13F-HR filed by Baltimore-Washington Financial Advisors, Inc.
Baltimore-Washington Financial Advisors, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-16, with 304 holding rows worth $315,022,000.
- Accession
- 0001606587-15-000266
- Filer
- CIK 1555486
- Filed
- 2015-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 304 entries on the cover page, a total value of $315,022,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,022,000 with VALUE read as thousands by filing date, 13F file number 028-15682. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 89,482 | $9,869,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 104,276 | $8,311,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 75,146 | $7,900,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 140,871 | $7,233,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 75,170 | $7,088,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 177,571 | $6,951,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 196,164 | $6,212,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 150,019 | $6,204,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 83,092 | $6,140,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 75,120 | $6,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 130,821 | $5,790,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 116,711 | $5,779,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 229,511 | $5,625,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 73,106 | $5,610,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 39,156 | $5,551,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 132,261 | $5,424,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 98,096 | $5,357,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 52,153 | $5,292,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 51,705 | $5,261,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 81,155 | $5,120,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 120,291 | $5,100,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 57,517 | $5,064,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 333,184 | $4,824,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 363,203 | $4,797,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,924 | $4,750,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 52,253 | $4,650,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 7,594 | $4,620,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 136,448 | $4,515,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 46,220 | $4,497,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 89,943 | $4,452,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 88,413 | $4,240,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 63,937 | $4,229,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 138,489 | $4,207,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 99,629 | $4,200,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 71,622 | $4,105,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 52,924 | $4,066,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 227,194 | $3,803,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 38,604 | $3,790,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 825,304 | $3,713,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 33,792 | $3,665,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 67,122 | $3,606,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 91,727 | $3,540,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 54,822 | $3,479,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 50,438 | $3,440,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 44,693 | $3,251,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 46,883 | $3,105,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,417 | $3,082,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 30,586 | $2,962,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 25,033 | $2,898,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 60,200 | $2,852,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 56,909 | $2,810,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 59,963 | $2,775,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 29,021 | $2,730,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 40,243 | $2,704,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 148,670 | $2,632,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 187,888 | $2,577,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 65,229 | $2,559,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 54,619 | $2,530,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 160,183 | $2,482,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 34,836 | $2,451,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,904 | $2,418,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 21,566 | $2,332,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 37,380 | $2,287,000 | thousands by filing date | |
| 38259p508 | COM | 3,450 | $2,202,000 | thousands by filing date | ||
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,096 | $2,156,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 44,401 | $2,098,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 63,415 | $2,084,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 49,801 | $1,982,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 61,131 | $1,945,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 24,850 | $1,828,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 58,455 | $1,814,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,557 | $1,602,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 54,300 | $1,327,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,967 | $1,083,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,471 | $1,044,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,124 | $890,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 18,430 | $725,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,386 | $722,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10,217 | $685,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,189 | $575,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 31,218 | $541,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,571 | $505,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,036 | $466,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,327 | $461,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,925 | $443,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,850 | $410,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,564 | $400,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 11,250 | $344,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,460 | $341,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,173 | $335,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,271 | $316,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,945 | $221,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,387 | $210,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,000 | $196,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,440 | $187,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,918 | $181,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,000 | $174,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,000 | $171,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,571 | $169,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,775 | $161,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,918 | $160,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 790 | $150,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,915 | $145,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 14,235 | $144,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,630 | $123,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,400 | $119,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,000 | $114,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,452 | $108,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,000 | $96,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,100 | $91,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,500 | $82,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 4,700 | $82,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,200 | $81,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 669 | $81,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 2,233 | $76,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,850 | $72,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,246 | $70,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 328 | $69,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 728 | $64,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,531 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 570 | $62,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 3,000 | $58,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 806 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 300 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,000 | $52,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,750 | $52,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,000 | $51,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 294 | $50,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 445 | $47,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,144 | $45,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 500 | $44,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,058 | $43,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,132 | $42,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 287 | $41,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 350 | $40,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 4,145 | $40,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 979 | $39,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,116 | $39,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 800 | $38,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 751 | $38,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,040 | $37,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 725 | $37,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,978 | $37,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,355 | $36,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,500 | $36,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 456 | $34,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 500 | $34,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 277 | $32,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 700 | $31,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 600 | $31,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 300 | $30,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 500 | $30,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 976 | $29,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 500 | $28,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 300 | $28,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 396 | $28,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 350 | $28,000 | thousands by filing date | |
| IJH | 464287507 | COM | 200 | $27,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,500 | $27,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 325 | $25,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 328 | $24,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 690 | $24,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 304 | $24,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 345 | $23,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 783 | $23,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 404 | $22,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 521 | $22,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 860 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 770 | $21,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 300 | $20,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 500 | $20,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $19,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 385 | $17,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 800 | $17,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 200 | $16,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 450 | $14,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 278 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,000 | $14,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 120 | $13,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 163 | $13,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 130 | $13,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 250 | $12,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 118 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 325 | $12,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 195 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 155 | $11,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 255 | $11,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 206 | $11,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 136 | $10,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 115 | $10,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 392 | $10,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 750 | $10,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 200 | $10,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 37 | $10,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 190 | $10,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 76 | $9,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 250 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 204 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $9,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 142 | $9,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 300 | $9,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 300 | $9,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 40 | $9,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 200 | $9,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,066 | $9,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 154 | $8,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 136 | $8,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 128 | $8,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 80 | $8,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 30 | $8,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 104 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 181 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 290 | $8,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 73 | $7,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 118 | $7,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 421 | $7,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 100 | $7,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 625 | $7,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 781 | $7,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 490 | $7,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 104 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 100 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 100 | $5,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 69 | $4,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 66 | $4,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 46 | $4,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 94 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 45 | $4,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 240 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $4,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 80 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 485 | $4,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 200 | $4,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 125 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 170 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 45 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $3,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 104 | $3,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 500 | $3,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 82 | $3,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 94 | $3,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 170 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 31 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 17 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 23 | $2,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 100 | $2,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 66 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,500 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 120 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 36 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 35 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 60 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 48 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 35 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 60 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 70 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 97 | $1,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 26 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 35 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $1,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 75 | $1,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amgen Inc. | 031162100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XYLEM INC COM | 98419M100 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER INC COM | 754907103 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERION CORP | 576690101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECIVIC INC | 22025Y407 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000266 | this filing | 2015-10-16 | acceptance time not in the bulk data set |