13F-HR filed by Windsor Capital Management, LLC
Windsor Capital Management, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-28, with 86 holding rows worth $168,111,195.
- Accession
- 0001606587-14-000002
- Filer
- CIK 1543100
- Filed
- 2014-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 86 entries on the cover page, a total value of $168,111,195 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,111,195 with VALUE read as dollars, detected, 13F file number 028-14927. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 809,561 | $14,296,854 | dollars, detected | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 267,854 | $11,067,763 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,264,029 | $10,162,798 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 93,283 | $9,839,528 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 460,540 | $8,556,852 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 135,784 | $6,570,606 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 164,849 | $6,434,067 | dollars, detected | |
| SPY | 78462F103 | SHS | 28,993 | $5,422,051 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 212,791 | $5,279,351 | dollars, detected | |
| IJH | 464287507 | COM | 35,270 | $4,848,681 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 362,232 | $4,419,232 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,453 | $4,262,815 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 452,372 | $4,229,685 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60,898 | $4,092,359 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 88,272 | $3,620,062 | dollars, detected | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 192,822 | $3,438,033 | dollars, detected | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 116,479 | $3,261,425 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 39,768 | $3,185,020 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 81,651 | $2,968,036 | dollars, detected | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 467,321 | $2,889,260 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26,576 | $2,867,872 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,947 | $2,310,894 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 25,690 | $2,112,771 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 44,978 | $1,936,778 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 36,379 | $1,903,749 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,954 | $1,867,384 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 125,306 | $1,756,804 | dollars, detected | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 38,939 | $1,651,794 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 25,172 | $1,629,165 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,710 | $1,620,793 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,896 | $1,223,245 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,719 | $1,200,562 | dollars, detected | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,152 | $1,131,223 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 11,226 | $1,102,810 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 48,305 | $1,079,151 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 25,391 | $981,636 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,489 | $973,895 | dollars, detected | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 25,993 | $969,817 | dollars, detected | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 93,929 | $933,190 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 26,275 | $921,478 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,226 | $901,198 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,963 | $849,326 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 10,230 | $824,592 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,403 | $804,594 | dollars, detected | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 106,531 | $757,438 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 8,572 | $701,847 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,720 | $656,586 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 5,411 | $643,465 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 11,646 | $616,578 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,176 | $602,218 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 17,807 | $540,637 | dollars, detected | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 19,748 | $502,595 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 6,509 | $463,603 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,837 | $439,103 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 4,463 | $437,577 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 22,072 | $420,251 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 10,777 | $403,399 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 15,512 | $401,631 | dollars, detected | |
| Intel Corp | 458140100 | COM | 15,453 | $398,920 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,848 | $388,798 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 2,015 | $388,013 | dollars, detected | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 35,236 | $363,989 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 7,620 | $362,510 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 4,341 | $362,479 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 4,333 | $331,213 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,360 | $330,402 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 6,621 | $329,337 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,644 | $328,245 | dollars, detected | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 32,771 | $323,458 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,083 | $323,006 | dollars, detected | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 13,204 | $320,325 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 3,283 | $320,130 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,097 | $309,448 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 14,578 | $290,267 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 1,937 | $262,792 | dollars, detected | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,952 | $253,247 | dollars, detected | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,358 | $244,484 | dollars, detected | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 28,745 | $238,871 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,741 | $225,736 | dollars, detected | |
| ITC HLDGS CORP | 465685105 | COM | 5,778 | $215,840 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 2,170 | $215,676 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,848 | $210,652 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,097 | $203,851 | dollars, detected | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,300 | $201,058 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 23,603 | $194,496 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 10,920 | $187,825 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-14-000002 | this filing | 2014-04-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001543100-14-000009 | base | 2014-04-30 | acceptance time not in the bulk data set |