13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 1,119 holding rows worth $385,317,000.
- Accession
- 0001606587-15-000309
- Filer
- CIK 1559789
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,119 entries on the cover page, a total value of $385,317,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $385,317,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITY HOLDING CO | 177835105 | COMMON STOCK | 600 | $29,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,160 | $28,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 325 | $28,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 225 | $28,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 310 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 300 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 300 | $28,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 652 | $28,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 54 | $27,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 342 | $27,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 530 | $27,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,000 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 939 | $27,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 551 | $27,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 832 | $27,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,348 | $27,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 760 | $27,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,062 | $27,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 250 | $26,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 701 | $26,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 900 | $26,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,772 | $26,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 810 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,800 | $25,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 550 | $25,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 533 | $25,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,658 | $25,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 285 | $25,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 3,300 | $25,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 535 | $24,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 328 | $24,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 350 | $24,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,205 | $24,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 517 | $24,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,247 | $24,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 441 | $23,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 855 | $23,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 550 | $23,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,800 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 566 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 257 | $23,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 580 | $23,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 141 | $22,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 392 | $22,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 855 | $22,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 700 | $22,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,437 | $22,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,323 | $22,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 950 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,259 | $22,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 550 | $21,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,700 | $21,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 675 | $21,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 400 | $21,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 19,951 | $21,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 356 | $20,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,200 | $20,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 289 | $20,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 168 | $20,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,126 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 457 | $20,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 410 | $19,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 420 | $19,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,907 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 350 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 372 | $19,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 255 | $19,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,500 | $19,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,836 | $19,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 775 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 520 | $19,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 734 | $19,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 253 | $18,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,800 | $18,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,130 | $18,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $18,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 225 | $18,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,474 | $18,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,540 | $18,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 200 | $18,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 650 | $18,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,400 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,413 | $18,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 629 | $18,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 192 | $17,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 299 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 480 | $17,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450 | $17,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 487 | $17,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 477 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 208 | $17,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 300 | $17,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,994 | $17,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 300 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 610 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 260 | $17,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,300 | $17,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 800 | $17,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,230 | $17,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 898 | $17,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 911 | $17,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 326 | $16,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 550 | $16,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 343 | $16,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 470 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 260 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 481 | $16,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,300 | $16,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 510 | $16,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,116 | $16,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,173 | $16,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,682 | $16,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 605 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,696 | $16,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 137 | $15,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 880 | $15,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 176 | $15,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 200 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,242 | $15,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 135 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 350 | $15,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 350 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,006 | $15,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 150 | $14,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 163 | $14,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 525 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 518 | $14,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 377 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 278 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 204 | $13,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 650 | $13,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 198 | $13,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $13,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 457 | $13,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 300 | $13,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 180 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 195 | $13,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 500 | $13,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 300 | $13,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,000 | $13,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 127 | $13,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 5,750 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 714 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 512 | $13,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 8,000 | $13,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 104 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 510 | $12,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 411 | $12,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 350 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $12,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 800 | $12,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 900 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 250 | $12,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 100 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 431 | $12,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 300 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 305 | $12,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 554 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 900 | $12,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $11,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 377 | $11,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 592 | $11,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 125 | $11,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 237 | $11,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 894 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 72 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 224 | $11,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 420 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 325 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 391 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 427 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 562 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 350 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 480 | $11,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,000 | $11,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 153 | $11,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 264 | $11,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 620 | $10,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,460 | $10,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,016 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 75 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 164 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 300 | $10,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $10,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 373 | $10,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 262 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,275 | $10,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 585 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 70 | $10,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 333 | $10,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 800 | $10,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 200 | $10,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 800 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 363 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 449 | $10,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 945 | $10,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 298 | $10,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 250 | $10,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,600 | $10,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,200 | $10,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 200 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 220 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $9,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 135 | $9,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 331 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $9,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 685 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 500 | $9,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,372 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 426 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 105 | $9,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 534 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 300 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 375 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 247 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 229 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 272 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $9,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 117 | $9,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,497 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 384 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 300 | $9,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $8,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $8,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 118 | $8,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 250 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 225 | $8,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 50 | $8,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 300 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 150 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 200 | $8,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 370 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 277 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 300 | $8,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 265 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 50 | $8,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,587 | $8,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 8,500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 500 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 478 | $8,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,600 | $8,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 125 | $8,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 410 | $8,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 970 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 370 | $8,000 | thousands by filing date | |
| MGC | 921910873 | COM | 109 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 172 | $7,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 101 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $7,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 50 | $7,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,465 | $7,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 120 | $7,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 180 | $7,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 28 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 110 | $7,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $7,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,397 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 250 | $7,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 700 | $7,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 719 | $7,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 208 | $7,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 957 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 166 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 571 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 3,000 | $7,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 123 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 122 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 61 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 300 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 116 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 93 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 62 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $6,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 105 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 900 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 148 | $6,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $6,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 150 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 90 | $6,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 90 | $6,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 453 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 129 | $6,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 678 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 115 | $5,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 150 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 175 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,500 | $5,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 200 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 98 | $5,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $5,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 325 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 167 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 200 | $5,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 154 | $5,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 55 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150 | $5,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 185 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 450 | $5,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 210 | $5,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 740 | $5,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 938 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180 | $5,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 90 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 200 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 160 | $5,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 400 | $5,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 525 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 250 | $5,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 318 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 384 | $5,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 313 | $5,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20 | $4,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 124 | $4,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 80 | $4,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 84 | $4,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 75 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 151 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 366 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 264 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 150 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 70 | $4,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 85 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 90 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 85 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 730 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 250 | $4,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 472 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 67 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 69 | $4,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 412 | $4,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 170 | $4,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $4,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 185 | $4,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 70 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 405 | $4,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 100 | $4,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 100 | $4,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 604 | $4,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 210 | $4,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 200 | $4,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 200 | $4,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 170 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $4,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 207 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 200 | $4,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 600 | $4,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 851 | $4,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 190 | $4,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 50 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 20 | $3,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 525 | $3,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 60 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 100 | $3,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 42 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 150 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 360 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $3,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 100 | $3,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 200 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 70 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 60 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 50 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 150 | $3,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $3,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 50 | $3,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 155 | $3,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 80 | $3,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 500 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 300 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 56 | $3,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 86 | $3,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 75 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 102 | $3,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 439 | $3,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 62 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 115 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 336 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 104 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 120 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 205 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 79 | $3,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 666 | $3,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 50 | $3,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 115 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 300 | $3,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 20 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 300 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 452 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 200 | $3,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 200 | $3,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 168 | $3,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 250 | $3,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 250 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 120 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 79 | $3,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 30 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 20 | $2,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 55 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 68 | $2,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 106 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 200 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 52 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 57 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 11 | $2,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 35 | $2,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 100 | $2,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 35 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 575 | $2,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 32 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $2,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 50 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 220 | $2,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 200 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 150 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 86 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 40 | $2,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 325 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $2,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 160 | $2,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 300 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 127 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,165 | $2,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 70 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 100 | $2,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 20 | $2,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 50 | $2,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 150 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 143 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 513 | $2,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 37 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 50 | $2,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 16 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 80 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 50 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 60 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 90 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 38 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 30 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 20 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 120 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 62 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 40 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 35 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 100 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 213 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 256 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 43 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 75 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 57 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 27 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 14 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 238 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 59 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 57 | $1,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 45 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 32 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 111 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 29 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 50 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000309 | this filing | 2015-11-12 | acceptance time not in the bulk data set |