13F-HR filed by First Trust Capital Management L.P.
First Trust Capital Management L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 105 holding rows worth $371,948,000.
- Accession
- 0001604488-20-000017
- Filer
- CIK 1604488
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 115 entries on the cover page, a total value of $371,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,948,000 with VALUE read as thousands by filing date, 13F file number 028-17430. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVONGO HEALTH INC | 539183103 | COM | 282,554 | $39,572,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 955,105 | $28,873,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 797,495 | $26,915,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 118,906 | $24,830,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 126,246 | $21,714,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 525,598 | $18,107,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 209,046 | $17,775,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 545,192 | $16,345,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 309,814 | $16,259,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 427,291 | $13,049,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 160,955 | $8,056,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 613,100 | $6,137,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 416,645 | $4,196,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 397,594 | $4,008,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 390,441 | $3,920,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 350,651 | $3,514,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 350,000 | $3,500,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 342,900 | $3,436,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 343,057 | $3,431,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 334,000 | $3,327,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 328,945 | $3,306,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 260,736 | $3,249,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 307,128 | $3,225,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 304,125 | $3,096,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 300,000 | $3,087,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 290,900 | $2,985,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 293,705 | $2,978,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 277,381 | $2,885,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 280,000 | $2,884,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 277,262 | $2,867,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 280,000 | $2,845,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 280,000 | $2,797,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 250,000 | $2,500,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 240,000 | $2,412,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 228,582 | $2,309,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 219,813 | $2,251,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 217,824 | $2,163,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 202,587 | $2,066,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 192,011 | $1,909,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 180,000 | $1,852,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 176,719 | $1,845,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 177,679 | $1,819,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 173,500 | $1,815,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 180,000 | $1,798,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 180,000 | $1,791,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 175,313 | $1,786,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 163,595 | $1,687,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 150,161 | $1,605,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 156,910 | $1,580,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 153,000 | $1,565,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 135,000 | $1,469,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 135,900 | $1,436,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 131,745 | $1,312,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 122,728 | $1,258,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 112,602 | $1,179,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 114,405 | $1,178,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 116,657 | $1,176,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 108,100 | $1,077,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 101,152 | $1,032,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 100,399 | $986,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 84,055 | $857,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 84,345 | $839,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 82,116 | $826,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 47,540 | $815,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 67,626 | $737,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 72,048 | $736,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 70,290 | $721,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 68,884 | $715,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 63,945 | $662,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 35,613 | $653,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 63,200 | $651,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 63,913 | $651,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 62,998 | $636,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 83,397 | $634,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 60,011 | $596,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 55,857 | $584,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 57,278 | $583,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,318 | $564,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 54,515 | $550,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 52,700 | $538,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 50,000 | $528,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 50,000 | $523,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 66,719 | $521,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 32,549 | $513,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 47,185 | $482,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 44,151 | $449,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 40,893 | $414,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 37,400 | $404,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 24,027 | $402,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 34,451 | $393,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,812 | $392,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,273 | $379,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 33,332 | $361,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 31,600 | $355,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 114,962 | $344,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 8,311 | $325,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 26,076 | $260,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 23,303 | $249,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 27,816 | $194,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 15,800 | $166,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 14,999 | $156,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 14,855 | $153,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 13,846 | $150,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 13,183 | $134,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 12,640 | $129,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001604488-20-000017 | this filing | 2020-11-16 | acceptance time not in the bulk data set |