13F-HR filed by Lumbard & Kellner, LLC
Lumbard & Kellner, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-12, with 97 holding rows worth $271,883,744.
- Accession
- 0001602476-25-000005
- Filer
- CIK 1602476
- Filed
- 2025-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 97 entries on the cover page, a total value of $271,883,744 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,883,744 with VALUE read as dollars as filed, 13F file number 028-16104. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 173,886 | $15,954,041 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 48,594 | $11,835,069 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 180,153 | $10,302,950 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,191 | $9,708,303 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 105,828 | $9,669,504 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 42,553 | $9,384,213 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 107,380 | $8,844,891 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 533,632 | $8,089,861 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 107,617 | $7,363,155 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 248,389 | $7,031,893 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 154,442 | $6,843,325 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 80,146 | $6,786,763 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 507,838 | $6,429,229 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 52,290 | $6,317,155 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 28,415 | $6,239,082 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 41,148 | $5,650,855 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,451 | $5,413,095 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 10,837 | $5,409,939 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 8,870 | $5,404,668 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 28,031 | $5,317,481 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 32,306 | $5,226,788 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 44,526 | $5,029,657 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 261,948 | $4,989,795 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 72,439 | $4,302,152 | dollars as filed | |
| HARROW INC | 415858109 | COM | 88,855 | $4,281,034 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 19,426 | $4,218,744 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 470,168 | $4,132,777 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 17,440 | $3,933,592 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 176,300 | $3,830,999 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $3,771,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 100,020 | $3,729,746 | dollars as filed | |
| VTI | 922908769 | COM | 11,020 | $3,616,433 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 199,152 | $3,495,118 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 57,755 | $3,243,082 | dollars as filed | |
| Apple Inc | 037833100 | COM | 12,401 | $3,157,667 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 41,610 | $2,969,706 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 33,467 | $2,830,304 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 25,996 | $2,696,825 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 98,588 | $2,660,890 | dollars as filed | |
| GLOBAL X FDS | 37960A438 | 1 3 MO T BI ET | 23,937 | $2,403,779 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 88,046 | $2,130,713 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,062 | $2,042,130 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,932 | $1,953,240 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,520 | $1,922,760 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,184 | $1,319,759 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 14,330 | $1,155,715 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,865 | $1,119,690 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,400 | $1,105,596 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,840 | $1,079,962 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,020 | $1,066,071 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 42,987 | $1,048,896 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 10,416 | $1,048,891 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,880 | $1,023,754 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,496 | $979,057 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,548 | $963,787 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 4,893 | $912,496 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 16,986 | $840,467 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,684 | $816,258 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,914 | $814,949 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 24,825 | $808,054 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 11,840 | $749,472 | dollars as filed | |
| SPDW | 78463X889 | COM | 17,381 | $743,733 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,599 | $732,554 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,098 | $724,439 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,368 | $708,964 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,831 | $705,874 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 970 | $649,221 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,326 | $636,126 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,734 | $624,810 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 7,091 | $618,548 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,983 | $596,526 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,378 | $556,225 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,275 | $471,269 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 9,485 | $434,603 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,671 | $392,037 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,640 | $370,762 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,600 | $355,630 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 8,000 | $346,400 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 468 | $343,690 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,913 | $342,886 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 838 | $339,549 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 517 | $317,903 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 1,900 | $308,180 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 9,900 | $290,268 | dollars as filed | |
| American Express Company | 025816109 | COM | 870 | $288,979 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 600 | $287,766 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 950 | $268,052 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,440 | $267,005 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 941 | $262,812 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,731 | $252,155 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,052 | $230,395 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,960 | $217,560 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 11,500 | $214,935 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 360 | $214,571 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 950 | $209,789 | dollars as filed | |
| POLYPID LTD | M8001Q126 | COM | 38,200 | $127,397 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 114,264 | $14,854 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001602476-25-000005 | this filing | 2025-11-12 | acceptance time not in the bulk data set |