,508 | $230,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,609 | $226,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 821 | $222,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,200 | $218,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,943 | $210,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 761 | $209,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,249 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,794 | $202,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 9,047 | $201,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,400 | $195,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 20,500 | $184,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,563 | $182,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 26,000 | $168,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,282 | $127,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,967 | $105,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 22,000 | $88,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,829 | $87,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,403 | $74,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 23,101 | $74,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,757 | $68,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,261 | $68,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,193 | $60,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,300 | $44,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 18,204 | $40,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,717 | $36,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 13,536 | $31,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,469 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000853 | this filing | 2018-11-09 | acceptance time not in the bulk data set |