13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-03, with 551 holding rows worth $966,296,000.
- Accession
- 0001606587-18-000377
- Filer
- CIK 1666789
- Filed
- 2018-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 557 entries on the cover page, a total value of $966,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $966,296,000 with VALUE read as thousands by filing date, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIGI INTL INC | 253798102 | COM | 13,500 | $139,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,500 | $138,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $135,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,336 | $134,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,500 | $133,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,468 | $133,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,500 | $130,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,834 | $125,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,460 | $122,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,600 | $119,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 38,927 | $118,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 15,100 | $117,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,960 | $115,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,300 | $114,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,651 | $114,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,105 | $112,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 21,500 | $106,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,072 | $102,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,350 | $100,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 23,254 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,427 | $90,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 28,078 | $86,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 18,700 | $81,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,863 | $80,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 123,933 | $79,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,834 | $75,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,050 | $74,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,200 | $73,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,100 | $73,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,600 | $71,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,225 | $69,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,000 | $66,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 14,759 | $62,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,500 | $47,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,982 | $47,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 120,000 | $45,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,845 | $44,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 42,732 | $38,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,107 | $35,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 35,201 | $34,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 42,000 | $33,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 100,012 | $32,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 17,436 | $28,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,400 | $26,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 10,000 | $22,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,751 | $21,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,025 | $18,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 14,050 | $18,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 37,700 | $17,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 10,642 | $11,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000377 | this filing | 2018-05-03 | acceptance time not in the bulk data set |