13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-11-22, with 1,719 holding rows worth $890,121,000.
- Accession
- 0001606587-17-000720
- Filer
- CIK 1723397
- Filed
- 2017-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,719 entries on the cover page, a total value of $890,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $890,121,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 218 | $12,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 236 | $12,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 208 | $12,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 205 | $12,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,075 | $12,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 925 | $12,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 104 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 954 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $12,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $12,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 472 | $12,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 114 | $11,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 114 | $11,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 600 | $11,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 113 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 161 | $11,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 146 | $11,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 686 | $11,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 935 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,151 | $11,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 81 | $11,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,882 | $11,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 256 | $11,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 296 | $11,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 831 | $11,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,000 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,270 | $11,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $11,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 225 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 725 | $11,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 459 | $11,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 850 | $11,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 194 | $11,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 422 | $11,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 165 | $10,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 303 | $10,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 900 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 358 | $10,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 253 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 211 | $10,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 290 | $10,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 241 | $10,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $10,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 986 | $10,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 118 | $10,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,130 | $10,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $10,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 35 | $10,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,240 | $10,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 715 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 880 | $10,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 200 | $9,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 400 | $9,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 10 | $9,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 600 | $9,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 424 | $9,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 270 | $9,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 214 | $9,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 286 | $9,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 83 | $9,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 78 | $9,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 168 | $9,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 260 | $9,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 256 | $9,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 128 | $9,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 39 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 32 | $9,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 166 | $9,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 544 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 675 | $9,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 433 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 277 | $9,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 116 | $9,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 848 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,500 | $9,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 208 | $9,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,287 | $9,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 857 | $9,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 300 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 346 | $9,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 325 | $9,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 326 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 830 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 797 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 195 | $9,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 180 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,000 | $9,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,000 | $9,000 | thousands by filing date | principal |
| VICAL INC | 925602203 | COM NEW | 3,580 | $9,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 151 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 269 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 153 | $8,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $8,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 170 | $8,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,066 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 66 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 274 | $8,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 142 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 216 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 110 | $8,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 400 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 249 | $8,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 162 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 500 | $8,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 576 | $8,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 70 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 115 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 507 | $8,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 329 | $8,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 370 | $8,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 487 | $8,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 400 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 515 | $8,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 155 | $8,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 468 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 170 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 300 | $8,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 193 | $8,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 155 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,000 | $8,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 75 | $8,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 538 | $8,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 398 | $8,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 50 | $8,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 131 | $7,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $7,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 78 | $7,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 93 | $7,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $7,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 300 | $7,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 550 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 229 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 425 | $7,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 102 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 502 | $7,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 158 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 362 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 146 | $7,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 314 | $7,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 94 | $7,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 525 | $7,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 550 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $7,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 850 | $7,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 500 | $7,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,773 | $7,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 395 | $7,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,259 | $7,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 119 | $7,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 76 | $7,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,115 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $7,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 400 | $7,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 216 | $6,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 70 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 56 | $6,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 115 | $6,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 116 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 78 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 65 | $6,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 188 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 179 | $6,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 92 | $6,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 40 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 200 | $6,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 126 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 100 | $6,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 455 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 60 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113 | $6,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 390 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 78 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 428 | $6,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 146 | $6,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 267 | $6,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 269 | $6,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 62 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 284 | $6,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 90 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 484 | $6,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 102 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 911 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 173 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 228 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 175 | $6,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 114 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 155 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 712 | $6,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 74 | $6,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 339 | $6,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 300 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $6,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 27 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 50 | $5,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 88 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 74 | $5,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 250 | $5,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 177 | $5,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 88 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 150 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 87 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 49 | $5,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 57 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 75 | $5,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 39 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 300 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 47 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 84 | $5,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 380 | $5,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 94 | $5,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 121 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 144 | $5,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 166 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 60 | $5,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 300 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 190 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 500 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 57 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 190 | $5,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 117 | $5,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $5,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 93 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 164 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 150 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 185 | $5,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 67 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $5,000 | thousands by filing date | |
