13F-HR filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 410 holding rows worth $209,740,000.
- Accession
- 0001601742-18-000002
- Filer
- CIK 1601742
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 411 entries on the cover page, a total value of $209,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,740,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HYD | 92189F361 | ETF | 1,417,964 | $43,942,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 517,072 | $40,554,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 757,317 | $27,149,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 509,819 | $14,371,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 61,504 | $4,641,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 40,466 | $4,458,000 | thousands by filing date | |
| VTI | 922908769 | COM | 26,195 | $3,555,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 70,272 | $3,137,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,064 | $3,000,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,700 | $2,984,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 56,315 | $2,913,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 50,920 | $2,838,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15,416 | $2,264,000 | thousands by filing date | |
| PWR S&P GLOBAL DIV OP INDEX | 73936Q660 | ETP | 171,000 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 27,632 | $1,860,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,970 | $1,642,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,400 | $1,626,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,650 | $1,249,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,691 | $1,210,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 11,407 | $1,176,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 16,724 | $1,133,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,012 | $1,083,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 8,297 | $1,069,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 717 | $1,037,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,700 | $1,006,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,678 | $968,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,620 | $955,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,439 | $825,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,485 | $787,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,395 | $767,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,565 | $765,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,253 | $758,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,155 | $757,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,703 | $738,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 31,250 | $709,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,837 | $685,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,314 | $679,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,392 | $634,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,091 | $601,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,220 | $578,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 29,396 | $544,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,164 | $533,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,558 | $499,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,658 | $497,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,263 | $478,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,558 | $428,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,950 | $428,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,636 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,611 | $418,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,871 | $407,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,646 | $405,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,540 | $391,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,151 | $378,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,798 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,907 | $363,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,878 | $353,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,304 | $349,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,253 | $347,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,648 | $346,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,245 | $338,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,439 | $325,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 21,627 | $315,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,421 | $313,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,940 | $287,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,494 | $287,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,437 | $269,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,076 | $256,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,558 | $254,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,979 | $251,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,312 | $242,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,119 | $241,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,458 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,050 | $230,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,000 | $229,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,247 | $225,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,211 | $222,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,270 | $216,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,505 | $210,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,862 | $210,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,453 | $208,000 | thousands by filing date | |
| FIRST REPUBLIC BAN ORD | 33616C852 | PFDs, REITs, | 8,000 | $206,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,375 | $205,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,536 | $196,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,680 | $193,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,559 | $191,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,386 | $188,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 809 | $187,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,694 | $186,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,736 | $183,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,627 | $179,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,138 | $179,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,100 | $177,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,150 | $167,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,736 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,345 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3,388 | $162,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,396 | $150,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,481 | $149,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 142 | $146,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,930 | $141,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 6,083 | $139,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,700 | $137,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,666 | $135,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,120 | $134,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,417 | $132,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,193 | $131,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 387 | $130,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 791 | $129,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 123 | $127,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,838 | $127,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 982 | $123,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,899 | $120,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,204 | $120,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 306 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 649 | $101,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,648 | $100,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,820 | $99,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 4,400 | $99,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 800 | $96,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 387 | $93,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,000 | $92,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 386 | $92,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,900 | $92,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,762 | $91,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,384 | $91,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 834 | $91,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,500 | $91,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 701 | $90,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,400 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,014 | $88,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 630 | $87,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,100 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,000 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,925 | $83,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,187 | $81,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,212 | $80,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,000 | $78,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,249 | $77,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,202 | $77,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,008 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 569 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,600 | $75,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 670 | $73,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,386 | $72,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,000 | $72,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,374 | $70,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,275 | $69,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 691 | $68,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,300 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,850 | $66,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 818 | $65,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,060 | $64,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 725 | $64,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 415 | $63,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 225 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 350 | $63,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,530 | $62,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 425 | $61,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 366 | $59,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,000 | $58,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 613 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 540 | $58,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 900 | $58,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 550 | $57,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,500 | $56,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,670 | $56,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 849 | $54,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,393 | $53,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 633 | $52,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,666 | $52,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,000 | $51,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,143 | $51,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,000 | $50,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 600 | $50,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,500 | $49,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 207 | $49,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 500 | $48,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 558 | $48,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 451 | $47,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $47,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,500 | $47,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 780 | $46,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 600 | $46,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,047 | $45,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 636 | $45,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 500 | $45,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 420 | $45,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 492 | $43,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 318 | $42,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 968 | $42,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 938 | $42,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 400 | $41,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,916 | $41,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 182 | $40,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 333 | $40,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 838 | $40,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 586 | $40,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 2,500 | $40,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,718 | $40,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,239 | $38,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 533 | $38,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 180 | $38,000 | thousands by filing date | |
