13F-HR/A filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-15, with 915 holding rows worth $280,769,383.
- Accession
- 0001606587-14-000208
- Filer
- CIK 1559789
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 916 entries on the cover page, a total value of $280,769,383 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,769,383 with VALUE read as dollars, detected, 13F file number 028-15474. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENTHERM INC | 37253A103 | COM | 592 | $26,314 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 340 | $25,884 | dollars, detected | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,245 | $25,830 | dollars, detected | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 520 | $25,308 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 214 | $25,241 | dollars, detected | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 200 | $25,224 | dollars, detected | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 810 | $25,219 | dollars, detected | |
| PENNEY J C INC | 708160106 | COM | 2,767 | $25,041 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 3,400 | $24,949 | dollars, detected | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 800 | $24,864 | dollars, detected | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,540 | $24,598 | dollars, detected | |
| ARRIS GROUP INC | 04270V106 | COM | 750 | $24,398 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,700 | $24,293 | dollars, detected | |
| MFA FINL INC | 55272X102 | COM | 2,945 | $24,178 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 266 | $23,988 | dollars, detected | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 450 | $23,702 | dollars, detected | |
| NORTHEAST UTILS | 664397106 | COM | 500 | $23,635 | dollars, detected | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 525 | $23,615 | dollars, detected | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 566 | $23,495 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $23,265 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 219 | $23,105 | dollars, detected | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $23,025 | dollars, detected | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $22,988 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $22,680 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 422 | $22,569 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 328 | $22,566 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 200 | $22,326 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 326 | $22,194 | dollars, detected | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 435 | $22,068 | dollars, detected | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,500 | $21,990 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 466 | $21,949 | dollars, detected | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 400 | $21,716 | dollars, detected | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 219 | $21,668 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 350 | $21,371 | dollars, detected | |
| GREEN PLAINS INC | 393222104 | COM | 645 | $21,201 | dollars, detected | |
| SOLARCITY CORP | 83416T100 | COM | 300 | $21,180 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 695 | $21,107 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 416 | $20,842 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 203 | $20,834 | dollars, detected | |
| PROTO LABS INC | 743713109 | COM | 252 | $20,644 | dollars, detected | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $20,580 | dollars, detected | |
| SPECTRA ENERGY CORP | 847560109 | COM | 484 | $20,560 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 292 | $20,396 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 1,580 | $20,350 | dollars, detected | |
| M & T BK CORP COM | 55261F104 | Stock | 164 | $20,344 | dollars, detected | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 915 | $20,240 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 800 | $20,144 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 214 | $20,131 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,900 | $20,121 | dollars, detected | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 600 | $19,860 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,152 | $19,768 | dollars, detected | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 325 | $19,637 | dollars, detected | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,426 | $19,608 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 451 | $19,537 | dollars, detected | |
| VERA BRADLEY INC | 92335C106 | COM | 887 | $19,399 | dollars, detected | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,067 | $19,377 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 514 | $19,332 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 252 | $19,331 | dollars, detected | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 931 | $19,328 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 703 | $18,926 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 200 | $18,834 | dollars, detected | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,500 | $18,820 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 175 | $18,650 | dollars, detected | |
| SEI INVTS CO COM | 784117103 | Stock | 567 | $18,581 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 218 | $18,532 | dollars, detected | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 760 | $18,392 | dollars, detected | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 808 | $18,374 | dollars, detected | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 287 | $18,098 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 515 | $18,092 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 240 | $18,089 | dollars, detected | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $17,950 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 279 | $17,915 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,390 | $17,736 | dollars, detected | |
| RED HAT INC | 756577102 | COM | 320 | $17,686 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 666 | $17,276 | dollars, detected | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,181 | $16,971 | dollars, detected | |
