13F-HR filed by New Harbor Financial Group, LLC
New Harbor Financial Group, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 166 holding rows worth $77,094,000.
- Accession
- 0001606587-15-000311
- Filer
- CIK 1548577
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 166 entries on the cover page, a total value of $77,094,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,094,000 with VALUE read as thousands by filing date, 13F file number 028-15047. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287457 | COM | 149,839 | $12,734,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 98,448 | $12,271,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 567,660 | $7,799,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 527,200 | $7,243,000 | thousands by filing date | put |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 95,172 | $6,189,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 70,809 | $6,003,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 42,900 | $4,584,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 372,814 | $3,948,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 573,277 | $3,491,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 62,809 | $2,492,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 61,105 | $1,197,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 24,633 | $1,068,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 33,120 | $789,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 69,200 | $734,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 31,017 | $710,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 36,610 | $458,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 78,410 | $444,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 12,110 | $306,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 6,850 | $301,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 12,800 | $288,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,178 | $280,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,900 | $256,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 41,055 | $248,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,311 | $246,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 325,340 | $237,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,300 | $222,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,500 | $185,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 65,280 | $180,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,727 | $171,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,658 | $114,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,391 | $110,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,100 | $86,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 735 | $71,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,545 | $67,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 700 | $67,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 4,100 | $56,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,297 | $54,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 480 | $52,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 818 | $49,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 340 | $45,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 207 | $38,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 400 | $37,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 400 | $37,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 250 | $36,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 600 | $36,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 491 | $35,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 6,000 | $35,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 700 | $35,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 736 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,200 | $34,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,172 | $33,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 253 | $32,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,800 | $28,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 900 | $28,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $26,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 9,000 | $26,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 738 | $24,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $22,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 350 | $22,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,525 | $20,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,500 | $20,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 600 | $19,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 550 | $19,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,700 | $19,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 300 | $18,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,780 | $17,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,600 | $17,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 600 | $16,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 600 | $16,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,900 | $16,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 450 | $16,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,500 | $15,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 600 | $15,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $14,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 200 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 150 | $14,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,100 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 500 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 500 | $13,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $12,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,800 | $12,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300 | $11,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 300 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,600 | $10,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,300 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,750 | $10,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,600 | $10,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,340 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 3,000 | $8,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 55 | $7,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 75 | $7,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 106 | $7,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200 | $7,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 200 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 602 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 300 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 200 | $6,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 10 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $6,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 100 | $6,000 | thousands by filing date | |
| 38259p508 | COM | 10 | $6,000 | thousands by filing date | ||
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 500 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,115 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,356 | $5,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 100 | $5,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 33 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 67 | $4,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 25 | $4,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 55 | $4,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,900 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 300 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 8,750 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 250 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,500 | $3,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50 | $2,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 100 | $2,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 60 | $2,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 375 | $2,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 91 | $2,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 100 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,700 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 400 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300 | $2,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 130 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 170 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 25 | $1,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 46 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 300 | $1,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 100 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,400 | $1,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 5,200 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 103 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY USA INC COM | 626755102 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAXTER INTL INC | 071813109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAHOE RES INC | 873868103 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAXALTA INC | 07177M103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STILLWATER MINING CO | 86074Q102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000311 | this filing | 2015-11-12 | acceptance time not in the bulk data set |