13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-27, with 259 holding rows worth $352,457,000.
- Accession
- 0001606587-16-000816
- Filer
- CIK 1559789
- Filed
- 2016-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 259 entries on the cover page, a total value of $352,457,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,457,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 198,992 | $9,040,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,656 | $7,712,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 57,449 | $7,077,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 163,279 | $6,450,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 169,659 | $6,347,000 | thousands by filing date | |
| VTI | 922908769 | COM | 53,843 | $5,994,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 125,438 | $5,094,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,055 | $4,798,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 50,297 | $4,671,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 40,565 | $4,586,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 70,481 | $4,445,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 33,612 | $4,173,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 36,890 | $4,142,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 97,641 | $4,131,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 108,286 | $4,075,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 64,223 | $4,061,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 106,401 | $3,985,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 51,797 | $3,900,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 32,930 | $3,799,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 61,575 | $3,786,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 71,212 | $3,691,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 63,315 | $3,647,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 49,114 | $3,546,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,784 | $3,277,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 32,923 | $3,277,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 23,826 | $3,276,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,610 | $3,271,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 36,442 | $3,271,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 46,806 | $3,259,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 22,491 | $3,249,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,363 | $3,244,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 50,280 | $3,243,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 28,556 | $3,220,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,096 | $3,084,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 87,507 | $3,078,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 42,835 | $3,077,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 100,950 | $2,990,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 17,805 | $2,969,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,840 | $2,964,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 119,618 | $2,938,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 34,660 | $2,909,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 35,714 | $2,887,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 28,160 | $2,878,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 61,374 | $2,850,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 39,479 | $2,784,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 53,313 | $2,723,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 22,223 | $2,723,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 110,045 | $2,696,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 105,872 | $2,673,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,489 | $2,650,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 60,844 | $2,645,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 26,073 | $2,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 32,306 | $2,635,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 63,835 | $2,627,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 47,563 | $2,593,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 103,877 | $2,516,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 69,715 | $2,457,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,458 | $2,417,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 26,930 | $2,343,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 28,825 | $2,307,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 20,108 | $2,214,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 42,644 | $2,164,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 20,345 | $2,119,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 42,219 | $2,093,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 87,803 | $2,011,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,168 | $1,930,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 19,574 | $1,832,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,943 | $1,803,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 23,143 | $1,792,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 14,754 | $1,752,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 58,920 | $1,728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 61,751 | $1,710,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,461 | $1,691,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,923 | $1,564,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,834 | $1,557,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,215 | $1,550,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 36,601 | $1,549,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 31,791 | $1,509,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 32,662 | $1,485,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22,479 | $1,443,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 79,278 | $1,385,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,926 | $1,381,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13,831 | $1,363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 87,970 | $1,357,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 36,957 | $1,357,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 16,013 | $1,307,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 17,227 | $1,299,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,270 | $1,262,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 10,074 | $1,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 49,219 | $1,246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 46,861 | $1,215,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 37,939 | $1,195,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,081 | $1,175,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,381 | $1,165,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,259 | $1,160,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 21,267 | $1,150,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 46,637 | $1,147,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 21,751 | $1,080,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,581 | $1,042,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,001 | $1,029,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 9,178 | $1,027,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,634 | $1,027,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 12,634 | $986,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 11,851 | $985,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,932 | $969,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,333 | $962,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13,013 | $935,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,239 | $922,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 36,558 | $914,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,394 | $910,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,137 | $909,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 22,735 | $863,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 21,974 | $860,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,708 | $823,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 12,054 | $815,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,658 | $810,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 36,846 | $802,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 16,102 | $796,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 40,527 | $772,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,970 | $769,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,407 | $758,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,052 | $736,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,325 | $734,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,928 | $732,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,139 | $731,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 48,515 | $728,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 14,179 | $698,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,459 | $697,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,521 | $696,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 27,058 | $695,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,349 | $691,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 35,417 | $687,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,935 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,970 | $682,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 11,076 | $670,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 52,942 | $664,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 14,023 | $661,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,077 | $651,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,947 | $645,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 30,618 | $644,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,928 | $640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 23,147 | $631,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,700 | $624,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,328 | $623,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 23,794 | $621,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 23,178 | $613,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,637 | $610,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,061 | $610,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 20,196 | $605,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 8,834 | $595,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 6,498 | $593,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 12,027 | $588,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,825 | $585,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,359 | $580,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,267 | $547,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,093 | $539,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,521 | $517,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,952 | $508,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,483 | $486,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,219 | $477,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,994 | $474,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 28,981 | $464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,493 | $458,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,479 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,287 | $452,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,853 | $449,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,348 | $447,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,742 | $445,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,133 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,363 | $438,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,528 | $431,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,750 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 40,383 | $424,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,605 | $422,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,357 | $413,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,561 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,362 | $397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,479 | $384,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,412 | $383,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 12,422 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,271 | $369,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,774 | $367,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,879 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,382 | $354,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,151 | $353,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,736 | $352,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,220 | $351,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,689 | $350,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,472 | $348,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 20,970 | $346,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,062 | $343,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,021 | $337,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,294 | $332,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,172 | $331,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,216 | $326,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,336 | $321,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,287 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,925 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,402 | $316,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,796 | $314,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,824 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,743 | $311,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,342 | $309,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,157 | $309,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,628 | $306,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,840 | $305,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,733 | $300,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,069 | $299,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,034 | $295,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,300 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,650 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,529 | $292,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,071 | $288,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,679 | $283,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,042 | $277,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,706 | $275,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,322 | $273,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,072 | $273,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,586 | $272,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,743 | $271,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,626 | $269,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,126 | $264,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,912 | $261,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,203 | $260,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 23,919 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,700 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,531 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,676 | $250,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,798 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,601 | $248,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,423 | $245,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,183 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,029 | $238,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,615 | $235,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,764 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 18,414 | $234,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,635 | $233,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,471 | $231,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,199 | $226,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,146 | $224,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,499 | $222,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 282 | $219,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,045 | $219,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,559 | $215,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,941 | $213,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,362 | $203,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 10,810 | $203,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 19,404 | $184,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,176 | $182,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,925 | $181,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,409 | $163,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,300 | $149,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 10,064 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,250 | $124,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,110 | $118,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,549 | $104,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,100 | $100,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 16,523 | $100,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 10,070 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-16-000816 | this filing | 2016-10-27 | acceptance time not in the bulk data set |