| Guggenheim BulletShrs 2022 HY CorpBd ETF | 73939W870 | COM | 1,580 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,124 | $37,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,000 | $37,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 346 | $36,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 398 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 740 | $35,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 700 | $35,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,000 | $35,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 536 | $34,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 157 | $33,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $33,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,916 | $33,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,572 | $33,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,000 | $33,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 230 | $33,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,159 | $32,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,501 | $32,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 328 | $32,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 732 | $31,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,480 | $31,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 150 | $30,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 197 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,200 | $29,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,500 | $28,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 125 | $28,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,000 | $28,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 200 | $27,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 300 | $26,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 420 | $26,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 300 | $26,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 367 | $26,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 162 | $25,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 85 | $25,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 233 | $25,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 520 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 500 | $25,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,377 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,000 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 135 | $24,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 462 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 223 | $24,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 436 | $23,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 360 | $22,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 285 | $22,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 724 | $21,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 612 | $21,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 264 | $21,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 280 | $21,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 213 | $21,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 807 | $20,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 350 | $20,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 135 | $19,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 82 | $19,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,023 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 645 | $19,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 600 | $19,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,000 | $18,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 502 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 165 | $17,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 750 | $17,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $16,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 280 | $15,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,175 | $15,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 155 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 395 | $15,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 250 | $15,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 865 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 101 | $14,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $14,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 936 | $14,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 409 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 263 | $13,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 411 | $12,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 229 | $12,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 70 | $12,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 356 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 354 | $12,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 471 | $12,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 466 | $12,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 203 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 203 | $11,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 189 | $11,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 57 | $11,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 184 | $11,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 150 | $11,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,020 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 75 | $11,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 295 | $11,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 476 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 150 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 170 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 45 | $10,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $10,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 381 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,500 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 268 | $10,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 356 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 80 | $9,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 155 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 159 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 88 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 670 | $9,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $9,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 433 | $9,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 330 | $9,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 800 | $9,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,000 | $9,000 | thousands by filing date | |
| ANHEUSER-BUSCH INB | B63151128 | COM | 90 | $9,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 76 | $8,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 50 | $8,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 42 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 75 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 340 | $8,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 57 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 187 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 52 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 50 | $8,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 58 | $7,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 666 | $7,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 83 | $7,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,000 | $7,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,193 | $7,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75 | $6,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 100 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 80 | $6,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $6,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 50 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 288 | $5,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 75 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 81 | $5,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 124 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 75 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 50 | $5,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 40 | $5,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 40 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200 | $5,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10 | $5,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 99 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 16 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 63 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 30 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 89 | $4,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 38 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 83 | $4,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 82 | $4,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 30 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 135 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 49 | $3,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 15 | $3,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 77 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 73 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 220 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 34 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 86 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 33 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 65 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 86 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 263 | $3,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 24 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 35 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 61 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 30 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 40 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 70 | $2,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 44 | $2,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 10 | $2,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 190 | $2,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 265 | $2,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 100 | $2,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 23 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 55 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 72 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 25 | $1,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,000 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Diadexus Inc New Com New | 25245P205 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Iconic Brands Inc | 45107V207 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solar Alliance Inc | 83417T109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-18-000002 | this filing | 2018-05-11 | acceptance time not in the bulk data set |