13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-31, with 334 holding rows worth $250,495,000.
- Accession
- 0001606587-17-000594
- Filer
- CIK 1667146
- Filed
- 2017-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 334 entries on the cover page, a total value of $250,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,495,000 with VALUE read as thousands by filing date, 13F file number 028-17378. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 357,339 | $15,569,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 61,156 | $7,627,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,865 | $4,911,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,667 | $3,757,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 92,954 | $3,641,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 23,964 | $3,514,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 146,441 | $3,282,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 21,396 | $3,112,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 69,915 | $3,035,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,852 | $2,998,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 33,937 | $2,882,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 60,314 | $2,825,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 23,800 | $2,746,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,746 | $2,732,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 32,830 | $2,631,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 39,960 | $2,331,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 59,161 | $2,296,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,068 | $2,278,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,004 | $2,222,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 14,588 | $2,164,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 38,830 | $2,120,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 15,894 | $2,031,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 39,775 | $2,031,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 84,438 | $1,939,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,887 | $1,832,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,810 | $1,796,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,797 | $1,767,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,394 | $1,668,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,345 | $1,644,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 16,399 | $1,586,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 33,648 | $1,541,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 113,930 | $1,537,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,405 | $1,483,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,049 | $1,479,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 43,379 | $1,459,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,575 | $1,417,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,369 | $1,373,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 38,417 | $1,364,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,174 | $1,349,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,210 | $1,347,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,666 | $1,340,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 79,255 | $1,337,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,022 | $1,313,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,373 | $1,312,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,827 | $1,305,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,400 | $1,262,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 146,464 | $1,238,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,287 | $1,237,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,945 | $1,224,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,724 | $1,215,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,034 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,291 | $1,203,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,182 | $1,199,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 14,689 | $1,191,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 22,093 | $1,165,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,660 | $1,156,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,112 | $1,140,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,950 | $1,134,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,755 | $1,123,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 17,909 | $1,110,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,577 | $1,043,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,509 | $1,036,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,784 | $1,036,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,834 | $1,024,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 100,378 | $1,012,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,603 | $1,002,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8,760 | $1,001,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,776 | $978,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,906 | $976,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,663 | $946,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,216 | $935,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,654 | $931,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,972 | $911,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,265 | $909,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,011 | $908,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,892 | $901,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,133 | $890,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,828 | $882,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 17,200 | $865,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,700 | $845,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 54,149 | $841,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,003 | $836,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,343 | $833,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 27,944 | $833,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,131 | $828,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 14,699 | $812,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,311 | $811,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 18,094 | $811,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,882 | $809,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 11,364 | $794,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 17,109 | $786,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16,597 | $777,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 62,782 | $773,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 7,166 | $758,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 21,498 | $755,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,775 | $753,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,960 | $747,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,846 | $743,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,472 | $725,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 27,689 | $716,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,211 | $716,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,480 | $715,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 23,312 | $708,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,641 | $707,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,580 | $697,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,134 | $694,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,489 | $676,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 23,250 | $676,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 33,728 | $674,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,717 | $673,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,590 | $669,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,717 | $667,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,651 | $666,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,745 | $649,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,233 | $647,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 14,918 | $641,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 661 | $634,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,225 | $633,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,943 | $626,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,572 | $618,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,600 | $616,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,934 | $616,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 25,341 | $593,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,897 | $588,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,016 | $585,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,070 | $584,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 22,332 | $582,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 51,768 | $581,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,844 | $576,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,892 | $572,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,903 | $564,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,171 | $558,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 21,849 | $558,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,596 | $557,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 27,845 | $554,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,357 | $549,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,560 | $547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,703 | $533,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 7,950 | $531,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,574 | $529,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,775 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,174 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,505 | $507,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 519 | $505,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,346 | $500,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,698 | $500,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,364 | $497,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,900 | $491,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 11,925 | $491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,883 | $488,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,643 | $486,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,511 | $479,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,864 | $479,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,276 | $478,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,048 | $475,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,785 | $473,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 31,730 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,040 | $472,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,729 | $468,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,057 | $456,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 11,202 | $451,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,758 | $449,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,646 | $448,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,720 | $447,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,261 | $444,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 11,491 | $444,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,413 | $438,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,600 | $438,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 14,450 | $430,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,020 | $428,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 13,895 | $427,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,903 | $423,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,542 | $420,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,687 | $418,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,301 | $413,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,859 | $412,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,175 | $411,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,319 | $405,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,275 | $403,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,339 | $398,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,828 | $394,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,556 | $393,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,507 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,268 | $384,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,499 | $381,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,631 | $377,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,475 | $367,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,758 | $366,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,618 | $363,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,926 | $363,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 965 | $362,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,421 | $361,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,946 | $361,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,783 | $361,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 19,108 | $361,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,808 | $352,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,312 | $351,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,921 | $348,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,064 | $344,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 16,790 | $338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,875 | $337,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 10,170 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,205 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,677 | $332,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,709 | $330,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 12,822 | $327,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,630 | $327,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,093 | $326,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 30,883 | $326,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 12,524 | $326,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,902 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,845 | $320,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,782 | $317,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,641 | $317,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,528 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,371 | $315,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,430 | $314,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,081 | $314,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,764 | $309,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,830 | $309,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,814 | $308,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,686 | $306,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,014 | $306,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,084 | $306,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,848 | $304,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,870 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,238 | $299,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,230 | $297,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 49,708 | $297,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 8,011 | $294,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,584 | $291,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,351 | $288,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,558 | $287,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,203 | $286,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 7,937 | $286,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,880 | $284,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,450 | $284,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 146,900 | $284,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 10,979 | $282,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 11,019 | $282,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,164 | $276,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 894 | $275,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,304 | $275,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 11,366 | $275,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 52,400 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,707 | $274,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,130 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,720 | $271,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,151 | $268,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,890 | $268,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,968 | $266,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,011 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,458 | $265,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,268 | $264,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,864 | $263,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,443 | $262,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,048 | $261,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,090 | $259,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,307 | $257,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,311 | $257,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,832 | $257,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 10,062 | $256,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,728 | $255,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,923 | $251,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,243 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,027 | $247,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,089 | $246,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,991 | $245,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,952 | $243,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 23,346 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,593 | $242,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,003 | $240,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,801 | $240,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,774 | $240,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,916 | $239,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 33,412 | $239,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,148 | $239,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 228 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 4,083 | $237,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,501 | $236,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 16,396 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,955 | $234,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,011 | $233,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,135 | $233,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,160 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 690 | $230,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,572 | $230,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,619 | $229,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,768 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,715 | $228,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,245 | $226,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,557 | $223,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 34,014 | $223,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 7,900 | $220,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,466 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,478 | $213,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 878 | $213,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 937 | $210,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,979 | $210,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,832 | $207,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,218 | $206,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,265 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,588 | $204,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 22,650 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,524 | $203,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 111 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,169 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,127 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,008 | $202,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,834 | $201,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,693 | $201,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,709 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,280 | $194,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,700 | $189,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,660 | $173,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,000 | $173,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,649 | $173,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,250 | $143,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,941 | $139,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,300 | $128,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,900 | $122,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,162 | $101,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,700 | $78,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,528 | $73,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,000 | $66,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,801 | $65,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 16,000 | $63,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,433 | $61,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 28,350 | $56,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 17,000 | $55,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 14,000 | $45,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,021 | $20,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,380 | $15,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,000 | $8,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-17-000594 | this filing | 2017-10-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-17-000680 | base | 2017-11-13 | acceptance time not in the bulk data set |