13F-HR/A filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-04, with 606 holding rows worth $402,670,000.
- Accession
- 0001601742-19-000005
- Filer
- CIK 1601742
- Filed
- 2019-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 608 entries on the cover page, a total value of $402,670,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,670,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 95 | $4,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 120 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $3,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10 | $3,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 43 | $3,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 17 | $3,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 15 | $3,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 31 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 300 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 160 | $3,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 25 | $3,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 47 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 53 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 38 | $3,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 64 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 19 | $3,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 39 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 86 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 110 | $3,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 34 | $3,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 107 | $3,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 150 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 8,036 | $3,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 100 | $3,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 58 | $2,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 10 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 19 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 53 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 61 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 67 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 25 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 22 | $2,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 87 | $2,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 22 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 19 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 54 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 100 | $2,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 18 | $2,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 32 | $2,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 34 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 90 | $2,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 39 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 46 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 306 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 500 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 51 | $2,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,977 | $2,000 | thousands by filing date | |
| Borealis Expl Ltd Ord | 099720104 | COM | 200 | $2,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 5 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 69 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 37 | $1,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 19 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 1 | $1,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2 | $1,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 26 | $1,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 44 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6 | $1,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 37 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7 | $1,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 5 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 15 | $1,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 13 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 13 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 98 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 25 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,850 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 20 | $1,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 20 | $1,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 27 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 428 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $1,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 3,850 | $1,000 | thousands by filing date | |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 3,850 | $1,000 | thousands by filing date | |
| Braintech Inc New Com | 105022206 | COM | 3,850 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 54 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| Diadexus Inc New Com New | 25245P205 | COM | 6 | $1,000 | thousands by filing date | |
| SOLAR ALLIANCE ENERGY INC | 83418C105 | Common Stocks | 200 | $1,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,711 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 2,140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community Invt Group Ltd | 20371Q101 | COM | 945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Purchasepro Com Inc Com New | 746144302 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-19-000004 | superseded | 2019-10-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001601742-19-000005 | this filing | 2019-11-04 | acceptance time not in the bulk data set |