13F-HR filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 431 holding rows worth $179,281,000.
- Accession
- 0001601742-18-000001
- Filer
- CIK 1601742
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 433 entries on the cover page, a total value of $179,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $179,281,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,389,807 | $43,362,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 462,858 | $36,705,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 697,986 | $25,630,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 437,038 | $12,910,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 43,685 | $4,962,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 75,918 | $3,447,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,925 | $3,064,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,621 | $2,997,000 | thousands by filing date | |
| VTI | 922908769 | COM | 21,519 | $2,954,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 51,132 | $2,846,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15,030 | $2,234,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 171,000 | $1,937,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,168 | $1,750,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,927 | $1,670,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 21,425 | $1,453,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 23,338 | $1,199,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 16,686 | $1,155,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,002 | $1,121,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 8,283 | $1,076,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,374 | $1,025,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,084 | $1,018,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,260 | $984,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,516 | $938,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,144 | $937,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,213 | $902,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,651 | $740,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 31,250 | $738,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,608 | $690,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,429 | $580,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 29,396 | $557,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 11,263 | $509,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,004 | $491,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,533 | $425,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,600 | $377,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,349 | $363,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,281 | $358,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,871 | $349,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,093 | $322,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,090 | $321,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,480 | $308,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,998 | $307,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,988 | $306,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 19,627 | $292,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,000 | $259,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,628 | $247,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,856 | $246,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,602 | $237,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,680 | $223,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,022 | $217,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,092 | $215,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,214 | $214,000 | thousands by filing date | |
| FIRST REPUBLIC BAN ORD | 33616C852 | PFDs, REITs, | 8,000 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,728 | $205,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 2,521 | $204,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 631 | $203,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,171 | $198,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,068 | $186,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,774 | $178,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,821 | $176,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 882 | $167,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,369 | $165,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 138 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,033 | $161,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,737 | $160,000 | thousands by filing date | |
| IJH | 464287507 | COM | 811 | $154,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,996 | $153,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,700 | $143,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,135 | $141,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,338 | $130,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,371 | $125,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,271 | $123,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,204 | $118,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,224 | $115,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 892 | $114,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,000 | $113,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 690 | $108,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 880 | $106,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,467 | $105,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,648 | $105,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,500 | $105,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 4,400 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 648 | $102,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,486 | $99,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,720 | $97,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $97,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 671 | $97,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,636 | $96,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 870 | $93,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,449 | $91,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 678 | $91,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,049 | $89,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 685 | $86,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,391 | $84,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,175 | $84,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 548 | $83,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 773 | $82,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,527 | $82,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,032 | $82,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,500 | $78,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,049 | $75,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 871 | $74,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,544 | $71,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,366 | $71,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,028 | $69,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 201 | $69,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 424 | $65,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 91 | $65,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,061 | $64,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 884 | $64,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,036 | $63,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,521 | $63,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 700 | $63,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,000 | $63,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,046 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 538 | $60,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,042 | $59,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,385 | $58,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 303 | $57,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,554 | $56,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 792 | $56,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 634 | $54,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 220 | $54,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,666 | $54,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,230 | $53,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,220 | $53,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,107 | $51,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 895 | $51,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,500 | $50,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 477 | $49,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 363 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,011 | $48,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,036 | $46,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,086 | $44,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 2,500 | $44,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 776 | $43,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 192 | $43,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $43,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 415 | $42,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 981 | $41,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 132 | $41,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,000 | $41,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,718 | $41,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 260 | $40,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,000 | $40,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 247 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,125 | $38,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,000 | $38,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,050 | $37,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 231 | $36,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 297 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 287 | $36,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 855 | $36,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,501 | $35,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 729 | $35,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 535 | $34,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 152 | $34,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 349 | $34,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 521 | $34,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 150 | $34,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 322 | $34,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 32 | $33,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,500 | $32,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 191 | $32,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 328 | $32,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 293 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 600 | $29,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 27 | $28,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 197 | $28,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 420 | $28,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 113 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 150 | $28,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,000 | $28,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 397 | $28,000 | thousands by filing date | |
| HEWLETT-PACKARD CO | 428236903 | COM | 1,916 | $28,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,377 | $27,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 181 | $27,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 133 | $27,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 347 | $26,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 151 | $24,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,353 | $24,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 300 | $24,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $24,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 325 | $24,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 201 | $23,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 319 | $21,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 387 | $21,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 377 | $21,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 82 | $20,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 114 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 645 | $20,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 135 | $19,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $19,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 159 | $19,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 222 | $18,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 510 | $18,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 227 | $18,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 333 | $17,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 84 | $16,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 224 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 170 | $16,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $16,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 253 | $15,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 540 | $15,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 213 | $15,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,400 | $14,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 69 | $14,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 549 | $14,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 200 | $14,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 41 | $14,000 | thousands by filing date | |
