13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-22, with 1,762 holding rows worth $982,274,000.
- Accession
- 0001606587-17-000718
- Filer
- CIK 1723397
- Filed
- 2017-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,762 entries on the cover page, a total value of $982,274,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $982,274,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,440 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 881 | $130,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,241 | $128,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,795 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,896 | $126,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 201 | $125,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,746 | $125,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 6,008 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,082 | $123,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,429 | $122,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 6,376 | $121,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,913 | $119,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,721 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 8,783 | $118,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,258 | $117,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,376 | $116,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,071 | $115,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,839 | $115,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 905 | $115,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,794 | $114,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 8,187 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,911 | $114,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,033 | $113,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,258 | $113,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,256 | $112,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,046 | $110,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 930 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 640 | $110,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 8,030 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,099 | $109,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 7,605 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,766 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 915 | $108,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,489 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,530 | $107,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,602 | $107,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,800 | $104,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,815 | $104,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,417 | $103,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,535 | $102,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,662 | $102,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,975 | $100,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,336 | $100,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 314 | $100,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,250 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,470 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 787 | $97,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $97,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,405 | $96,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,012 | $96,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 2,010 | $96,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,707 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 779 | $94,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,400 | $94,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,944 | $93,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,438 | $92,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,141 | $92,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,812 | $91,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 294 | $90,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 749 | $90,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,041 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,326 | $89,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,096 | $88,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,465 | $88,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,752 | $88,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 4,105 | $88,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 808 | $88,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,960 | $87,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,250 | $87,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 5,675 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,277 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,027 | $86,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 4,037 | $86,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,000 | $85,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,319 | $85,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,390 | $85,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,704 | $85,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 614 | $83,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,650 | $83,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 5,062 | $83,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,850 | $83,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,068 | $82,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,678 | $82,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 2,961 | $81,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,150 | $81,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,207 | $80,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,238 | $80,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4,702 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 643 | $79,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,915 | $79,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,406 | $79,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 563 | $78,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,356 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,509 | $77,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,038 | $76,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,544 | $76,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 645 | $76,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 814 | $75,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,072 | $75,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 381 | $75,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,843 | $74,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,449 | $74,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 585 | $73,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 5,000 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,755 | $72,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,071 | $72,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,867 | $72,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 3,260 | $72,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 4,923 | $72,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 5,311 | $72,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,536 | $71,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,149 | $71,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3,102 | $71,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,689 | $71,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 895 | $70,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 950 | $70,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,315 | $69,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 4,906 | $68,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,660 | $68,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,115 | $68,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 882 | $67,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,340 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,677 | $67,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,669 | $67,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,167 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,300 | $66,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,188 | $66,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,250 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,191 | $65,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 4,994 | $65,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,387 | $65,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,182 | $65,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,451 | $64,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 494 | $64,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,789 | $64,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 800 | $63,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 546 | $63,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,035 | $63,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,620 | $63,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,214 | $63,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,600 | $63,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 529 | $62,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,130 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 620 | $61,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,068 | $61,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,351 | $61,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 614 | $60,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 327 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,696 | $60,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 606 | $60,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 166 | $59,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,917 | $59,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 392 | $59,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,804 | $58,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,500 | $58,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,395 | $58,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 6,691 | $58,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,359 | $58,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 668 | $57,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,226 | $57,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 4,242 | $57,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,190 | $57,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,367 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,097 | $56,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,300 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 820 | $56,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,305 | $55,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,000 | $55,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,922 | $55,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,530 | $55,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,995 | $55,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 210 | $54,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 219 | $54,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,069 | $54,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,205 | $54,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,804 | $54,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,687 | $54,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 419 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,259 | $53,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,223 | $53,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,054 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 349 | $52,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 515 | $52,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 281 | $52,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,180 | $52,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,239 | $51,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 255 | $51,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 776 | $51,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,177 | $51,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,704 | $51,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 552 | $50,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,549 | $50,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 900 | $50,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,330 | $50,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 220 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,373 | $49,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,665 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,635 | $49,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,202 | $49,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 878 | $48,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,427 | $48,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 608 | $48,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,400 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,043 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,106 | $47,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,254 | $47,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,100 | $47,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,266 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,424 | $46,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 4,800 | $46,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,920 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 994 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,868 | $46,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 4,085 | $45,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 430 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 581 | $45,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 3,691 | $45,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 748 | $44,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,329 | $44,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,624 | $44,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,750 | $44,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 592 | $44,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,650 | $44,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,560 | $44,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 848 | $43,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,745 | $43,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,043 | $43,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 407 | $43,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,135 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 860 | $43,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,620 | $43,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,315 | $43,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 2,906 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,161 | $43,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 816 | $43,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 767 | $43,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,480 | $42,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 698 | $41,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 6,382 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 720 | $41,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,854 | $41,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,518 | $41,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,725 | $41,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,006 | $40,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,137 | $40,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,550 | $40,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,660 | $40,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,000 | $40,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,867 | $40,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,339 | $40,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 638 | $39,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 371 | $39,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 800 | $39,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 840 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 951 | $39,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,400 | $39,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,909 | $39,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 869 | $39,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $38,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,338 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 645 | $38,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 487 | $38,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,835 | $38,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,500 | $38,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,790 | $38,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,000 | $38,000 | thousands by filing date | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 527 | $37,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 341 | $37,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 618 | $37,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 240 | $37,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,750 | $37,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,527 | $37,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,945 | $37,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 725 | $37,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,800 | $37,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 490 | $36,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 350 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 395 | $36,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $36,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 1,890 | $36,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 364 | $35,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 840 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,000 | $35,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 700 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,147 | $35,000 | thousands by filing date | |
| MGC | 921910873 | COM | 403 | $34,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,074 | $34,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 600 | $34,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,317 | $34,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 235 | $34,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,326 | $34,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 656 | $33,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,197 | $33,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 281 | $33,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 672 | $33,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,000 | $33,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,354 | $33,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 571 | $33,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 285 | $32,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,745 | $32,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,608 | $32,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 630 | $32,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 133 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 599 | $32,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,258 | $32,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,188 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,120 | $32,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,431 | $32,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 700 | $32,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,082 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 549 | $32,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 380 | $31,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 375 | $31,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 559 | $31,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 651 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 830 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,250 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,451 | $31,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,059 | $31,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 334 | $31,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 559 | $31,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 806 | $30,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 221 | $30,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 400 | $30,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 214 | $30,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 536 | $30,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 400 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $30,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 240 | $30,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 9,025 | $30,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 10,000 | $30,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 343 | $29,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 211 | $29,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 754 | $29,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 259 | $29,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 370 | $29,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 443 | $29,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 319 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 608 | $29,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,000 | $29,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 237 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 600 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,270 | $29,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,599 | $29,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 899 | $29,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 404 | $28,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 268 | $28,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 780 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 949 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 393 | $28,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 719 | $28,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 192 | $28,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 597 | $28,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 710 | $27,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 396 | $27,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 157 | $27,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 62 | $27,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 338 | $27,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,507 | $27,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $27,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,183 | $27,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,443 | $27,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 266 | $26,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 700 | $26,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $26,000 | thousands by filing date | principal |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,000 | $26,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 851 | $26,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,780 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,020 | $26,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 560 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 438 | $26,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,545 | $26,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 208 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 466 | $25,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 184 | $25,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,500 | $25,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,800 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 377 | $25,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 403 | $25,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 48,590 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 663 | $25,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 174 | $24,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 600 | $24,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 900 | $24,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 606 | $24,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 600 | $24,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,132 | $24,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 729 | $24,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 2,067 | $24,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,400 | $24,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,050 | $24,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 337 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 280 | $24,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 400 | $24,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 39 | $23,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 782 | $23,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,500 | $23,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 346 | $23,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 305 | $23,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 397 | $23,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,000 | $23,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 375 | $23,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $23,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 700 | $23,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,917 | $23,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,745 | $23,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,699 | $23,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $23,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 400 | $23,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 175 | $22,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 238 | $22,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 17 | $22,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 717 | $22,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 323 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 350 | $22,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 950 | $22,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 21 | $21,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 383 | $21,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,441 | $21,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 131 | $21,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,800 | $21,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 334 | $21,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,360 | $21,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,369 | $21,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,105 | $21,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 600 | $21,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 671 | $21,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 700 | $20,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 113 | $20,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 440 | $20,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 188 | $20,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 140 | $20,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,462 | $20,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 500 | $20,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 244 | $20,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 411 | $20,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 287 | $20,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 111 | $20,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,250 | $20,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,300 | $20,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $20,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 594 | $20,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,350 | $20,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 400 | $20,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 2,260 | $20,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 103 | $19,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 274 | $19,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 292 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 533 | $19,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 928 | $19,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 196 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 405 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 406 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 875 | $19,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 224 | $19,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 10,000 | $19,000 | thousands by filing date | principal |
| S&P Global,Inc. | 78409V104 | COM | 120 | $18,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 191 | $18,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 95 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,079 | $18,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 378 | $18,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 732 | $18,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 196 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 438 | $18,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $18,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,412 | $18,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 286 | $18,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 607 | $18,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 922 | $18,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 207 | $17,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,093 | $17,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 128 | $17,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 294 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 106 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 410 | $17,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 200 | $17,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 218 | $17,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 380 | $17,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 136 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,206 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 450 | $17,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 893 | $17,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $17,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,827 | $17,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 387 | $17,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,950 | $17,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,125 | $17,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 220 | $16,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 317 | $16,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,554 | $16,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,616 | $16,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 330 | $16,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 229 | $16,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 138 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-17-000718 | this filing | 2017-11-22 | acceptance time not in the bulk data set |