13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-25, with 265 holding rows worth $198,446,000.
- Accession
- 0001606587-16-000804
- Filer
- CIK 1667146
- Filed
- 2016-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 265 entries on the cover page, a total value of $198,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,446,000 with VALUE read as thousands by filing date, 13F file number 028-17378. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 74,373 | $5,991,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 153,588 | $5,640,000 | thousands by filing date | |
| VTI | 922908769 | COM | 49,478 | $5,508,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 53,572 | $4,591,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,693 | $4,374,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 47,753 | $4,239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 140,550 | $3,715,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,489 | $3,587,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,707 | $3,237,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 39,719 | $3,049,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 23,114 | $3,016,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 79,238 | $2,964,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 32,476 | $2,733,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 31,025 | $2,691,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 71,035 | $2,673,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,794 | $2,541,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 172,591 | $2,190,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 189,769 | $1,994,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 48,405 | $1,912,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 16,403 | $1,842,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 21,697 | $1,821,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,196 | $1,783,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,832 | $1,755,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,077 | $1,747,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,839 | $1,727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 43,990 | $1,675,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 18,322 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 11,684 | $1,607,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 113,780 | $1,555,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 33,066 | $1,526,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,884 | $1,522,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,747 | $1,521,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,801 | $1,516,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,722 | $1,504,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 154,481 | $1,463,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 47,197 | $1,415,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 35,701 | $1,387,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 25,368 | $1,369,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,508 | $1,354,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,715 | $1,346,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 15,443 | $1,344,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,554 | $1,286,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,956 | $1,260,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,971 | $1,246,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 29,862 | $1,239,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 23,289 | $1,221,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 16,640 | $1,200,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 30,938 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,999 | $1,127,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,858 | $1,100,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,855 | $1,086,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,670 | $1,086,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 36,008 | $1,082,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,751 | $1,079,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,712 | $1,056,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 21,535 | $1,049,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,792 | $1,024,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 16,345 | $990,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,559 | $948,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,504 | $917,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,660 | $894,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,614 | $856,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,297 | $842,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 18,383 | $835,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,607 | $810,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,892 | $798,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 52,383 | $793,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,313 | $784,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,997 | $768,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 23,485 | $766,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,595 | $763,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 24,520 | $747,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 54,391 | $747,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 44,725 | $745,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 17,796 | $732,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,091 | $721,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,728 | $718,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,441 | $717,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 83,173 | $709,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 16,658 | $704,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 14,947 | $699,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,102 | $694,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,551 | $674,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 21,456 | $673,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,049 | $665,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 20,923 | $661,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,108 | $653,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,165 | $646,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,362 | $646,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 38,042 | $624,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,017 | $621,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 18,068 | $616,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,565 | $615,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 38,988 | $610,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,221 | $605,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,995 | $602,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,480 | $596,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 711 | $595,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 746 | $580,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,482 | $580,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,834 | $575,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 15,215 | $572,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,464 | $564,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,382 | $564,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,891 | $562,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,096 | $561,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,804 | $536,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,162 | $527,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,568 | $518,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,066 | $515,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,976 | $510,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,330 | $501,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,666 | $493,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,352 | $492,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,081 | $478,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,958 | $474,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,531 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 11,872 | $468,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 36,670 | $465,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,672 | $464,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 25,942 | $460,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 20,990 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,323 | $453,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 23,974 | $452,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,974 | $444,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,108 | $444,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,466 | $441,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 36,075 | $435,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,122 | $434,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 538 | $433,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,551 | $432,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 28,900 | $428,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4,456 | $423,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 11,985 | $419,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 11,400 | $417,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,729 | $413,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,778 | $411,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,137 | $411,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 17,147 | $404,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,179 | $386,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,670 | $385,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,175 | $380,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,048 | $377,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,628 | $368,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,834 | $365,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,873 | $363,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,383 | $362,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,055 | $358,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,269 | $357,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,781 | $354,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,403 | $350,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,241 | $348,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 45,588 | $348,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,604 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,324 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,881 | $346,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,870 | $341,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,492 | $340,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,628 | $334,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,962 | $333,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,367 | $332,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,206 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,556 | $323,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,314 | $315,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,928 | $313,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,564 | $309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,860 | $309,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 12,929 | $299,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,874 | $298,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,031 | $296,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,762 | $293,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,963 | $292,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,050 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,317 | $287,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,649 | $283,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,213 | $282,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,285 | $281,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,963 | $281,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,072 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 17,075 | $280,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,791 | $277,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,070 | $275,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 11,195 | $275,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,365 | $271,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,343 | $265,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,962 | $264,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,987 | $264,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,437 | $262,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,265 | $262,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,040 | $257,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,009 | $257,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,457 | $257,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,983 | $254,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,921 | $252,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,250 | $252,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,226 | $250,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,398 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,824 | $250,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,157 | $250,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 147,000 | $248,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 6,521 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,775 | $247,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,923 | $246,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,990 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,728 | $242,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,979 | $241,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,569 | $239,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,198 | $238,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,090 | $238,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,483 | $236,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,903 | $233,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 28,562 | $233,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,019 | $232,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,720 | $231,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,473 | $231,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,375 | $230,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,172 | $222,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,777 | $221,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,822 | $219,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,405 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,400 | $212,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,729 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,008 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,845 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,798 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,416 | $205,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,830 | $204,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,849 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,586 | $203,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,607 | $202,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,152 | $202,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 34,014 | $202,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 11,366 | $200,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 10,035 | $194,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,586 | $193,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,555 | $192,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,600 | $179,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 63,200 | $174,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,722 | $172,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 93,231 | $169,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 28,031 | $164,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,400 | $162,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,845 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,700 | $142,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,750 | $137,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,240 | $134,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,498 | $133,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 16,000 | $113,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,848 | $111,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,000 | $108,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,350 | $103,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,200 | $103,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,900 | $97,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 33,000 | $95,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,401 | $89,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 25,500 | $82,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 17,314 | $72,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 54,375 | $67,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,167 | $54,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,700 | $54,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,300 | $47,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 11,480 | $35,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,000 | $27,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,500 | $18,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 11,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-16-000804 | this filing | 2016-10-25 | acceptance time not in the bulk data set |