| TECO ENERGY INC | 872375100 | COM | 913 | $16,872 | dollars, detected | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 607 | $16,693 | dollars, detected | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 236 | $16,673 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 262 | $16,341 | dollars, detected | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,350 | $16,254 | dollars, detected | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 900 | $16,218 | dollars, detected | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $16,160 | dollars, detected | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,004 | $16,012 | dollars, detected | |
| WPX ENERGY INC | 98212B103 | COM | 666 | $15,924 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 457 | $15,867 | dollars, detected | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 350 | $15,834 | dollars, detected | |
| ALCOA INC | 013817101 | COM | 1,059 | $15,769 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 404 | $15,643 | dollars, detected | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 570 | $15,595 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $15,575 | dollars, detected | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $15,474 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $15,452 | dollars, detected | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 180 | $15,451 | dollars, detected | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 261 | $15,402 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 150 | $15,372 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 261 | $15,287 | dollars, detected | |
| VENTAS INC COM | 92276F100 | REIT | 238 | $15,256 | dollars, detected | |
| RPC INC | 749660106 | COMMON STOCK | 649 | $15,245 | dollars, detected | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 555 | $15,240 | dollars, detected | |
| MEDIFAST INC | 58470H101 | COM | 500 | $15,205 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,574 | $15,161 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 293 | $15,063 | dollars, detected | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 307 | $14,951 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 162 | $14,932 | dollars, detected | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 144 | $14,479 | dollars, detected | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 413 | $14,352 | dollars, detected | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,290 | $14,344 | dollars, detected | |
| DENBURY RES INC | 247916208 | COM NEW | 775 | $14,307 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 531 | $14,300 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $14,145 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 127 | $13,903 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 800 | $13,888 | dollars, detected | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 302 | $13,835 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 156 | $13,748 | dollars, detected | |
| AGRIUM INC | 008916108 | COM | 150 | $13,745 | dollars, detected | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 650 | $13,657 | dollars, detected | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200 | $13,640 | dollars, detected | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $13,554 | dollars, detected | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 155 | $13,539 | dollars, detected | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 909 | $13,299 | dollars, detected | |
| MENS WEARHOUSE INC | 587118100 | COM | 235 | $13,113 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 298 | $13,040 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 375 | $13,001 | dollars, detected | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $12,904 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $12,785 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $12,769 | dollars, detected | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,308 | $12,625 | dollars, detected | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 6,365 | $12,603 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $12,573 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 250 | $12,553 | dollars, detected | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $12,510 | dollars, detected | |
| ECHOSTAR CORP | 278768106 | CL A | 236 | $12,494 | dollars, detected | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 334 | $12,261 | dollars, detected | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 333 | $12,261 | dollars, detected | |
| FIREEYE INC | 31816Q101 | COM | 300 | $12,165 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 336 | $12,163 | dollars, detected | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 400 | $12,128 | dollars, detected | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 109 | $12,019 | dollars, detected | |
| PANDORA MEDIA INC | 698354107 | COM | 400 | $11,800 | dollars, detected | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $11,776 | dollars, detected | |
| VERIFONE SYS INC | 92342Y109 | COM | 320 | $11,760 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 200 | $11,734 | dollars, detected | |
| L BRANDS INC | 501797104 | COM | 200 | $11,732 | dollars, detected | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 116 | $11,699 | dollars, detected | |
| VANGUARD STAR FDS | 921909768 | COM | 215 | $11,672 | dollars, detected | |
| KBR INC COM | 48242W106 | Stock | 489 | $11,663 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 219 | $11,640 | dollars, detected | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $11,476 | dollars, detected | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 180 | $11,261 | dollars, detected | |
| Crown Castle | 228227104 | COM | 150 | $11,139 | dollars, detected | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $11,113 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $11,058 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 190 | $11,035 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 25 | $11,015 | dollars, detected | |
| TRUBRIDGE INC | 205306103 | COM | 172 | $10,939 | dollars, detected | |
| ALLSTATE CORP COM | 020002101 | Stock | 185 | $10,863 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $10,743 | dollars, detected | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 200 | $10,690 | dollars, detected | |
| AQUA AMERICA INC | 03836W103 | COM | 406 | $10,645 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 194 | $10,589 | dollars, detected | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $10,505 | dollars, detected | |
| COACH INC | 189754104 | COM | 305 | $10,428 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 249 | $10,351 | dollars, detected | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 300 | $10,335 | dollars, detected | |
