13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 943 holding rows worth $373,045,000.
- Accession
- 0001606587-15-000048
- Filer
- CIK 1559789
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 943 entries on the cover page, a total value of $373,045,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $373,045,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI UTIL TR | 36240A101 | COM | 3,400 | $25,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 575 | $25,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,372 | $25,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 207 | $24,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450 | $24,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 334 | $24,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 600 | $24,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 664 | $24,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 68 | $23,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 601 | $23,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 142 | $23,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 214 | $23,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,546 | $23,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 200 | $23,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,800 | $22,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 350 | $22,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,700 | $22,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,650 | $22,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 608 | $22,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 8,000 | $22,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 600 | $21,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 166 | $21,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,682 | $21,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 900 | $21,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 532 | $21,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 204 | $20,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 286 | $20,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 195 | $20,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,468 | $20,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,540 | $20,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,725 | $20,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 355 | $20,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 575 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 750 | $20,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 985 | $20,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 976 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 775 | $20,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 275 | $19,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 350 | $19,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 510 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 381 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 322 | $19,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 600 | $19,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 218 | $19,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,245 | $19,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 151 | $18,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 132 | $18,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 650 | $18,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,248 | $18,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 646 | $18,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,052 | $18,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,900 | $18,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 648 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,580 | $18,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,113 | $18,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,767 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 932 | $18,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 239 | $18,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 248 | $17,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 608 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 548 | $17,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 500 | $17,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 430 | $17,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 200 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 325 | $17,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 50 | $16,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 536 | $16,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 650 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 158 | $16,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,275 | $16,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 475 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 542 | $16,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,435 | $16,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 350 | $16,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,365 | $16,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 300 | $16,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $16,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 3,000 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 195 | $15,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 156 | $15,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,174 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 518 | $15,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $15,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $15,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $15,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $15,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 280 | $15,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 321 | $15,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $15,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 218 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 703 | $15,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 385 | $15,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $15,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 639 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 425 | $15,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,292 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,475 | $14,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 845 | $14,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,175 | $14,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 170 | $14,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,230 | $14,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 265 | $13,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 105 | $13,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 650 | $13,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 295 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $13,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 812 | $13,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $13,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 909 | $13,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 200 | $13,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 592 | $13,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $13,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 109 | $12,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $12,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 400 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $12,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 333 | $12,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $12,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 700 | $12,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 342 | $11,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $11,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 535 | $11,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 91 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 126 | $10,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 485 | $10,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 71 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,070 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 180 | $10,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $10,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 600 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $10,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 150 | $10,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 117 | $10,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 450 | $10,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,526 | $10,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $10,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70 | $9,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 200 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $9,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 180 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $9,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 128 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 325 | $9,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 180 | $9,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 370 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 250 | $9,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 214 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 350 | $8,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 100 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 125 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 943 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 120 | $8,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 120 | $8,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 136 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 300 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 142 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 213 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $8,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 472 | $8,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 48 | $8,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 221 | $8,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 500 | $8,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 600 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 190 | $8,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 696 | $8,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 300 | $8,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 126 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $7,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 70 | $7,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 25 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $7,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 105 | $7,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 47 | $7,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 155 | $7,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 165 | $7,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 125 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 120 | $7,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 120 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 178 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 96 | $7,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 250 | $7,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,620 | $7,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 77 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 400 | $7,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 153 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $7,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 90 | $7,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 400 | $7,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 862 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 301 | $7,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 1,500 | $7,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 115 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 86 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 89 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 96 | $6,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 15 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 61 | $6,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 64 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 110 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 99 | $6,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 47 | $6,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 77 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 86 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 260 | $6,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 35 | $6,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,372 | $6,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 205 | $6,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 38 | $6,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 149 | $6,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 495 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 165 | $6,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 132 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 90 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 68 | $6,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 412 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 188 | $6,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $6,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 75 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 775 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 37 | $6,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 614 | $6,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 50 | $6,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 180 | $6,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 800 | $6,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 790 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 455 | $6,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $6,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 106 | $6,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 61 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 243 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 115 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 35 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 73 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 89 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 111 | $5,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 500 | $5,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 265 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 102 | $5,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 57 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 212 | $5,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 50 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 185 | $5,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 265 | $5,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 20 | $5,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 6,365 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 52 | $4,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 115 | $4,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 443 | $4,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 75 | $4,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 28 | $4,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 70 | $4,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80 | $4,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $4,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 190 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 50 | $4,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 400 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $4,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 82 | $4,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 56 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 170 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 642 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 300 | $4,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 303 | $4,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 160 | $4,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 120 | $4,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 256 | $4,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 168 | $4,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 170 | $4,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 300 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 500 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 143 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 245 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14 | $3,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 55 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 28 | $3,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 200 | $3,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 101 | $3,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 79 | $3,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 200 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 56 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 67 | $3,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $3,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 45 | $3,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 77 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 700 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 355 | $3,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 27 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 135 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 39 | $3,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 100 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 42 | $3,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 100 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 50 | $3,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 84 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 79 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 85 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 113 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 67 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 119 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 563 | $3,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 200 | $3,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 325 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 61 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 209 | $3,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 39 | $3,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 80 | $3,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,000 | $3,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 150 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 100 | $3,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 150 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 44 | $2,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35 | $2,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25 | $2,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 150 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 30 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 91 | $2,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 45 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 100 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 210 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 30 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 47 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 229 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 36 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 75 | $2,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 10 | $2,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 200 | $2,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 120 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 100 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 208 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 81 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 64 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $2,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 50 | $2,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 63 | $2,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 125 | $2,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 760 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,870 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 107 | $2,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 200 | $2,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20 | $1,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 16 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 135 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12 | $1,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 90 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 448 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 45 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 57 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 20 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 35 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 55 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 29 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 220 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 572 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 50 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 190 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 325 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 170 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 64 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 400 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 210 | $1,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 29 | $1,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 10 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 75 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 116 | $1,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 16 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 87 | $1,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 18 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 357 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-15-000048 | this filing | 2015-02-11 | acceptance time not in the bulk data set |