13F-HR filed by Anfield Capital Management, LLC
Anfield Capital Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 125 holding rows worth $320,586,000.
- Accession
- 0001602020-21-000004
- Filer
- CIK 1602020
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 125 entries on the cover page, a total value of $320,586,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $320,586,000 with VALUE read as thousands by filing date, 13F file number 028-18040. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 124,720 | $54,591,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,969,418 | $20,945,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 117,115 | $17,854,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 93,982 | $17,084,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 394,351 | $14,989,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 132,725 | $13,122,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 101,623 | $12,992,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 31,422 | $11,248,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 737,111 | $10,555,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 123,829 | $9,942,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 78,397 | $9,294,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 62,780 | $7,204,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 45,587 | $5,304,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 104,932 | $5,265,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 44,115 | $4,822,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 81,376 | $4,761,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 218,691 | $4,260,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 438,167 | $4,206,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 158,301 | $4,200,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 33,919 | $3,667,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,406 | $3,497,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 32,906 | $3,350,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 208,515 | $3,334,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 85,667 | $3,325,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 23,743 | $3,147,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23,497 | $3,126,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 129,351 | $2,881,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 541,249 | $2,750,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25,802 | $2,693,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,598 | $2,357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 38,848 | $2,238,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,154 | $2,164,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 24,699 | $2,108,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 100,550 | $2,052,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 26,480 | $1,982,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 251,954 | $1,817,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 21,002 | $1,789,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 36,879 | $1,783,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 13,954 | $1,782,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 9,988 | $1,781,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 33,509 | $1,697,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 53,756 | $1,506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 63,531 | $1,405,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 60,261 | $1,385,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 42,555 | $1,352,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 27,166 | $1,347,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 11,943 | $1,310,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 71,291 | $1,286,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,875 | $1,251,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 74,376 | $1,251,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,297 | $1,243,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 15,780 | $1,232,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 49,042 | $1,202,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 26,248 | $1,172,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 28,144 | $1,079,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 11,744 | $1,027,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 19,589 | $1,016,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15,332 | $960,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,388 | $926,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 8,396 | $917,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 12,954 | $891,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,233 | $817,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,243 | $689,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,524 | $675,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,939 | $597,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,775 | $576,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,287 | $434,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 12,276 | $405,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 459 | $397,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 10,000 | $395,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,361 | $386,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 96 | $328,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 110 | $312,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 9,785 | $283,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,276 | $282,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 8,041 | $275,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,699 | $243,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,499 | $242,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 491 | $231,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,078 | $228,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 312 | $213,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 114 | $208,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 322 | $201,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,565 | $104,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 12,426 | $99,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 15,295 | $94,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22 | $13,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 99 | $12,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 39 | $12,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12 | $12,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 280 | $12,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 105 | $12,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 38 | $10,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 16 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 40 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 46 | $7,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 11 | $5,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 18 | $3,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 9 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 38 | $3,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 17 | $3,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 7 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 36 | $2,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18 | $1,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 15 | $1,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 5 | $1,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 21 | $1,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 15 | $1,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 11 | $1,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 11 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 16 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 7 | $1,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 125 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 17 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 5 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 41 | $1,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8 | $1,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 170 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001602020-21-000004 | this filing | 2021-11-04 | acceptance time not in the bulk data set |