13F-HR filed by WESPAC Advisors SoCal, LLC
WESPAC Advisors SoCal, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-03-03, with 273 holding rows worth $151,558,000.
- Accession
- 0001606587-16-000514
- Filer
- CIK 1668188
- Filed
- 2016-03-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 273 entries on the cover page, a total value of $151,558,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,558,000 with VALUE read as thousands by filing date, 13F file number 028-17399. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KROGER CO COM | 501044101 | Stock | 152,096 | $6,362,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 59,850 | $6,299,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 188,991 | $5,887,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 54,033 | $5,646,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 46,095 | $5,422,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 95,081 | $5,168,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 49,795 | $5,157,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 48,705 | $5,118,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 38,474 | $5,088,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 92,512 | $4,937,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 39,638 | $4,888,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 107,289 | $4,818,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 85,725 | $4,756,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 28,295 | $4,593,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 101,925 | $4,492,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 22,998 | $4,471,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 124,113 | $4,275,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 38,232 | $3,737,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 31,025 | $3,501,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 52,954 | $3,496,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 97,944 | $3,370,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 111,413 | $3,320,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 49,615 | $3,229,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 53,125 | $2,899,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 86,595 | $2,351,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 29,200 | $2,120,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 33,200 | $1,873,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,885 | $1,557,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28,264 | $1,218,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,750 | $1,005,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,880 | $993,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 20,075 | $892,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,450 | $871,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,878 | $843,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,050 | $814,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 5,500 | $795,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,475 | $754,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,100 | $753,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,280 | $752,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,265 | $708,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 16,600 | $689,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,370 | $667,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,969 | $641,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,300 | $626,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 7,461 | $618,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19,370 | $616,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 9,500 | $552,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,815 | $523,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,250 | $491,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,875 | $491,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,487 | $489,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,230 | $484,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,925 | $432,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,600 | $411,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,275 | $409,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,235 | $403,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,246 | $394,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,895 | $386,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,700 | $381,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,845 | $375,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,400 | $373,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,080 | $366,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,485 | $357,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,250 | $351,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,725 | $343,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,775 | $336,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,800 | $324,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,250 | $315,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,825 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,675 | $290,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 16,875 | $282,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 408 | $275,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,100 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,245 | $242,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,205 | $237,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,475 | $231,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,375 | $221,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 15,600 | $217,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,850 | $216,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,875 | $214,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,450 | $214,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,950 | $207,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,275 | $197,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,775 | $193,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,405 | $184,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,200 | $182,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,400 | $172,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,300 | $172,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,696 | $146,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,000 | $137,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,763 | $121,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,225 | $121,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,692 | $120,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,940 | $119,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,232 | $115,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 4,500 | $115,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 8,100 | $114,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,725 | $112,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 900 | $111,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,525 | $106,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 700 | $101,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,230 | $95,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 450 | $91,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,400 | $87,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,000 | $87,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $86,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,978 | $84,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $75,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 675 | $73,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 2,800 | $72,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,755 | $70,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 800 | $67,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $62,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,973 | $61,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 5,200 | $61,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $58,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 800 | $56,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $54,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 872 | $54,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,500 | $54,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,018 | $53,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 780 | $50,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,200 | $50,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,072 | $49,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,253 | $49,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 927 | $47,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 597 | $47,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 447 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 725 | $45,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,353 | $43,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,250 | $42,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 730 | $42,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $42,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 825 | $41,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,700 | $38,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 431 | $37,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 400 | $37,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 150 | $36,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,600 | $36,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 550 | $36,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 800 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 557 | $34,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 256 | $32,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 300 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,335 | $28,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 599 | $27,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 194 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 350 | $26,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $25,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 300 | $24,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 896 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 700 | $23,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 300 | $21,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 300 | $20,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 600 | $20,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 600 | $20,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 250 | $20,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 282 | $19,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 175 | $19,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 540 | $19,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $18,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 300 | $18,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,100 | $18,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,000 | $18,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 193 | $17,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 500 | $17,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 375 | $17,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $16,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 230 | $16,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 200 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20 | $15,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20 | $15,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $15,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 300 | $15,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 590 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 450 | $14,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 170 | $14,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,500 | $14,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $14,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $14,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $13,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $13,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 250 | $13,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 500 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 210 | $11,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 500 | $11,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 550 | $11,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 50 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 100 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 990 | $10,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 125 | $10,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 166 | $10,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 350 | $10,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 200 | $9,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $9,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 100 | $9,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 200 | $9,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 800 | $9,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 300 | $9,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 150 | $8,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 200 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 225 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 308 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 41 | $7,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 300 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $6,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 50 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,400 | $6,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 187 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 400 | $6,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 300 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 136 | $5,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 300 | $5,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 78 | $5,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 125 | $5,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,000 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,000 | $5,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 55 | $5,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 75 | $4,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 34 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 400 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 25 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,200 | $4,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 150 | $4,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 70 | $4,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 3,000 | $4,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 40 | $3,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 100 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 16 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 500 | $2,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 135 | $2,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 70 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 88 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 80 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 616 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 250 | $2,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 2,000 | $2,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 200 | $2,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20 | $1,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29 | $1,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 66 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 28 | $1,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 50 | $1,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 150 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 510 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 450 | $1,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 33 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 110 | $1,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 30 | $1,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 125 | $1,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 200 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 103,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADIGICS INC | 032515108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LPATH INC-CLASS A | 548910306 | CMN | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITUS CORP | 45069V203 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-16-000514 | this filing | 2016-03-03 | acceptance time not in the bulk data set |