13F-HR filed by Lumbard & Kellner, LLC
Lumbard & Kellner, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-06-06, with 89 holding rows worth $198,809,062.
- Accession
- 0001602476-23-000002
- Filer
- CIK 1602476
- Filed
- 2023-06-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 90 entries on the cover page, a total value of $198,809,062 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,809,062 with VALUE read as dollars as filed, 13F file number 028-16104. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 82,605 | $15,257,086 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 102,244 | $9,388,044 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 120,718 | $7,374,228 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 114,754 | $7,338,260 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 14,854 | $6,912,405 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 385,847 | $6,636,341 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 54,875 | $5,939,000 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 67,144 | $5,817,067 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 320,817 | $5,702,367 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 221,629 | $5,485,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 276,547 | $4,790,343 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,682 | $4,699,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 77,149 | $4,683,788 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 20,447 | $4,658,616 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 201,999 | $4,561,338 | dollars as filed | |
| BANK OF AMER MTN 5.41057 12/01/26 | 5901886X1 | CORPORATE BONDS AND NOTES | 4,706,000 | $4,533,000 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 72,388 | $4,524,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,811 | $3,738,943 | dollars as filed | |
| VTI | 922908769 | COM | 18,068 | $3,727,246 | dollars as filed | |
| CITIGROUP INC 5.38409 8/25/36 | 172967DS7 | CORPORATE BONDS AND NOTES | 4,377,000 | $3,503,000 | dollars as filed | |
| First Ctzns Bancshares Inc | 31959XAA1 | Com | 3,431,000 | $3,182,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 630,891 | $3,180,684 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 288,674 | $3,057,666 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 68,476 | $3,027,000 | dollars as filed | |
| MATTHEWS INDIA FUND INSTITUTIONAL | 577130768 | MUTUAL FUNDS - EQUITY | 129,541 | $2,987,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 77,239 | $2,981,762 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,316 | $2,913,000 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 9,966 | $2,907,375 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 125,748 | $2,831,810 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 51,573 | $2,757,608 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 114,919 | $2,643,627 | dollars as filed | |
| Apple Inc | 037833100 | COM | 15,586 | $2,590,594 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,133 | $2,272,556 | dollars as filed | |
| SUNTRUST CAPITAL 5.270 5/15/27 | 86787XAA3 | CORPORATE BONDS AND NOTES | 2,424,000 | $2,225,000 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,519 | $2,185,000 | dollars as filed | |
| SUNTRUST CAPITAL 5.419 3/15/28 | 86788LAA8 | CORPORATE BONDS AND NOTES | 2,299,000 | $2,081,000 | dollars as filed | |
| VALLEY NATL BANCORP 3.000 6/15/31 | 919794AE7 | CORPORATE BONDS AND NOTES | 2,473,000 | $2,066,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 54,755 | $1,992,000 | dollars as filed | |
| UNITED FINL BANCORP INC NEW SUB | 910304AA2 | Fixed Income | 1,844,000 | $1,811,000 | dollars as filed | |
| AMERIS BANCORP LW 3.875 10/01/30 | 03076KAC2 | CORPORATE BONDS AND NOTES | 1,984,000 | $1,790,000 | dollars as filed | |
| MELLON CAP IV NORMALPFD CAP | 58551TAA5 | FIXED INCOME | 2,245,000 | $1,751,000 | dollars as filed | |
| CORNING INC | 219350105 | COM | 51,795 | $1,721,000 | dollars as filed | |
| SPDW | 78463X889 | COM | 51,176 | $1,643,773 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 29,480 | $1,540,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,760 | $1,269,774 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,054 | $1,258,231 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,533 | $1,090,884 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,794 | $1,041,000 | dollars as filed | |
| US BANK CAPITAL IX 3.57778 4/15/49 | 91731KAA8 | CORPORATE BONDS AND NOTES | 1,298,000 | $1,025,000 | dollars as filed | |
| JP MORGAN CHASE MTN 2.7808 4/30/24 | 48126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $855,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 21,152 | $834,186 | dollars as filed | |
| INVESCO QQQ TR | 46090E107 | UNIT SER 1 | 2,386 | $770,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,516 | $752,264 | dollars as filed | |
| PRUDENTIAL FINANCIAL 5.625 6/15/43 | 744320AM4 | CORPORATE BONDS AND NOTES | 750,000 | $748,000 | dollars as filed | |
| ALLFIRST PFD CAP 6.8354 7/15/29 | 01852FAC7 | CORPORATE BONDS AND NOTES | 750,000 | $691,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,900 | $667,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,261 | $652,000 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,900 | $644,000 | dollars as filed | |
| KEYCORP CAPITAL I DTD 06/25/1998 4.69336per 07/01/2028 | 49326MAA3 | Preferred | 722,000 | $643,000 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,402 | $616,771 | dollars as filed | |
| JPMORGAN CHASE CO 5.850 2/01/27 | 31945HAB1 | CORPORATE BONDS AND NOTES | 650,000 | $599,000 | dollars as filed | |
| FIRST MD CAP II 2.136 2/01/27 | 32082CAC1 | CORPORATE BONDS AND NOTES | 652,000 | $596,000 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 4,105 | $577,000 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,787 | $574,360 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,686 | $513,000 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,121 | $462,293 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 11,068 | $460,539 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 26,003 | $420,469 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,496 | $394,008 | dollars as filed | |
| RTX CORPORATION | 75513E105 | COM | 3,645 | $359,490 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,500 | $350,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 5,655 | $327,271 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 772 | $297,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,440 | $236,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,207 | $233,890 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 8,000 | $228,000 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,206 | $226,728 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,210 | $219,000 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,500 | $217,000 | dollars as filed | |
| BARNESVILLE GA WTR 3.175 9/01/46 | 067869GX9 | MUNI BDS-FIXED TAXABLE | 250,000 | $186,000 | dollars as filed | |
| JPMORGAN CHASE CO 5.79914 2/01/27 | 161480AB4 | CORPORATE BONDS AND NOTES | 200,000 | $184,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 917 | $61,377 | dollars as filed | |
| KOHL'S CORP 4.25.25 | 500255AU8 | CORPORATE BONDS | 50,000 | $47,000 | dollars as filed | |
| STATE STREET CORP 5.769 6/15/37 | 857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $25,000 | dollars as filed | |
| GARDEN CITY KS 3.375 11/01/32 | 365028XG9 | MUNI BDS-FIXED NON TAXABLE | 15,000 | $15,000 | dollars as filed | |
| DONNELLEY R R & SONS CO DEB | 257867AG6 | Fixed Income | 12,337 | $10,000 | dollars as filed | |
| PIKE CNTY KY 3.150 6/01/27 | 721174F39 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $10,000 | dollars as filed | |
| WYOMING ST CMNTY DEV 2.800 12/01/31 | 98322QLQ8 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $9,000 | dollars as filed | |
| CALIFORNIA ST REF 4.000 9/01/36 | 13063CE30 | MUNI BDS-FIXED NON TAXABLE | 5,000 | $5,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001602476-23-000002 | this filing | 2023-06-06 | acceptance time not in the bulk data set |