13F-HR filed by Summit Financial Wealth Advisors, LLC
Summit Financial Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-19, with 218 holding rows worth $154,700,000.
- Accession
- 0001606587-15-000270
- Filer
- CIK 1632283
- Filed
- 2015-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 218 entries on the cover page, a total value of $154,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,700,000 with VALUE read as thousands by filing date, 13F file number 028-16495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 381,213 | $12,911,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 278,910 | $11,664,000 | thousands by filing date | |
| VTI | 922908769 | COM | 71,495 | $7,057,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 50,372 | $5,843,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 132,915 | $5,497,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 36,925 | $5,234,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 49,070 | $4,627,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 285,650 | $4,570,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 113,175 | $4,410,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 74,358 | $4,330,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 129,205 | $4,209,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 104,935 | $4,108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 206,390 | $3,793,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 85,538 | $3,721,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 45,115 | $3,713,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 52,905 | $2,842,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,740 | $2,651,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 63,295 | $2,443,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 39,075 | $2,313,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 19,495 | $2,252,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 67,595 | $2,220,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 19,417 | $2,117,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 69,793 | $2,103,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 26,135 | $2,073,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 38,220 | $2,056,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 80,085 | $2,019,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 28,752 | $1,864,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,522 | $1,855,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 189,080 | $1,854,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 50,547 | $1,813,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 56,070 | $1,764,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 168,147 | $1,629,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 35,768 | $1,598,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 60,050 | $1,522,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 115,675 | $1,455,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 75,525 | $1,388,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,025 | $1,206,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,620 | $941,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,264 | $911,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 88,706 | $877,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 59,300 | $775,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,400 | $749,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 15,980 | $743,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,105 | $715,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,743 | $707,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,199 | $683,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 50,331 | $656,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 49,700 | $630,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 24,025 | $601,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 24,000 | $593,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 10,003 | $582,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,345 | $577,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,775 | $538,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 39,041 | $529,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 17,300 | $498,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 37,300 | $486,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,537 | $456,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 18,650 | $452,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,000 | $438,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,000 | $398,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,907 | $397,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 21,800 | $386,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,900 | $384,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 29,200 | $377,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,040 | $347,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,465 | $297,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,087 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,950 | $287,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 11,000 | $283,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,465 | $248,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,525 | $235,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,875 | $231,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,673 | $223,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,510 | $218,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,000 | $212,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,025 | $203,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,430 | $199,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,004 | $198,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,500 | $193,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,450 | $181,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,880 | $181,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,515 | $180,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,800 | $177,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,456 | $164,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,320 | $161,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,534 | $155,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,350 | $151,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,500 | $146,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,375 | $146,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,750 | $140,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,250 | $140,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,770 | $136,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,136 | $121,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,070 | $120,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 996 | $108,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,793 | $107,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,486 | $102,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 10,000 | $102,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 587 | $97,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 998 | $96,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,238 | $96,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 6,500 | $92,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,480 | $90,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,118 | $87,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 953 | $84,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 416 | $76,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,800 | $76,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,000 | $73,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,258 | $71,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 750 | $66,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 8,540 | $65,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,000 | $64,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 820 | $62,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 2,500 | $61,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 507 | $58,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,000 | $58,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,000 | $57,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 500 | $56,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,035 | $56,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,497 | $55,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,150 | $54,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,909 | $53,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 7,490 | $53,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,616 | $50,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,054 | $49,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 839 | $48,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,055 | $46,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,200 | $43,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 750 | $43,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 574 | $42,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 500 | $42,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 912 | $42,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 538 | $42,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,070 | $42,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 426 | $41,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 900 | $41,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,405 | $38,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,446 | $36,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,330 | $32,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,000 | $31,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,030 | $31,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 695 | $30,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 29,350 | $30,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,750 | $29,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,000 | $28,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,463 | $28,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 529 | $27,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 535 | $27,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,000 | $27,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 611 | $25,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,000 | $24,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,000 | $23,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 500 | $22,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 500 | $22,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 275 | $22,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 6,900 | $22,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 500 | $22,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 425 | $21,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 584 | $21,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 800 | $21,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 428 | $21,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 4,265 | $21,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 136 | $19,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 92 | $19,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,300 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $17,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 255 | $17,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 250 | $17,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,000 | $17,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 600 | $16,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 212 | $15,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 179 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 500 | $14,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 300 | $14,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 100 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 335 | $13,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 250 | $13,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 140 | $13,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 34,520 | $13,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,000 | $12,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 150 | $12,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 250 | $11,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 580 | $11,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 495 | $11,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 185 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $10,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40 | $10,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,000 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $9,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 250 | $9,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 191 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 500 | $8,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 600 | $8,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 30,750 | $8,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 237 | $7,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 170 | $7,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 300 | $7,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 13 | $7,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 106 | $6,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 134 | $6,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 80 | $6,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 57 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 430 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 105 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 150 | $5,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 55 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 105 | $4,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 181 | $4,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 4,000 | $3,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 438 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 600 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 175 | $2,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 50 | $1,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 800 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000270 | this filing | 2015-10-19 | acceptance time not in the bulk data set |