13F-HR filed by Certified Advisory Corp
Certified Advisory Corp filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-22, with 735 holding rows worth $139,143,000.
- Accession
- 0001606587-18-000252
- Filer
- CIK 1731732
- Filed
- 2018-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 799 entries on the cover page, a total value of $139,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,143,000 with VALUE read as thousands by filing date, 13F file number 028-18660. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWellesley Asset Management028-14868
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 74,483 | $9,958,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 63,525 | $5,271,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,038 | $5,118,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 53,472 | $4,107,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 40,016 | $4,042,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 211,837 | $3,908,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,664 | $3,158,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 59,844 | $3,158,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 39,076 | $2,789,000 | thousands by filing date | |
| IJH | 464287507 | COM | 14,605 | $2,771,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,699 | $2,751,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 38,649 | $2,529,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,122 | $2,468,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,260 | $2,158,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,007 | $1,982,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 13,367 | $1,952,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 50,769 | $1,791,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 19,376 | $1,746,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18,733 | $1,393,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,245 | $1,362,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 114,069 | $1,359,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 12,779 | $1,358,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 27,568 | $1,340,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 7,794 | $1,320,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 14,128 | $1,316,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,047 | $1,272,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,874 | $1,271,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 31,578 | $1,204,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,960 | $1,204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 37,231 | $1,166,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 14,631 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,220 | $1,105,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 25,551 | $1,102,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,686 | $1,035,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 33,535 | $1,034,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 24,207 | $1,030,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,895 | $1,018,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 770 | $1,015,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,614 | $1,010,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,948 | $998,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 6,355 | $996,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,804 | $908,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 72,328 | $887,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,952 | $863,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,832 | $834,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,770 | $811,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 70,778 | $763,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,218 | $762,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,945 | $747,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,235 | $738,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,799 | $736,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,885 | $726,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,283 | $702,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,278 | $691,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 35,158 | $628,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,991 | $624,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 522 | $610,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,933 | $609,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 561 | $590,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 18,060 | $577,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,854 | $554,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,095 | $547,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,292 | $505,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 8,907 | $493,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 13,774 | $479,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,082 | $465,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,596 | $458,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,252 | $451,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,583 | $442,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 18,356 | $440,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,196 | $427,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,090 | $417,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,274 | $414,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,475 | $407,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7,275 | $403,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 384 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,419 | $397,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,970 | $378,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,971 | $366,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,054 | $358,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,694 | $352,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,736 | $344,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 15,481 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,789 | $330,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,915 | $325,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 7,539 | $312,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,736 | $310,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,163 | $310,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,824 | $308,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,600 | $295,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 19,823 | $294,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,924 | $293,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,324 | $288,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,698 | $279,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,108 | $278,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,803 | $276,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,137 | $269,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,871 | $267,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,436 | $259,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,475 | $258,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,732 | $251,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,248 | $241,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,734 | $241,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,512 | $235,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,378 | $234,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,779 | $232,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,628 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,797 | $219,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,332 | $208,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,718 | $200,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,404 | $198,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,648 | $196,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,194 | $191,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,061 | $191,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,653 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,126 | $185,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,314 | $185,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 682 | $184,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,285 | $184,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,933 | $183,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,248 | $181,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,032 | $180,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,307 | $175,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,320 | $175,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 840 | $175,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 930 | $174,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,118 | $170,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,328 | $169,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,177 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 3,215 | $162,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,436 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,110 | $156,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 904 | $155,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 7,283 | $149,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,486 | $148,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,531 | $144,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,649 | $143,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,896 | $143,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,573 | $142,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,671 | $141,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 948 | $137,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 7,034 | $137,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,828 | $135,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,125 | $134,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,879 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,885 | $132,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,243 | $130,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,413 | $128,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,833 | $128,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 648 | $128,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,069 | $124,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 706 | $121,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 9,661 | $120,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,055 | $116,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 9,659 | $116,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 917 | $111,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 318 | $110,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 442 | $109,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,709 | $102,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,022 | $101,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,421 | $101,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 5,249 | $100,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 405 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,960 | $95,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 720 | $94,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 909 | $94,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,667 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,289 | $93,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 306 | $90,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,104 | $90,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,236 | $89,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,649 | $88,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,020 | $86,000 | thousands by filing date | |
| MGC | 921910873 | COM | 913 | $83,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,637 | $83,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 516 | $80,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,268 | $80,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 516 | $80,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,448 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 48,020 | $80,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 926 | $78,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 5,262 | $78,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,928 | $77,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,564 | $77,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 2,718 | $75,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,446 | $74,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,283 | $74,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 538 | $73,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 760 | $72,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,816 | $72,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,522 | $71,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 651 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 842 | $70,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,224 | $70,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,067 | $70,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 280 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 754 | $69,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 466 | $68,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 439 | $67,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 316 | $67,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,830 | $66,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 2,081 | $64,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 618 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,352 | $64,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,181 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 2,080 | $63,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 712 | $62,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,062 | $60,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,535 | $60,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 533 | $60,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 3,353 | $60,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 59,838 | $59,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,030 | $59,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,432 | $59,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 888 | $57,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 43,000 | $57,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 922 | $56,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,028 | $56,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 700 | $56,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,870 | $56,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 31,000 | $56,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 760 | $55,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,170 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 417 | $55,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 658 | $54,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,000 | $54,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,807 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 293 | $54,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 2,161 | $54,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 918 | $54,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 717 | $53,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 55,000 | $53,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,229 | $51,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,274 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 2,429 | $51,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 455 | $51,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 50,000 | $51,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 463 | $50,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 507 | $50,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,851 | $49,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 51,000 | $49,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 233 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 48,317 | $48,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 42,000 | $48,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 47,000 | $47,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 195 | $46,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 557 | $46,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 894 | $46,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 454 | $46,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 49,000 | $46,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 626 | $45,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,900 | $45,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 45,000 | $45,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 27,000 | $45,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 280 | $44,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,772 | $44,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 522 | $42,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $42,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 612 | $42,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,008 | $42,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 44,000 | $42,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 400 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 444 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 630 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 572 | $40,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 769 | $39,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 251 | $39,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 641 | $38,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 507 | $38,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 4,483 | $38,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 575 | $37,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 4,000 | $37,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $37,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 248 | $36,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 945 | $36,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 396 | $36,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,225 | $36,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 215 | $35,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 547 | $35,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 445 | $35,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 480 | $35,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 605 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 321 | $34,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 623 | $34,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,050 | $34,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 855 | $34,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 392 | $34,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 276 | $33,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 21,000 | $33,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 421 | $32,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 480 | $32,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 211 | $32,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 500 | $32,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 31,000 | $32,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 398 | $31,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,400 | $31,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 255 | $31,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 200 | $30,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 326 | $30,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 197 | $30,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 320 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 810 | $30,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 435 | $30,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 602 | $29,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 306 | $29,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 440 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 979 | $29,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $28,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 340 | $28,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 697 | $28,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,576 | $28,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 550 | $27,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 544 | $27,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 559 | $27,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 852 | $27,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 391 | $27,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,769 | $27,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,218 | $27,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 874 | $27,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,000 | $27,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,116 | $27,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 106 | $27,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 29,000 | $27,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 425 | $26,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 331 | $26,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 500 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 780 | $26,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 532 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,140 | $26,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 352 | $25,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,625 | $25,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 490 | $25,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 126 | $25,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 148 | $24,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 205 | $24,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 142 | $24,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 569 | $24,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,401 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 566 | $24,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,000 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 722 | $24,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 24,000 | $24,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 260 | $23,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 102 | $23,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 345 | $23,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 73 | $23,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 362 | $23,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 228 | $22,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 190 | $22,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 510 | $22,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 310 | $22,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 270 | $22,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,176 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 129 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 503 | $22,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 400 | $22,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 880 | $22,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 126 | $21,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 324 | $21,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,027 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,172 | $21,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 213 | $21,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 205 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 549 | $21,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 588 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,617 | $21,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,126 | $21,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 487 | $20,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 80 | $20,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 183 | $20,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 220 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 160 | $20,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 653 | $20,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,396 | $20,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 247 | $19,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 191 | $19,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,215 | $19,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 300 | $19,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 416 | $19,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 124 | $19,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 300 | $19,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 171 | $19,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 300 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 103 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 132 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 800 | $19,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 130 | $18,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 168 | $18,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 390 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 392 | $18,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 147 | $18,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 425 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 55 | $17,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 292 | $17,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 558 | $17,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $17,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 263 | $17,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 162 | $17,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,648 | $17,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $17,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 16,000 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 203 | $17,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 250 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 16,204 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 459 | $16,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 32 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,114 | $16,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 162 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 13,000 | $16,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 350 | $16,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 618 | $15,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 86 | $15,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 252 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 750 | $15,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 197 | $15,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 268 | $15,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 400 | $15,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 600 | $15,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 320 | $15,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $15,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $15,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 104 | $14,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 143 | $14,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 200 | $14,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 92 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 360 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,013 | $14,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 722 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 263 | $13,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 200 | $13,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 382 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 130 | $13,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 254 | $13,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 757 | $13,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 814 | $13,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,414 | $13,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 321 | $13,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,137 | $13,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 200 | $13,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 871 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 95 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 171 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 353 | $12,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 178 | $12,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 166 | $12,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 196 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 361 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $12,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,113 | $12,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 731 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 69 | $12,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 600 | $12,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 85 | $12,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 148 | $11,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 206 | $11,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 173 | $11,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 63 | $11,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $11,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 163 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,231 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 100 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 535 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100 | $10,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 126 | $10,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 375 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $10,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 153 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 128 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 788 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 358 | $10,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 2,000 | $10,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 325 | $10,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 11,000 | $10,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 10,000 | $10,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 26 | $9,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 171 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 159 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 215 | $9,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $9,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 56 | $9,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 150 | $9,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 134 | $9,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 710 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 372 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 170 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 60 | $9,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 591 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 326 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 112 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 201 | $9,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 640 | $9,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 180 | $9,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 70 | $9,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 643 | $9,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 10,000 | $9,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 114 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 157 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000252 | this filing | 2018-02-22 | acceptance time not in the bulk data set |