13F-HR filed by Windsor Capital Management, LLC
Windsor Capital Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-15, with 611 holding rows worth $169,761,000.
- Accession
- 0001606587-15-000264
- Filer
- CIK 1543100
- Filed
- 2015-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 611 entries on the cover page, a total value of $169,761,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,761,000 with VALUE read as thousands by filing date, 13F file number 028-14927. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 200 | $2,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 300 | $2,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 400 | $2,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 224 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 400 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 400 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 112 | $2,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 500 | $2,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 400 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 200 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 600 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 200 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 400 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 400 | $2,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 300 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 200 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 400 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 500 | $2,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 100 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 300 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 300 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 300 | $2,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 400 | $2,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 400 | $2,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 200 | $2,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 200 | $2,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 400 | $2,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 100 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,715 | $2,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $2,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 200 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 1,150 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 19 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 96 | $1,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 300 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 500 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 100 | $1,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 300 | $1,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 100 | $1,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 800 | $1,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 400 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 100 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $1,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 200 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 100 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 400 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 150 | $1,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 100 | $1,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 47 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 300 | $1,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 300 | $1,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 88 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 200 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 200 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 456 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 200 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935X286 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 715 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000264 | this filing | 2015-10-15 | acceptance time not in the bulk data set |