13F-HR filed by Madden Advisory Services, Inc.
Madden Advisory Services, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 398 holding rows worth $192,754,000.
- Accession
- 0001606587-14-000258
- Filer
- CIK 1542284
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 398 entries on the cover page, a total value of $192,754,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $192,754,000 with VALUE read as thousands by filing date, 13F file number 028-14842. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 137,770 | $13,610,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 110,844 | $12,422,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 308,140 | $11,477,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 144,909 | $5,608,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 141,283 | $5,584,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 101,962 | $5,255,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 150,825 | $4,896,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 122,181 | $4,711,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 96,620 | $4,594,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 38,065 | $4,182,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 80,571 | $4,141,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 65,225 | $4,068,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 137,241 | $3,895,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 32,865 | $3,862,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 23,885 | $3,782,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 36,407 | $3,299,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 48,969 | $3,140,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 63,930 | $2,861,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 28,385 | $2,398,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 96,885 | $2,352,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 66,888 | $2,278,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 21,887 | $2,190,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 25,735 | $2,155,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25,114 | $2,122,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 66,690 | $2,069,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 51,764 | $2,065,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 83,382 | $1,932,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 39,233 | $1,929,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 18,059 | $1,815,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 22,250 | $1,807,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 69,987 | $1,778,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 24,058 | $1,777,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32,731 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 39,412 | $1,728,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 32,616 | $1,688,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 16,766 | $1,676,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 133,301 | $1,641,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 133,341 | $1,560,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 125,998 | $1,545,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,401 | $1,478,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 22,050 | $1,471,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 30,290 | $1,402,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,755 | $1,319,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 75,529 | $1,235,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,483 | $1,226,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 26,025 | $1,223,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 30,418 | $1,222,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 24,075 | $1,118,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12,686 | $1,113,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 41,034 | $1,105,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 42,706 | $1,080,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,040 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 11,677 | $1,005,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,762 | $984,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,815 | $971,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 41,252 | $958,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 9,311 | $944,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,299 | $911,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 30,257 | $895,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 36,621 | $892,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 28,520 | $868,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 54,580 | $860,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 56,046 | $810,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 21,670 | $757,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,720 | $680,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,690 | $661,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 18,716 | $644,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,028 | $608,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 31,895 | $574,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 16,405 | $569,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,490 | $566,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 22,063 | $560,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,804 | $558,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,039 | $530,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,882 | $518,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,021 | $482,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 4,903 | $476,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,555 | $459,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,615 | $452,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,975 | $435,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,430 | $422,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,388 | $413,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 27,900 | $408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 15,130 | $391,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 14,630 | $390,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 15,140 | $389,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 17,815 | $362,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,166 | $343,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 21,487 | $313,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,003 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,760 | $303,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,710 | $294,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 45,525 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,936 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,515 | $260,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,204 | $259,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 10,000 | $254,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,345 | $250,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,916 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,855 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,170 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,610 | $188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 3,953 | $187,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,804 | $178,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 8,452 | $178,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,430 | $168,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,309 | $148,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,750 | $146,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,212 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,278 | $140,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,134 | $138,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,767 | $127,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,100 | $119,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,617 | $119,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,735 | $115,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,357 | $114,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,835 | $111,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,543 | $111,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,055 | $106,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,300 | $104,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,367 | $103,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,861 | $97,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 688 | $97,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 726 | $92,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,569 | $91,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 1,517 | $91,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,942 | $90,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,190 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 955 | $88,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 432 | $85,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 445 | $84,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,429 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,225 | $83,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 5,949 | $82,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 717 | $77,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,485 | $75,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,055 | $75,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 536 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 3,425 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,722 | $72,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,403 | $68,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,071 | $66,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $63,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,634 | $62,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 985 | $61,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 782 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,635 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 4,742 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 630 | $58,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 835 | $58,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 758 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,845 | $55,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 4,111 | $55,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,085 | $54,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,437 | $54,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,764 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,895 | $52,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,008 | $51,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,250 | $50,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 638 | $49,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 373 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,010 | $49,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 555 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,190 | $48,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 502 | $46,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,260 | $46,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $45,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 820 | $43,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 467 | $43,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 840 | $42,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 718 | $41,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 580 | $41,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,645 | $41,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 500 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 752 | $40,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 403 | $38,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 432 | $38,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 330 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,297 | $36,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 746 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 888 | $36,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 554 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 535 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 775 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 1,565 | $35,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,400 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 580 | $32,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 153 | $30,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 305 | $30,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 883 | $30,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 322 | $30,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 361 | $30,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 465 | $30,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 355 | $30,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 250 | $30,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 300 | $29,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 225 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 290 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 610 | $29,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 400 | $28,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $28,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,095 | $28,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 600 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 492 | $28,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 450 | $26,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 470 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,420 | $26,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 306 | $25,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,000 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,000 | $25,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,111 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 260 | $24,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $24,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 256 | $23,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 238 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 180 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 365 | $22,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 247 | $21,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 172 | $21,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 215 | $21,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 481 | $21,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 200 | $21,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 403 | $21,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 205 | $20,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 209 | $20,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 205 | $20,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 600 | $20,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 700 | $20,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 296 | $19,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 221 | $19,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 550 | $19,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 500 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 590 | $19,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 466 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 455 | $19,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 350 | $19,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200 | $18,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $18,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 206 | $18,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,045 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 400 | $18,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 95 | $17,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 159 | $17,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 451 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 686 | $17,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 269 | $17,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 151 | $16,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 152 | $16,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 276 | $16,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,042 | $16,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 300 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 125 | $15,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 583 | $15,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 260 | $15,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 537 | $15,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 265 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 733 | $15,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 280 | $14,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 247 | $13,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 216 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 430 | $13,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 104 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 297 | $13,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 226 | $13,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 300 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 240 | $13,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 130 | $12,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 400 | $12,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 200 | $12,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 173 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 198 | $12,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 20 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 220 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 265 | $12,000 | thousands by filing date | |
| 38259p508 | COM | 20 | $12,000 | thousands by filing date | ||
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 459 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 525 | $12,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 218 | $11,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 254 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 134 | $11,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 374 | $11,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 150 | $11,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 455 | $11,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 500 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 253 | $11,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 39 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 160 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 150 | $10,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 268 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 182 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 340 | $9,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 123 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 155 | $9,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 100 | $9,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 202 | $9,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 256 | $8,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 85 | $8,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 98 | $8,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 286 | $8,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 400 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 212 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 61 | $7,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 153 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $7,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 70 | $7,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 225 | $7,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 84 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 308 | $6,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 83 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 62 | $6,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 43 | $6,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 150 | $6,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 240 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 280 | $6,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 121 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 110 | $5,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100 | $5,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 82 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 102 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 170 | $5,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 26 | $5,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 300 | $5,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 180 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 85 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 48 | $4,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 22 | $4,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 62 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 50 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 91 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 454 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 175 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 96 | $4,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 153 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 157 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 54 | $3,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 59 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 94 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 183 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 50 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 48 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 21 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 39 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10 | $3,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 44 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 17 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 225 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200 | $3,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 39 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 50 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 16 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 107 | $3,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 93 | $3,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 75 | $3,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50 | $2,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 41 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 60 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18 | $2,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 34 | $2,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 300 | $2,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 100 | $2,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4 | $1,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 12 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30 | $1,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 11 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5 | $1,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 1,000 | $1,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 7 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 475 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VULCAN MATLS CO COM | 929160109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROVI CORP | 779376102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-14-000258 | this filing | 2014-11-12 | acceptance time not in the bulk data set |