13F-HR/A filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2015-02-17, with 928 holding rows worth $280,753,000.
- Accession
- 0001606587-15-000072
- Filer
- CIK 1559789
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 931 entries on the cover page, a total value of $280,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,753,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENTHERM INC | 37253A103 | COM | 592 | $26,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 340 | $26,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,245 | $26,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 520 | $25,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 214 | $25,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,540 | $25,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 200 | $25,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,400 | $25,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 800 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,767 | $25,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 810 | $25,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,700 | $24,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 450 | $24,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,945 | $24,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 266 | $24,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 500 | $24,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 750 | $24,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 525 | $24,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 219 | $23,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $23,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $23,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 328 | $23,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 422 | $23,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 566 | $23,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 466 | $22,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 326 | $22,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 435 | $22,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 200 | $22,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 219 | $22,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 400 | $22,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,500 | $22,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 203 | $21,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 416 | $21,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 350 | $21,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 695 | $21,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 252 | $21,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 645 | $21,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $21,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 484 | $21,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 300 | $21,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 451 | $20,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 292 | $20,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 214 | $20,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 164 | $20,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,152 | $20,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,426 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,900 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 800 | $20,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 600 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 325 | $20,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,580 | $20,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 915 | $20,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 514 | $19,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 567 | $19,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 200 | $19,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 175 | $19,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,067 | $19,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,500 | $19,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 218 | $19,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 887 | $19,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 252 | $19,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 931 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 703 | $19,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 240 | $18,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 279 | $18,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 808 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 287 | $18,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 760 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,390 | $18,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 320 | $18,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 515 | $18,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $18,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 607 | $17,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,181 | $17,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 666 | $17,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 913 | $17,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 236 | $17,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 457 | $16,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 404 | $16,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $16,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,004 | $16,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 262 | $16,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 666 | $16,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,350 | $16,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,059 | $16,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 350 | $16,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 900 | $16,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 570 | $16,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 261 | $15,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 150 | $15,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 180 | $15,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 293 | $15,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $15,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 238 | $15,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,574 | $15,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 500 | $15,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 261 | $15,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $15,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 649 | $15,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 162 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 555 | $15,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 307 | $15,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 531 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 155 | $14,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 156 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 144 | $14,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 800 | $14,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 413 | $14,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 302 | $14,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 127 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,290 | $14,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 775 | $14,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $14,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 650 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $13,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 375 | $13,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 298 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $13,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 909 | $13,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 235 | $13,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,308 | $13,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $13,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 6,365 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 250 | $13,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 109 | $12,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 219 | $12,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 215 | $12,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 334 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $12,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 236 | $12,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 333 | $12,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 336 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300 | $12,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 200 | $12,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 489 | $12,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 400 | $12,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 116 | $12,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $12,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 400 | $12,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 320 | $12,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 190 | $11,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 185 | $11,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 180 | $11,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 194 | $11,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $11,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 200 | $11,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $11,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $11,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 406 | $11,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 172 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $11,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 150 | $11,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 300 | $10,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 200 | $10,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $10,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 943 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 295 | $10,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 176 | $10,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 249 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 980 | $10,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 335 | $10,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 305 | $10,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 300 | $10,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 180 | $10,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 115 | $10,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 300 | $10,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 322 | $10,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 700 | $10,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $10,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 430 | $9,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 200 | $9,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 260 | $9,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 139 | $9,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 42 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $9,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 215 | $9,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $9,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150 | $9,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 625 | $9,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 800 | $9,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 180 | $9,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 200 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 300 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 950 | $9,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $9,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 65 | $9,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70 | $8,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $8,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 120 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 585 | $8,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 203 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 400 | $8,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 101 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 100 | $8,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 132 | $8,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 125 | $8,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 1,400 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 294 | $8,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 750 | $8,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 780 | $8,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 200 | $8,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $7,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 208 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $7,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 75 | $7,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 140 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 150 | $7,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,372 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $7,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 220 | $7,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 296 | $7,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 265 | $7,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 500 | $7,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 64 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $7,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 200 | $7,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 371 | $7,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,310 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 190 | $7,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 75 | $7,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 135 | $6,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 88 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 129 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 85 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 255 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 181 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 800 | $6,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $6,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 76 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 185 | $6,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 290 | $6,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180 | $6,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $6,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 100 | $6,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 400 | $6,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 160 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 275 | $6,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 295 | $6,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 212 | $6,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 60 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 115 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,859 | $5,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 222 | $5,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 800 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 59 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 250 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 250 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 111 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $5,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 172 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 333 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 212 | $5,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 504 | $5,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 294 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 80 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 143 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 52 | $4,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 114 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 92 | $4,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $4,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 36 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 35 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 76 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 60 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 50 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 67 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 36 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 729 | $4,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 176 | $4,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 400 | $4,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 160 | $4,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,870 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 500 | $4,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 150 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 245 | $3,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 38 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 110 | $3,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35 | $3,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42 | $3,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 70 | $3,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 166 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 60 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 90 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $3,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 100 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 200 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 56 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 294 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 69 | $3,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 82 | $3,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 230 | $3,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 57 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 400 | $3,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 80 | $3,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 81 | $3,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 142 | $3,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 20 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $3,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 256 | $3,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 463 | $3,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 100 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 409 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 43 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 140 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 100 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 205 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 225 | $2,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 200 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 120 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 60 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 200 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 208 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 68 | $2,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 41 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 100 | $2,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 69 | $2,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 50 | $2,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 63 | $2,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 150 | $2,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 35 | $2,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 70 | $2,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 760 | $2,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 116 | $2,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 50 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 300 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 131 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 30 | $1,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 20 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 90 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 448 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 10 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 38 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 57 | $1,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 20 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 20 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 85 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 35 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 29 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 110 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 190 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 35 | $1,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 30 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 130 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 27 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 20 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 100 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 164 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 75 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 357 | $1,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851203 | SPN ADR REP PFD | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Washington Prime Group | 939647103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NET B | 09238E203 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 872 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-14-000171 | superseded | 2014-08-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-14-000208 | superseded | 2014-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-15-000072 | this filing | 2015-02-17 | acceptance time not in the bulk data set |