13F-HR filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-30, with 536 holding rows worth $427,018,000 by the sum of the rows.
- Accession
- 0001601742-20-000004
- Filer
- CIK 1601742
- Filed
- 2020-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 427,018 entries on the cover page, a total value of $536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $427,018,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $536,000, about 1/1,000 of the sum of the rows, $427,018,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 150 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 25 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 218 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 315 | $1,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 15 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 46 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 250 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARMAX INC COM | 143130102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALL CORP | 058498106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVESTNET INC | 29404K106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEHOLD INC | 78645L100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781M101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 3,591 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED WHITE & BLOOM BRANDS INC | 75704r101 | COM | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 3,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIV GROUP LTD | G5005R107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community Invt Group Ltd | 20371Q101 | COM | 945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Diadexus Inc New Com New | 25245P205 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR ALLIANCE ENERGY INC | 83418C105 | Common Stocks | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Purchasepro Com Inc Com New | 746144302 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Digitaltown Inc Com | 25400E102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-20-000004 | this filing | 2020-10-30 | acceptance time not in the bulk data set |