| NOODLES & CO | 65540B105 | COM CL A | 300 | $10,317 | dollars, detected | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 700 | $10,276 | dollars, detected | |
| COMERICAINC | 200340107 | COM | 200 | $10,032 | dollars, detected | |
| SYNTEL INC | 87162H103 | COM | 115 | $9,885 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $9,816 | dollars, detected | |
| HIBBETT INC | 428567101 | COM | 180 | $9,751 | dollars, detected | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 322 | $9,712 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 300 | $9,669 | dollars, detected | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $9,654 | dollars, detected | |
| CNH INDL N V SHS | N20944109 | Stock | 943 | $9,637 | dollars, detected | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 335 | $9,635 | dollars, detected | |
| DOLLAR TREE INC COM | 256746108 | Stock | 176 | $9,585 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 295 | $9,520 | dollars, detected | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 980 | $9,506 | dollars, detected | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $9,462 | dollars, detected | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $9,434 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 300 | $9,429 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $9,405 | dollars, detected | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 65 | $9,401 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 42 | $9,388 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200 | $9,320 | dollars, detected | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $9,305 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 139 | $9,192 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 260 | $9,097 | dollars, detected | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 430 | $9,082 | dollars, detected | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150 | $9,062 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $8,955 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 800 | $8,944 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $8,877 | dollars, detected | |
| BUCKLE INC COM | 118440106 | Stock | 200 | $8,872 | dollars, detected | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 200 | $8,742 | dollars, detected | |
| NEOGEN CORP | 640491106 | COM | 215 | $8,701 | dollars, detected | |
| FORWARD AIR CORP | 349853101 | COM | 180 | $8,613 | dollars, detected | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 950 | $8,579 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $8,577 | dollars, detected | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 101 | $8,310 | dollars, detected | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 100 | $8,263 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70 | $8,260 | dollars, detected | |
| MARATHON OIL CORP | 565849106 | COM | 203 | $8,104 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 585 | $8,067 | dollars, detected | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 750 | $7,973 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 132 | $7,966 | dollars, detected | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 400 | $7,896 | dollars, detected | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 1,400 | $7,896 | dollars, detected | |
| KELLANOVA | 487836108 | COM | 120 | $7,884 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 125 | $7,834 | dollars, detected | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 294 | $7,823 | dollars, detected | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 200 | $7,726 | dollars, detected | |
| YELP INC CL A | 985817105 | Stock | 100 | $7,668 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70 | $7,526 | dollars, detected | |
| HOWARD BANCORP INC COM | 442496105 | COM | 780 | $7,504 | dollars, detected | |
| STAMPS COM INC | 852857200 | COM NEW | 220 | $7,412 | dollars, detected | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 190 | $7,412 | dollars, detected | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $7,390 | dollars, detected | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 64 | $7,368 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 100 | $7,236 | dollars, detected | |
| PG&E CORP COM | 69331C108 | Stock | 150 | $7,203 | dollars, detected | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $7,180 | dollars, detected | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $7,133 | dollars, detected | |
| ASGN INC | 682159108 | COM | 200 | $7,114 | dollars, detected | |
| Zagg, Inc. | 98884U108 | COM | 1,310 | $7,113 | dollars, detected | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 296 | $7,057 | dollars, detected | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 500 | $7,020 | dollars, detected | |
| NETGEAR INC | 64111Q104 | COM | 200 | $6,954 | dollars, detected | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,372 | $6,874 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 140 | $6,712 | dollars, detected | |
| LEAR CORP COM NEW | 521865204 | Stock | 75 | $6,699 | dollars, detected | |
| NATUS MEDICAL INC | 639050103 | COM | 265 | $6,662 | dollars, detected | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 75 | $6,620 | dollars, detected | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $6,590 | dollars, detected | |
| RPX CORP | 74972G103 | COM | 371 | $6,585 | dollars, detected | |
| GANNETT INC | 364730101 | COM | 208 | $6,512 | dollars, detected | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $6,478 | dollars, detected | |
| ROBERT HALF INC. COM | 770323103 | Stock | 135 | $6,445 | dollars, detected | |
| QUALITY SYS INC | 747582104 | COM | 400 | $6,420 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 275 | $6,414 | dollars, detected | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 129 | $6,379 | dollars, detected | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 181 | $6,351 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 85 | $6,316 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 88 | $6,294 | dollars, detected | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 290 | $6,290 | dollars, detected | |
