13F-HR filed by First Trust Capital Management L.P.
First Trust Capital Management L.P. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 40 holding rows worth $144,247,602.
- Accession
- 0001604488-16-000010
- Filer
- CIK 1604488
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 43 entries on the cover page, a total value of $144,247,602 stated on the cover page (in dollars after the unit check, H1), rows summing to $142,898,256 with VALUE read as dollars, detected, 13F file number 028-17430. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEARTLAND PMT SYS INC | 42235N108 | COM | 175,929 | $16,989,464 | dollars, detected | |
| JARDEN CORP | 471109108 | COM | 278,964 | $16,444,928 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 73,423 | $15,023,814 | dollars, detected | |
| FRESH MKT INC | 35804H106 | COM | 426,278 | $12,161,711 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 65,493 | $11,981,944 | dollars, detected | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 122,151 | $10,191,058 | dollars, detected | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 151,832 | $10,180,336 | dollars, detected | |
| SanDisk Corporation | 80004C101 | COM | 132,202 | $10,057,928 | dollars, detected | |
| BAXALTA INC | 07177M103 | COM | 243,007 | $9,817,483 | dollars, detected | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 126,386 | $3,796,635 | dollars, detected | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 164,118 | $3,282,360 | dollars, detected | |
| NEWPORT CORP | 651824104 | COM | 127,170 | $2,924,910 | dollars, detected | |
| IMVESCOR RESTAURANT GROUP ORD | 45323P109 | Equity | 1,098,300 | $2,237,896 | dollars, detected | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 119,446 | $2,232,446 | dollars, detected | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 70,398 | $2,106,308 | dollars, detected | |
| TUMI HLDGS INC | 89969Q104 | COM | 59,460 | $1,594,717 | dollars, detected | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 101,498 | $1,421,987 | dollars, detected | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 293,086 | $1,277,855 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 82,310 | $1,254,404 | dollars, detected | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 74,400 | $979,848 | dollars, detected | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 10,007 | $911,337 | dollars, detected | |
| TOWER INTL INC | 891826109 | COM | 28,178 | $766,442 | dollars, detected | |
| CURRENCY EXCHANGE INTERNATIONA | 23131b307 | COM | 39,799 | $719,139 | dollars, detected | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 63,098 | $654,957 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 93,650 | $618,090 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 19,490 | $487,445 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 71,056 | $339,648 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 19,291 | $325,632 | dollars, detected | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 18,750 | $275,438 | dollars, detected | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,200 | $260,736 | dollars, detected | |
| INPUT CAPITAL ORD | 45780G105 | Equity | 210,190 | $260,202 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 49,705 | $249,519 | dollars, detected | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 8,334 | $229,102 | dollars, detected | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,329 | $193,319 | dollars, detected | |
| RONA 5.25% 5 YEAR SRS 6 CL A CUM PRF | 776249302 | Equity | 11,980 | $178,058 | dollars, detected | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 57,600 | $176,256 | dollars, detected | |
| OFS CAPITAL CORP | 67103B100 | COM | 7,928 | $102,668 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 6,850 | $75,624 | dollars, detected | |
| General Fin Corp Delcum Redeem | 369822507 | PFD | 1,000 | $71,000 | dollars, detected | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,635 | $45,612 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001604488-16-000010 | this filing | 2016-08-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001604488-16-000013 | base | 2016-08-10 | acceptance time not in the bulk data set |