13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 420 holding rows worth $354,951,000.
- Accession
- 0001606587-18-000847
- Filer
- CIK 1667146
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 420 entries on the cover page, a total value of $354,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,951,000 with VALUE read as thousands by filing date, 13F file number 028-17378. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 214,081 | $10,752,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 60,829 | $9,276,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 46,939 | $8,721,000 | thousands by filing date | |
| VTI | 922908769 | COM | 52,205 | $7,813,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,240 | $6,826,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 60,661 | $6,164,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 122,072 | $4,252,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 52,990 | $3,618,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 104,103 | $3,496,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 113,513 | $3,493,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 22,614 | $3,477,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,703 | $3,411,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,561 | $3,343,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,978 | $3,314,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 23,534 | $3,280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 57,316 | $2,898,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 84,166 | $2,875,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,452 | $2,870,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 57,208 | $2,869,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 52,521 | $2,833,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 29,657 | $2,805,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,585 | $2,786,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 106,501 | $2,766,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 28,866 | $2,609,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 23,308 | $2,580,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 20,909 | $2,488,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,233 | $2,410,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,483 | $2,407,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 14,293 | $2,386,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 24,746 | $2,234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 44,897 | $2,223,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 61,642 | $2,222,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 29,847 | $2,216,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,650 | $2,162,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 40,653 | $2,111,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 19,732 | $2,108,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 33,897 | $2,044,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 108,703 | $2,040,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 83,582 | $2,025,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 73,377 | $2,024,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,410 | $2,013,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 63,123 | $1,957,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 40,701 | $1,916,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 56,110 | $1,912,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 13,670 | $1,825,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 98,370 | $1,822,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 31,353 | $1,758,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 24,562 | $1,747,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,400 | $1,740,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 34,410 | $1,727,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 40,860 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,970 | $1,670,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,944 | $1,645,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 41,131 | $1,625,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,874 | $1,621,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,012 | $1,597,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,290 | $1,595,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 27,114 | $1,568,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,274 | $1,557,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 25,341 | $1,526,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,571 | $1,525,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,711 | $1,421,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 26,762 | $1,418,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,535 | $1,414,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 14,155 | $1,411,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 85,746 | $1,392,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,844 | $1,381,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,528 | $1,359,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,602 | $1,348,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23,557 | $1,344,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 14,390 | $1,328,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,097 | $1,309,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20,907 | $1,302,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,389 | $1,284,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,002 | $1,273,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 17,520 | $1,262,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,792 | $1,262,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,076 | $1,256,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,773 | $1,252,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 8,035 | $1,242,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,028 | $1,241,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 33,649 | $1,218,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,018 | $1,211,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 94,430 | $1,201,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,225 | $1,198,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 60,880 | $1,179,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,172 | $1,166,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,258 | $1,157,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 99,495 | $1,137,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 10,617 | $1,119,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,619 | $1,110,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,236 | $1,102,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,494 | $1,100,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,797 | $1,093,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,351 | $1,070,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 42,449 | $1,052,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,997 | $1,037,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 42,164 | $1,026,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,704 | $1,014,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,387 | $1,013,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,228 | $1,008,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 142,156 | $1,002,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,652 | $1,000,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,941 | $996,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,912 | $994,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,971 | $992,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 20,245 | $984,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 35,106 | $968,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 21,009 | $948,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,844 | $941,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,797 | $940,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,398 | $939,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 13,235 | $939,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 17,377 | $938,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,297 | $927,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,142 | $920,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,269 | $918,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 34,253 | $914,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 18,335 | $907,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 57,782 | $901,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,876 | $893,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 59,535 | $889,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,233 | $877,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,008 | $875,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 12,871 | $860,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,992 | $854,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,654 | $841,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,523 | $840,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 74,066 | $836,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 19,114 | $835,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,189 | $820,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,139 | $819,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,302 | $811,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 22,368 | $791,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,038 | $788,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,778 | $783,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 17,775 | $761,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 41,680 | $755,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,471 | $748,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 23,015 | $748,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,479 | $741,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 17,886 | $741,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,581 | $723,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,622 | $719,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,857 | $698,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,778 | $694,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,869 | $686,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,771 | $682,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 25,341 | $674,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 22,926 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,904 | $657,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 24,387 | $647,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,322 | $644,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,399 | $639,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,822 | $622,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 25,000 | $621,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,820 | $613,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,264 | $611,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 17,973 | $611,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,215 | $609,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 24,356 | $605,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 23,689 | $599,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 23,531 | $598,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 11,862 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 16,061 | $592,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,603 | $591,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 22,990 | $580,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,786 | $578,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,510 | $577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,205 | $574,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,456 | $569,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,244 | $559,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,764 | $558,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 17,993 | $554,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 14,223 | $547,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 21,497 | $545,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,362 | $544,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,408 | $539,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 20,824 | $535,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,839 | $532,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,154 | $530,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,968 | $530,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,122 | $527,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,083 | $522,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,861 | $515,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,622 | $513,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,810 | $512,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,352 | $500,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,268 | $500,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 16,739 | $499,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 23,514 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,977 | $498,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 11,925 | $498,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 26,973 | $495,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,969 | $494,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 14,729 | $494,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 38,798 | $491,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,999 | $489,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 9,369 | $487,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 14,525 | $483,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,079 | $482,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,031 | $477,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,167 | $475,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,301 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,026 | $472,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,363 | $470,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,231 | $468,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,368 | $464,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,368 | $456,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,045 | $455,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,549 | $455,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,618 | $450,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,669 | $447,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,162 | $431,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,258 | $430,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 40,057 | $428,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,601 | $426,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,313 | $419,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,308 | $416,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,629 | $410,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,908 | $410,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,873 | $410,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 39,050 | $405,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,532 | $399,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,235 | $394,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,111 | $391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,089 | $389,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,726 | $388,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,395 | $383,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,079 | $377,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,326 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,875 | $372,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,753 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,777 | $367,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,632 | $366,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,223 | $366,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,523 | $366,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,816 | $366,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,107 | $365,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,188 | $363,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,793 | $361,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,120 | $361,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 16,791 | $361,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,732 | $360,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 13,298 | $359,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,566 | $358,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,483 | $353,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,814 | $351,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,353 | $350,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,237 | $347,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,707 | $346,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,288 | $345,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,800 | $344,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,466 | $339,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,649 | $339,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,214 | $336,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,750 | $333,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,703 | $331,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,696 | $331,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,946 | $329,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,532 | $329,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,533 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,774 | $326,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,850 | $320,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,508 | $320,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,949 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 5,511 | $316,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,447 | $313,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,123 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,886 | $311,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,434 | $309,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,288 | $307,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,516 | $306,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,467 | $305,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,553 | $304,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,545 | $304,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,162 | $303,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,002 | $302,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,891 | $300,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,198 | $296,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,806 | $296,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,000 | $295,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,771 | $294,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 27,349 | $290,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,280 | $289,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,664 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,243 | $286,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 31,921 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,689 | $284,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,406 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,989 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,611 | $280,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 785 | $280,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,557 | $280,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 485 | $278,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,043 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,581 | $272,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,940 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,728 | $270,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,274 | $270,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,883 | $269,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 17,000 | $269,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,692 | $268,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,066 | $268,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,313 | $266,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 53,300 | $265,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,682 | $264,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,269 | $261,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,800 | $261,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,515 | $260,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,308 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,779 | $259,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 9,959 | $258,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 3,913 | $257,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,960 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,043 | $249,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,990 | $248,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,500 | $248,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,360 | $247,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,945 | $245,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,172 | $244,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,821 | $244,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,255 | $243,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,583 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,128 | $243,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 28,150 | $242,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,949 | $242,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,388 | $241,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 997 | $240,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,222 | $239,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,203 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,855 | $238,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,039 | $237,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 2,072 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,777 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,949 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,786 | $233,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 145,600 | $233,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,758 | $232,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,519 | $232,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,950 | $231,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,848 | $229,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,815 | $228,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,053 | $227,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,183 | $226,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 842 | $225,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,290 | $225,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,502 | $224,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,946 | $223,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,364 | $221,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,324 | $220,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,025 | $219,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,144 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,416 | $219,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,663 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,695 | $218,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,297 | $217,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,600 | $217,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 9,349 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,417 | $216,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,527 | $215,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,282 | $214,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,800 | $214,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,459 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,100 | $213,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,353 | $212,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,364 | $212,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,334 | $211,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,086 | $211,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,581 | $210,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,131 | $208,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,834 | $208,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,916 | $207,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,904 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,997 | $206,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,700 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,534 | $205,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,051 | $205,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,935 | $205,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,999 | $203,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,620 | $201,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,417 | $201,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,417 | $200,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 34,014 | $195,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 19,524 | $195,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,703 | $193,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,835 | $193,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 49,708 | $190,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,555 | $186,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,271 | $185,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,922 | $178,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 22,542 | $177,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,295 | $175,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,282 | $173,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,545 | $158,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,475 | $157,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 10,567 | $156,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,471 | $150,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,405 | $149,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,140 | $144,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,760 | $133,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,196 | $116,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,670 | $113,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,310 | $84,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,039 | $80,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,900 | $77,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 11,040 | $71,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,074 | $70,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 11,000 | $63,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 11,000 | $60,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,000 | $55,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,200 | $52,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 15,000 | $50,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 45,000 | $44,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 27,000 | $40,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 21,750 | $28,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 14,000 | $24,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,000 | $14,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 25,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000847 | this filing | 2018-11-09 | acceptance time not in the bulk data set |