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| FOX CORP CLASS B | 90130A200 | COM | 192 | $5,000 | thousands by filing date | |
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| CRAY INC | 225223304 | COM NEW | 294 | $5,000 | thousands by filing date | |
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| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 300 | $5,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 100 | $5,000 | thousands by filing date | |
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| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 108 | $5,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,000 | $5,000 | thousands by filing date | principal |
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| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 169 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 35 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 124 | $4,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 262 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 153 | $4,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 214 | $4,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 148 | $4,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 39 | $4,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 67 | $4,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 44 | $4,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 38 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 34 | $4,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 41 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 28 | $4,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 38 | $4,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 188 | $4,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 55 | $4,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200 | $4,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 69 | $4,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 59 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 125 | $4,000 | thousands by filing date | |
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| BOISE CASCADE CO DEL | 09739D100 | COM | 150 | $4,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66 | $4,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 213 | $4,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 275 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 52 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 102 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 59 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 95 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 93 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 333 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 338 | $4,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 64 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 313 | $4,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 187 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 386 | $4,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 800 | $4,000 | thousands by filing date | |
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| AVON PRODS INC | 054303102 | COM | 1,200 | $4,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 75 | $4,000 | thousands by filing date | |
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| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 320 | $4,000 | thousands by filing date | |
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| Vanguard Extended Market ETF | 922908652 | SHS | 35 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 40 | $3,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 230 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 89 | $3,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 80 | $3,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 73 | $3,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 57 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 85 | $3,000 | thousands by filing date | |
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| ITT INC COM | 45073V108 | Stock | 92 | $3,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 104 | $3,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 54 | $3,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 41 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 52 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 287 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 200 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 25 | $3,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 281 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,500 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 28 | $3,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 152 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 124 | $3,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 64 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 38 | $3,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 30 | $3,000 | thousands by filing date | |
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| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 100 | $3,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 108 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $3,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 200 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 213 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 218 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 47 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 160 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 103 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 122 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 55 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 182 | $3,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 175 | $3,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 17 | $3,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 250 | $3,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 117 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 66 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 75 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 78 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 143 | $3,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 101 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $3,000 | thousands by filing date | principal |
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| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 273 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 80 | $3,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 69 | $3,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 300 | $3,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 700 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 173 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| FNFV GROUP | 31620R402 | COM | 207 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 66 | $3,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 150 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,000 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 36 | $3,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 26 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 56 | $2,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 18 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 117 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 84 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 32 | $2,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 50 | $2,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 85 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 32 | $2,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 11 | $2,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 29 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 408 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 241 | $2,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 29 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 152 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 171 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 125 | $2,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 100 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44 | $2,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 44 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 31 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 50 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 66 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 54 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 200 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10 | $2,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 57 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 49 | $2,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 30 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 148 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 46 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 55 | $2,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 48 | $2,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 79 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 122 | $2,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 68 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 138 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45 | $2,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 35 | $2,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 75 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 113 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 165 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 44 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 38 | $2,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 9 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $2,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 39 | $2,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10 | $2,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 701 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 57 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 169 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 71 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 42 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 108 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,000 | $2,000 | thousands by filing date | |
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| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 55 | $2,000 | thousands by filing date | |
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| ROCKWELL COLLINS INC | 774341101 | COM | 26 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 68 | $2,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | |
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| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 200 | $2,000 | thousands by filing date | |
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| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 560 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,352 | $2,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 145 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 250 | $2,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 61 | $2,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 130 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 144 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 150 | $2,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 250 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,000 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 44 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 85 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,000 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 182 | $2,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 73 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| MYOMO INC | 62857J102 | COM | 250 | $2,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000 | $2,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 31 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 41 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34 | $1,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 22 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-17-000720 | this filing | 2017-11-22 | acceptance time not in the bulk data set |