13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 525 holding rows worth $1,058,177,000.
- Accession
- 0001606587-18-000845
- Filer
- CIK 1666789
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 529 entries on the cover page, a total value of $1,058,177,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,058,177,000 with VALUE read as thousands by filing date, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,300 | $81,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,400 | $80,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,000 | $74,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,000 | $67,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,278 | $62,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,380 | $62,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 160,000 | $62,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,448 | $62,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 10,000 | $58,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 225,372 | $57,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 42,000 | $56,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 42,732 | $52,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,200 | $52,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,000 | $49,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,482 | $46,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,895 | $41,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,400 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 36,700 | $24,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $23,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,500 | $17,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 14,759 | $17,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 17,701 | $17,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 13,950 | $14,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 10,642 | $11,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 17,436 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000845 | this filing | 2018-11-09 | acceptance time not in the bulk data set |