13F-HR filed by First Trust Capital Management L.P.
First Trust Capital Management L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 134 holding rows worth $355,793,000.
- Accession
- 0001604488-21-000003
- Filer
- CIK 1604488
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 138 entries on the cover page, a total value of $355,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $355,793,000 with VALUE read as thousands by filing date, 13F file number 028-17430. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VARIAN MED SYS INC | 92220P105 | COM | 197,910 | $34,637,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 831,737 | $28,429,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 369,209 | $25,080,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 270,558 | $23,603,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 179,127 | $23,546,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 287,631 | $12,150,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 613,100 | $6,511,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 141,478 | $5,199,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 461,607 | $4,824,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 66,515 | $4,794,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 413,604 | $4,281,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 397,594 | $4,238,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 350,000 | $3,805,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 23,957 | $3,743,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 342,900 | $3,638,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 350,651 | $3,612,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 328,945 | $3,546,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 334,000 | $3,477,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 317,011 | $3,370,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 309,370 | $3,323,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 300,000 | $3,252,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 300,000 | $3,204,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 295,685 | $3,179,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 304,998 | $3,175,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 293,705 | $3,157,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 289,983 | $3,146,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 306,479 | $3,089,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 280,900 | $3,059,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 280,000 | $2,982,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 280,000 | $2,881,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 270,000 | $2,784,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 256,885 | $2,749,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 254,153 | $2,722,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 250,000 | $2,675,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 243,878 | $2,631,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 240,500 | $2,597,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 251,333 | $2,584,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 250,000 | $2,565,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 228,286 | $2,431,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 230,000 | $2,404,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 228,582 | $2,354,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 207,548 | $2,223,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 217,824 | $2,191,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 200,000 | $2,162,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 190,722 | $2,098,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 198,000 | $2,087,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 200,000 | $2,062,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 184,600 | $2,056,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 180,000 | $2,052,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 182,000 | $2,006,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 191,846 | $1,968,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 180,000 | $1,937,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 180,000 | $1,917,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 180,000 | $1,917,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 180,000 | $1,890,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 161,309 | $1,873,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 180,000 | $1,854,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 156,910 | $1,677,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 146,152 | $1,573,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 144,000 | $1,486,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 131,745 | $1,486,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 130,203 | $1,452,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 135,900 | $1,427,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 135,000 | $1,420,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 132,280 | $1,417,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 113,616 | $1,413,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 135,000 | $1,377,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 122,728 | $1,337,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 122,815 | $1,319,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 130,000 | $1,317,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 114,405 | $1,277,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 121,310 | $1,253,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 116,872 | $1,233,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 90,741 | $1,202,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 113,285 | $1,150,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 5,210 | $1,098,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 399,418 | $1,082,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 91,982 | $1,051,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 99,000 | $1,019,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 90,000 | $995,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 66,102 | $939,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 90,000 | $932,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 84,345 | $866,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 82,116 | $857,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 64,790 | $836,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 75,866 | $816,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 13,926 | $813,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 67,626 | $770,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 73,440 | $765,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 68,884 | $744,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 67,500 | $697,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 63,945 | $689,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 19,480 | $674,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 62,998 | $666,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 69,882 | $660,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 56,096 | $651,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 55,857 | $637,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 56,698 | $626,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 60,011 | $624,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 32,688 | $601,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 53,820 | $596,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 56,283 | $585,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 47,078 | $584,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 52,600 | $565,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 54,515 | $559,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 50,000 | $537,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,002 | $532,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 46,159 | $522,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,467 | $492,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 45,000 | $468,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 45,000 | $463,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 45,000 | $461,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594208 | UNIT 99/99/9999 | 40,320 | $456,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 36,764 | $452,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 9,092 | $441,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 40,649 | $440,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 34,451 | $403,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 15,627 | $398,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 7,458 | $381,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,342 | $376,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 32,408 | $375,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 31,600 | $360,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 33,974 | $350,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 31,992 | $328,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 5,622 | $302,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 18,165 | $275,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 25,754 | $268,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,375 | $240,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 25,974 | $177,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 16,632 | $175,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 15,800 | $166,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 14,855 | $148,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 13,409 | $138,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 12,640 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001604488-21-000003 | this filing | 2021-02-16 | acceptance time not in the bulk data set |