13F-HR filed by Donald L. Hagan, LLC
Donald L. Hagan, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-27, with 400 holding rows worth $111,147,000.
- Accession
- 0001606587-15-000283
- Filer
- CIK 1638049
- Filed
- 2015-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 400 entries on the cover page, a total value of $111,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,147,000 with VALUE read as thousands by filing date, 13F file number 028-16846. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service,Inc. Class B | 911312106 | COM | 165,024 | $16,286,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 113,937 | $10,596,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 79,632 | $8,726,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 83,871 | $7,823,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 54,196 | $4,802,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,997 | $3,640,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 103,902 | $3,568,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,326 | $3,370,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 292,014 | $3,338,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 31,830 | $2,868,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 66,525 | $1,507,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 37,597 | $1,485,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,213 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,065 | $1,169,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,612 | $1,095,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,850 | $1,056,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14,526 | $985,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,727 | $963,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,793 | $912,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,674 | $894,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,043 | $890,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,402 | $881,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,532 | $853,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,945 | $840,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,525 | $840,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 17,227 | $833,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 17,400 | $819,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,614 | $809,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 17,736 | $769,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,663 | $715,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,226 | $712,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 8,631 | $690,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,103 | $688,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,926 | $684,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 22,820 | $623,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,866 | $618,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,780 | $615,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,874 | $595,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8,237 | $558,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 56,017 | $545,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,847 | $526,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,331 | $524,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 17,578 | $471,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,200 | $458,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,706 | $456,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,439 | $448,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,493 | $448,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,466 | $412,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,505 | $405,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 9,705 | $403,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,795 | $345,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,235 | $334,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,770 | $333,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,554 | $332,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,939 | $323,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,000 | $317,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,771 | $313,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,590 | $283,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,400 | $260,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,610 | $255,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,621 | $239,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 25,400 | $236,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,000 | $235,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,131 | $229,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,611 | $228,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,400 | $228,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,640 | $215,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,764 | $206,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,332 | $198,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,477 | $197,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,644 | $196,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,327 | $184,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,515 | $175,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,710 | $174,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,920 | $172,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,551 | $165,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,276 | $164,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,493 | $152,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,398 | $151,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,648 | $148,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,000 | $146,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,106 | $137,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,280 | $137,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,000 | $137,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,348 | $126,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,100 | $124,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,007 | $121,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,128 | $115,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,472 | $115,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 185 | $113,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,624 | $111,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 9,000 | $108,000 | thousands by filing date | |
| IJH | 464287507 | COM | 757 | $103,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,495 | $100,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,983 | $98,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,136 | $96,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,169 | $95,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,120 | $94,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,290 | $92,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,037 | $92,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,248 | $90,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,400 | $89,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 6,000 | $85,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,200 | $83,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,250 | $80,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 848 | $78,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,382 | $78,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,350 | $77,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 44,000 | $75,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 636 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,309 | $74,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,309 | $71,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 750 | $71,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 800 | $70,000 | thousands by filing date | |
| 38259p508 | COM | 110 | $70,000 | thousands by filing date | ||
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5,402 | $68,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,170 | $67,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 934 | $67,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,582 | $66,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,000 | $66,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 460 | $65,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 800 | $64,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 650 | $64,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 2,000 | $63,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 535 | $62,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,200 | $62,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 500 | $59,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 6,000 | $59,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 650 | $59,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,047 | $59,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 600 | $57,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 600 | $56,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,161 | $56,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 843 | $55,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 292 | $54,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 950 | $54,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 608 | $53,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,369 | $53,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,000 | $53,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 4,844 | $51,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,000 | $51,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 350 | $50,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 648 | $50,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $49,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,000 | $49,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 850 | $48,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,700 | $47,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 4,617 | $47,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 250 | $47,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 650 | $46,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 651 | $46,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,250 | $46,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 242 | $46,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,500 | $46,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 247 | $45,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,350 | $45,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,000 | $45,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 872 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,090 | $42,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,000 | $41,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,472 | $38,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 360 | $37,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 10,000 | $37,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,584 | $36,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 600 | $36,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 300 | $33,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 500 | $33,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,533 | $33,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,600 | $33,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 300 | $32,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 279 | $32,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 400 | $31,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $29,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 325 | $29,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 300 | $29,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,000 | $29,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 685 | $29,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 900 | $28,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 4,000 | $28,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $27,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 245 | $27,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 572 | $27,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,050 | $27,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 650 | $26,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,500 | $26,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,050 | $26,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 6,000 | $26,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 628 | $25,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 525 | $25,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 250 | $25,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 300 | $25,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,200 | $25,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,700 | $25,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 642 | $25,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 294 | $25,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 614 | $25,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 600 | $25,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 900 | $24,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 226 | $24,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,400 | $24,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,700 | $23,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $23,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,750 | $23,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 841 | $23,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $22,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 306 | $22,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 200 | $22,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 538 | $21,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,500 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 622 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 350 | $20,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,500 | $20,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 336 | $20,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 360 | $20,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,431 | $20,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 800 | $20,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,023 | $19,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 216 | $19,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 306 | $19,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,000 | $19,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 420 | $19,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 150 | $18,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 608 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,250 | $18,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,016 | $18,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 175 | $17,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $17,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 725 | $17,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,350 | $17,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 148 | $17,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 300 | $16,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 186 | $16,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 22 | $16,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,500 | $16,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 472 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 800 | $16,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 523 | $16,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 164 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 135 | $15,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 150 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $15,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 200 | $15,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 492 | $15,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $15,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 674 | $15,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 202 | $15,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 440 | $15,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,026 | $14,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,800 | $14,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 462 | $14,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 300 | $14,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 444 | $14,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 600 | $14,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 105 | $13,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 225 | $13,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 505 | $13,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 266 | $13,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,000 | $13,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 300 | $13,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 834 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,000 | $13,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 165 | $12,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100 | $12,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 60 | $12,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 264 | $12,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 40 | $12,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $12,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $12,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 555 | $12,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 621 | $12,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 931 | $12,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 235 | $11,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 300 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 194 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 202 | $11,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 948 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 300 | $11,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 210 | $10,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $10,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 600 | $10,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 400 | $10,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,480 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $9,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $9,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 50 | $9,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,300 | $9,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 50 | $9,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 80 | $9,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 850 | $9,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 350 | $9,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 103 | $8,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,000 | $8,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 267 | $8,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 600 | $8,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 200 | $8,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 260 | $8,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,625 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 225 | $7,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 360 | $7,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 500 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 150 | $7,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,000 | $7,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 500 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $7,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 60 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,250 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 500 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 205 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 500 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 500 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 100 | $6,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 472 | $6,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 100 | $6,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 55 | $6,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 205 | $6,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 875 | $6,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 81 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 201 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 200 | $5,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 100 | $5,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 50 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 254 | $4,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 50 | $4,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 30 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 287 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 74 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 300 | $4,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 70 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $4,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 100 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 400 | $4,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 200 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 55 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 318 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 50 | $3,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 45 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 76 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 100 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $3,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 100 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 298 | $3,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 43 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 100 | $3,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 31 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 20 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 36 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 232 | $2,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 25 | $2,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 30 | $2,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 69 | $2,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 128 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 160 | $2,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 100 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 19 | $2,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 193 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 250 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 40 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 47 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 15 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 65 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 200 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 96 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 860 | $2,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 49 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 42 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 800 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16 | $1,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 100 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 200 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 227 | $1,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 96 | $1,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 261 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 103 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000283 | this filing | 2015-10-27 | acceptance time not in the bulk data set |