| CABELAS INC | 126804301 | COM | 100 | $6,240 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 172 | $6,228 | dollars, detected | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $6,210 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 76 | $6,162 | dollars, detected | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 212 | $6,063 | dollars, detected | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 800 | $5,920 | dollars, detected | |
| INTL FCSTONE INC | 46116V105 | COM | 295 | $5,876 | dollars, detected | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 100 | $5,719 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 185 | $5,674 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 300 | $5,652 | dollars, detected | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 255 | $5,633 | dollars, detected | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180 | $5,621 | dollars, detected | |
| THORATEC CORP | 885175307 | COM | 160 | $5,578 | dollars, detected | |
| AGL RES INC | 001204106 | COM | 100 | $5,503 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 115 | $5,496 | dollars, detected | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 250 | $5,495 | dollars, detected | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 800 | $5,488 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 294 | $5,457 | dollars, detected | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $5,433 | dollars, detected | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 333 | $5,425 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $5,384 | dollars, detected | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 132 | $5,343 | dollars, detected | |
| JBT MAREL CORPORATION | 477839104 | COM | 172 | $5,330 | dollars, detected | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 200 | $5,264 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 80 | $5,217 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150 | $5,198 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 250 | $5,148 | dollars, detected | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 143 | $5,064 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 60 | $5,059 | dollars, detected | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 212 | $4,906 | dollars, detected | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 504 | $4,879 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 222 | $4,749 | dollars, detected | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 59 | $4,685 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 111 | $4,631 | dollars, detected | |
| FLOWSERVE CORP | 34354P105 | COM | 60 | $4,461 | dollars, detected | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 35 | $4,435 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 50 | $4,367 | dollars, detected | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 300 | $4,320 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 36 | $4,307 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 52 | $4,295 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 729 | $4,257 | dollars, detected | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 500 | $4,175 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 67 | $4,143 | dollars, detected | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 300 | $4,143 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 76 | $4,109 | dollars, detected | |
| SUNPOWER CORP | 867652406 | COM | 100 | $4,098 | dollars, detected | |
| Foundation Medicine Inc | 350465100 | COM | 150 | $4,044 | dollars, detected | |
| QUESTAR CORP | 748356102 | COM | 160 | $3,968 | dollars, detected | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $3,938 | dollars, detected | |
| SAFEWAY INC | 786514208 | COM NEW | 114 | $3,915 | dollars, detected | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 400 | $3,904 | dollars, detected | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 92 | $3,831 | dollars, detected | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $3,820 | dollars, detected | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,870 | $3,796 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $3,765 | dollars, detected | |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $3,750 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 36 | $3,622 | dollars, detected | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 176 | $3,569 | dollars, detected | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 230 | $3,462 | dollars, detected | |
| LINKEDIN CORP | 53578A108 | COM | 20 | $3,429 | dollars, detected | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 57 | $3,417 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 200 | $3,392 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 142 | $3,367 | dollars, detected | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 325 | $3,348 | dollars, detected | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 81 | $3,267 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 400 | $3,252 | dollars, detected | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100 | $3,237 | dollars, detected | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $3,213 | dollars, detected | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 69 | $3,193 | dollars, detected | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 256 | $3,192 | dollars, detected | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 82 | $3,174 | dollars, detected | |
| Boston Scientific Corporation | 101137107 | COM | 245 | $3,129 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 38 | $3,107 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,040 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 60 | $3,030 | dollars, detected | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 56 | $2,985 | dollars, detected | |
| BROADCOM CORP | 111320107 | CL A | 80 | $2,970 | dollars, detected | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 166 | $2,940 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 100 | $2,921 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 463 | $2,917 | dollars, detected | |
| IMAX CORP | 45245E109 | COM | 100 | $2,848 | dollars, detected | |
| TOTAL SYS SVCS INC | 891906109 | COM | 90 | $2,827 | dollars, detected | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $2,819 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 110 | $2,809 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42 | $2,796 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35 | $2,732 | dollars, detected | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 100 | $2,723 | dollars, detected | |
| Taser Intl Inc | 87651B104 | COM | 200 | $2,660 | dollars, detected | |
