13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-20, with 2,513 holding rows worth $1,675,092,000.
- Accession
- 0001606587-18-000518
- Filer
- CIK 1723397
- Filed
- 2018-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 2,513 entries on the cover page, a total value of $1,675,092,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,675,092,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARRICK GOLD CORP | 067901108 | COM | 400 | $5,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 56 | $5,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 120 | $5,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 52 | $5,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 246 | $5,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 490 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 253 | $5,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 70 | $5,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 76 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 255 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 700 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $5,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 645 | $5,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 702 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 150 | $5,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 400 | $5,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 147 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 200 | $5,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 83 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 240 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 515 | $5,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 352 | $5,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 193 | $5,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 74 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 260 | $5,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 422 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,580 | $5,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 86 | $5,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 145 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,500 | $5,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 58 | $5,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,057 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 200 | $5,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 150 | $5,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 2,000 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 2,000 | $5,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000 | $5,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 217 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 42 | $4,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 25 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 29 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 230 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 790 | $4,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 74 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 85 | $4,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 35 | $4,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 53 | $4,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 174 | $4,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 38 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 122 | $4,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 507 | $4,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 27 | $4,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 600 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $4,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $4,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 600 | $4,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 325 | $4,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 281 | $4,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 80 | $4,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 135 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 113 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 750 | $4,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 155 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 202 | $4,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 300 | $4,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 200 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 127 | $4,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 576 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 127 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 128 | $4,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 400 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 491 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 97 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 145 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 250 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 400 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 280 | $4,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,000 | $4,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000 | $4,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 800 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 66 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 184 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 85 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 59 | $3,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 50 | $3,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 13 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 84 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 37 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $3,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 40 | $3,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 108 | $3,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 125 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $3,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 62 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 55 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 50 | $3,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 138 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 50 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 50 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $3,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 49 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $3,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60 | $3,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 60 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 54 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 152 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 66 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 64 | $3,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 90 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 62 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 44 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 125 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 100 | $3,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 20 | $3,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 40 | $3,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 88 | $3,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 64 | $3,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 80 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 200 | $3,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 275 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 187 | $3,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 422 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 73 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 220 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 620 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 523 | $3,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 57 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 147 | $3,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 7,023 | $3,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 151 | $3,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 26 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 131 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 300 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 661 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 250 | $3,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 150 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 235 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 414 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $3,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $3,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 200 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 400 | $3,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 300 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,001 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 201 | $3,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 320 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,000 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 82 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 182 | $3,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,250 | $3,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 102 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 90 | $3,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 150 | $3,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 300 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| Schwab US REIT ETF | 808524847 | SHS | 42 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 34 | $2,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 55 | $2,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 39 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 37 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 130 | $2,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 84 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 202 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 92 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 101 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 41 | $2,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 52 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 66 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18 | $2,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 48 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 53 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $2,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 40 | $2,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 72 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 27 | $2,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 14 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 935 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 196 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 256 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 51 | $2,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 39 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 65 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 141 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 93 | $2,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 43 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 50 | $2,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 33 | $2,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 93 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 85 | $2,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 49 | $2,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 60 | $2,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 74 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 18 | $2,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 28 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 39 | $2,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $2,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 80 | $2,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 79 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 86 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45 | $2,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 200 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 50 | $2,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 50 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 14 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 20 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 37 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $2,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 177 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 114 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 49 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 22 | $2,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 75 | $2,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 590 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 156 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 176 | $2,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 400 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 169 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 90 | $2,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 468 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 55 | $2,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 150 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 220 | $2,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 156 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 33 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 95 | $2,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 200 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,000 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 675 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 158 | $2,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 78 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 100 | $2,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 280 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,500 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42 | $2,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 60 | $2,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 700 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 600 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| HARBORONE BANCORP INC | 41165F101 | COM | 100 | $2,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 325 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 3,000 | $2,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 600 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 50 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 55 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30 | $1,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 10 | $1,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 9 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 27 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 118 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 53 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30 | $1,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20 | $1,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 18 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 29 | $1,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 40 | $1,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10 | $1,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 18 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 39 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 29 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 24 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 17 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 9 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 172 | $1,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 30 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 35 | $1,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 31 | $1,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 20 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 22 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 435 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 61 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 15 | $1,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 30 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 33 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 97 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 21 | $1,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 17 | $1,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 47 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 105 | $1,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 9 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 31 | $1,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 30 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 78 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 29 | $1,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 15 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 55 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 102 | $1,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 77 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 270 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 100 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 108 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 16 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 115 | $1,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 38 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 33 | $1,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 22 | $1,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 173 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 108 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 57 | $1,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 143 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 100 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 53 | $1,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 17 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 100 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 18 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19 | $1,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9 | $1,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 41 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 130 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 649 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 33 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 72 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 27 | $1,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 129 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 104 | $1,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 33 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 200 | $1,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 17 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 600 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 134 | $1,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 54 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 200 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 35 | $1,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 26 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 45 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 23 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 235 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 143 | $1,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10 | $1,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 365 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 100 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,356 | $1,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 57 | $1,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 73 | $1,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 200 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 31 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 66 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 500 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 2,000 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 300 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 380 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 118 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,088 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,000 | $1,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 57 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 147 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 630 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 1,000 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 500 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $1,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 250 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 12 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIAN GROUP INC COM | 750236101 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWFIELD EXPL CO | 651290108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000518 | this filing | 2018-07-20 | acceptance time not in the bulk data set |