13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-23, with 972 holding rows worth $369,776,000.
- Accession
- 0001606587-15-000206
- Filer
- CIK 1559789
- Filed
- 2015-07-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 972 entries on the cover page, a total value of $369,776,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,776,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,274 | $30,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 750 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 848 | $30,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,657 | $30,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 760 | $30,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,160 | $29,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 257 | $29,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $29,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 256 | $29,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 310 | $29,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 600 | $29,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 533 | $28,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 500 | $28,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,082 | $28,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,116 | $27,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 323 | $26,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 441 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 859 | $26,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,800 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 257 | $26,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 557 | $26,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 675 | $26,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 855 | $26,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,829 | $26,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 542 | $26,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 517 | $25,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,270 | $25,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 950 | $25,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 810 | $25,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 350 | $24,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 825 | $24,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 289 | $24,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 550 | $23,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 675 | $23,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 537 | $23,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $23,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 734 | $23,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 326 | $22,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 550 | $22,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,854 | $22,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 500 | $22,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 580 | $22,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,700 | $22,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 650 | $22,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,834 | $22,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 257 | $21,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,067 | $21,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $21,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 477 | $21,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,900 | $21,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 255 | $21,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,546 | $21,000 | thousands by filing date | |
| 38259p508 | COM | 40 | $21,000 | thousands by filing date | ||
| THE ADT CORPORATION | 00101J106 | COM | 628 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 505 | $21,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,056 | $20,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 214 | $20,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 168 | $20,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 599 | $20,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,472 | $20,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 218 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,400 | $20,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 206 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,120 | $20,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 400 | $20,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 911 | $20,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,800 | $19,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 240 | $19,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 350 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 600 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 650 | $19,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 300 | $19,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,617 | $19,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,100 | $19,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,682 | $18,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 270 | $17,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450 | $17,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 235 | $17,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 200 | $17,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 200 | $17,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 517 | $17,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,362 | $17,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 200 | $17,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 350 | $17,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,230 | $17,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 37 | $16,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 818 | $16,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 510 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 385 | $16,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 500 | $16,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $16,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 137 | $15,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 650 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 518 | $15,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 481 | $15,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,900 | $15,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,405 | $15,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 431 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 696 | $15,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $15,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 8,000 | $15,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 3,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 260 | $14,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 150 | $14,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 119 | $14,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 220 | $14,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 175 | $14,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 650 | $14,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,540 | $14,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $14,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 300 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 711 | $14,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 870 | $14,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $13,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 300 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 195 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 146 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $13,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,175 | $13,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 250 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 510 | $13,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 675 | $13,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 377 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 64 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 290 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 145 | $12,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 420 | $12,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,425 | $12,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 85 | $12,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 363 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 480 | $12,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 160 | $12,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 298 | $12,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,245 | $12,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $11,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $11,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 72 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,475 | $11,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 534 | $11,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 333 | $11,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,155 | $11,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 255 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 229 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $11,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 972 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 150 | $10,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 200 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 115 | $10,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 135 | $10,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,372 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 277 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 100 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $10,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 117 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 381 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 300 | $10,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 200 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $9,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 250 | $9,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 125 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 500 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 70 | $9,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 300 | $9,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 200 | $9,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 180 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 375 | $9,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 110 | $9,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 600 | $9,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 77 | $9,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 132 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 257 | $9,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $9,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $8,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 50 | $8,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 370 | $8,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 120 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 125 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 463 | $8,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 950 | $8,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $7,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 220 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 172 | $7,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 123 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 112 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 50 | $7,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 350 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 117 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 61 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 300 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 120 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 250 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 96 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 200 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 500 | $7,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 220 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 250 | $7,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 70 | $7,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 500 | $7,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 90 | $7,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 143 | $7,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 453 | $7,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 182 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 160 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 696 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 525 | $7,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 100 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $6,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 105 | $6,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 109 | $6,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 121 | $6,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 61 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 118 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 100 | $6,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 200 | $6,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 149 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 930 | $6,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 265 | $6,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $6,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 336 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 90 | $6,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 412 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 37 | $6,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 400 | $6,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 500 | $6,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 670 | $6,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 30 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 115 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 80 | $5,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 30 | $5,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 200 | $5,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 366 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 264 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 70 | $5,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 50 | $5,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 472 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 295 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 450 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 80 | $5,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 69 | $5,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 929 | $5,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 850 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 300 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 744 | $5,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 200 | $5,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 200 | $5,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100 | $5,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,165 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 250 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 440 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 175 | $5,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 190 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 245 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 53 | $4,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 200 | $4,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 68 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 150 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 73 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 50 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 150 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 50 | $4,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 500 | $4,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 300 | $4,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 102 | $4,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 470 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 205 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 185 | $4,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 775 | $4,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 100 | $4,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 20 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 492 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 170 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 200 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 630 | $4,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 250 | $4,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,000 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 120 | $4,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 6,365 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 55 | $3,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $3,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 200 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 57 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 100 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 360 | $3,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 200 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 60 | $3,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 155 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 56 | $3,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 85 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 220 | $3,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 75 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 115 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 120 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 563 | $3,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 150 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 209 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 642 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 321 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $3,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 168 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 150 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 143 | $3,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 41 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 79 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 513 | $3,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 100 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 30 | $2,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 55 | $2,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 404 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 45 | $2,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 101 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 56 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $2,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 18 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 38 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 57 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 40 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 39 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $2,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 68 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 57 | $2,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 200 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 280 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $2,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 325 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 53 | $2,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 160 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 150 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 90 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 81 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 40 | $2,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,000 | $2,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 70 | $2,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 63 | $2,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 256 | $2,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 70 | $2,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 140 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 265 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 149 | $2,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 57 | $2,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 16 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 80 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 50 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 138 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 22 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 70 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 34 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 90 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 30 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 120 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 43 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 233 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 100 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 59 | $1,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 11 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 57 | $1,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 75 | $1,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 45 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 35 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 111 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 29 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 80 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 50 | $1,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 24 | $1,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 370 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 292 | $1,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 150 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 210 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 40 | $1,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $1,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 50 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 114 | $1,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 125 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 19 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 700 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 50 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,870 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 128 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 75 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 25 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 500 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 210 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNH INDL N V SHS | N20944109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 448 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENOVA INTL INC | 29357K103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549104 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADIGICS INC | 032515108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHORETEL INC | 825211105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 351 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000206 | this filing | 2015-07-23 | acceptance time not in the bulk data set |