| ONE GAS INC COM | 68235P108 | Stock | 70 | $2,643 | dollars, detected | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $2,598 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $2,593 | dollars, detected | |
| WARREN RESOURCES INC | 93564A100 | COM | 409 | $2,536 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 294 | $2,508 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15 | $2,494 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 200 | $2,494 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 68 | $2,455 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14 | $2,344 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79 | $2,315 | dollars, detected | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 70 | $2,255 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 120 | $2,231 | dollars, detected | |
| CASH AMER INTL INC | 14754D100 | COM | 50 | $2,222 | dollars, detected | |
| FRONTLINE LTD | G3682E127 | COM | 760 | $2,219 | dollars, detected | |
| Hugoton Royalty Trust | 444717102 | COM | 200 | $2,196 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 43 | $2,184 | dollars, detected | |
| DOMINION DIAMOND CORP | 257287102 | COM | 150 | $2,168 | dollars, detected | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $2,144 | dollars, detected | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 200 | $2,094 | dollars, detected | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 63 | $2,070 | dollars, detected | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 225 | $1,973 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 69 | $1,896 | dollars, detected | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 41 | $1,870 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 30 | $1,859 | dollars, detected | |
| STRAYER ED INC | 863236105 | COM | 35 | $1,838 | dollars, detected | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40 | $1,815 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 68 | $1,809 | dollars, detected | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 100 | $1,806 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 205 | $1,736 | dollars, detected | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 208 | $1,712 | dollars, detected | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 140 | $1,653 | dollars, detected | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 100 | $1,591 | dollars, detected | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 60 | $1,583 | dollars, detected | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 116 | $1,505 | dollars, detected | |
| PANERA BREAD CO | 69840W108 | CL A | 10 | $1,498 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 30 | $1,485 | dollars, detected | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10 | $1,458 | dollars, detected | |
| NAM TAI PROPERTY INC | G63907102 | Com | 190 | $1,433 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 75 | $1,397 | dollars, detected | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 85 | $1,385 | dollars, detected | |
| CROCS INC COM | 227046109 | Stock | 90 | $1,353 | dollars, detected | |
| CST BRANDS INC | 12646R105 | COM | 38 | $1,311 | dollars, detected | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 448 | $1,308 | dollars, detected | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 110 | $1,268 | dollars, detected | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 20 | $1,250 | dollars, detected | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 35 | $1,250 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12 | $1,246 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 300 | $1,236 | dollars, detected | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 30 | $1,214 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 57 | $1,190 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 35 | $1,189 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 131 | $1,165 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 29 | $1,162 | dollars, detected | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 500 | $1,150 | dollars, detected | |
| Applied Materials,Inc. | 038222105 | COM | 50 | $1,128 | dollars, detected | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 20 | $987 | dollars, detected | |
| KENNAMETAL INC | 489170100 | COM | 20 | $926 | dollars, detected | |
| LIME ENERGY CO COM | 53261U304 | COM | 357 | $917 | dollars, detected | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10 | $841 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 32 | $792 | dollars, detected | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 130 | $764 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 100 | $715 | dollars, detected | |
| THE ADT CORPORATION | 00101J106 | COM | 20 | $699 | dollars, detected | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 164 | $584 | dollars, detected | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $577 | dollars, detected | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 27 | $554 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10 | $489 | dollars, detected | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 18 | $483 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $482 | dollars, detected | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 200 | $456 | dollars, detected | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 40 | $434 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 5 | $400 | dollars, detected | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 25 | $400 | dollars, detected | |
| ENDOCYTE INC | 29269A102 | COM | 60 | $395 | dollars, detected | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 51 | $392 | dollars, detected | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 25 | $364 | dollars, detected | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10 | $308 | dollars, detected | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 312 | $268 | dollars, detected | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $257 | dollars, detected | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5 | $214 | dollars, detected | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $211 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-14-000171 | superseded | 2014-08-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-14-000208 | this filing | 2014-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001606587-15-000072 | base | 2015-02-17 | acceptance time not in the bulk data set |