| L Brands Inc | 502470107 | COM | 225 | $14,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 76 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 124 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 409 | $13,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 223 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 354 | $13,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 71 | $13,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 411 | $12,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 194 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 388 | $11,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 76 | $11,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $11,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 53 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 159 | $11,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $11,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 330 | $11,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 234 | $11,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 267 | $11,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 60 | $10,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 109 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 80 | $10,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 78 | $10,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 41 | $10,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 90 | $10,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 25 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 136 | $10,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35 | $10,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 334 | $10,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 753 | $10,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 107 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 78 | $9,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 231 | $9,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 27 | $9,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 187 | $9,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 263 | $9,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 700 | $9,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,193 | $9,000 | thousands by filing date | |
| Tsingtao Brewing C Ordf | 000887044 | COM | 1,789 | $9,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 142 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 746 | $8,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 150 | $8,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 188 | $8,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 120 | $8,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 31 | $8,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 500 | $8,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 333 | $8,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 137 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 55 | $7,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $7,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 46 | $7,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 153 | $7,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,000 | $7,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 110 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,000 | $7,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 42 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 288 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 55 | $6,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 124 | $6,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 128 | $6,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 19 | $6,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 252 | $6,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 34 | $5,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 59 | $5,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15 | $5,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 156 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 21 | $5,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 44 | $5,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 40 | $5,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25 | $4,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 100 | $4,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 46 | $4,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 55 | $4,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 66 | $4,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 63 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 68 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 48 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 81 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 206 | $4,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36 | $4,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 133 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 44 | $4,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 76 | $4,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 31 | $4,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 54 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 30 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 58 | $4,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 24 | $4,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 51 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,000 | $4,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 300 | $4,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 30 | $3,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 16 | $3,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 45 | $3,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 35 | $3,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 23 | $3,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 40 | $3,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 70 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 41 | $3,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 39 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 231 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 76 | $3,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 57 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 64 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 31 | $3,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 7 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 57 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30 | $3,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 37 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 454 | $3,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 57 | $3,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 22 | $3,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 46 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 85 | $3,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 83 | $3,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 48 | $3,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 35 | $3,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 31 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 124 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 34 | $3,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 33 | $3,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 27 | $3,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 27 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 44 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 29 | $3,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 35 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 33 | $2,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 46 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 43 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 84 | $2,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 60 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 17 | $2,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 34 | $2,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 29 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 31 | $2,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 27 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 33 | $2,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3 | $2,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 67 | $2,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 42 | $2,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 49 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 152 | $2,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 75 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 18 | $2,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 32 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 29 | $2,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 63 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 78 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 85 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 55 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16 | $2,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 32 | $2,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 62 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 62 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50 | $2,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 22 | $2,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1 | $2,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 62 | $2,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 16 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 67 | $2,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 19 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 51 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10 | $1,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 53 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 19 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8 | $1,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16 | $1,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 7 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 12 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 22 | $1,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 69 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 9 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 20 | $1,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 167 | $1,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 12 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 13 | $1,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 18 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 29 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 80 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 14 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 20 | $1,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 11 | $1,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 48 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 167 | $1,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 35 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 59 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 10 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 15 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 136 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 71 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCP INC | 40414L109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP PFD NON VTG CL A percent NEW | 344437504 | PREFERRED STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Tr 1 Cnv Pfd 6.25pcnt Ser A Esc NV | 60467Q995 | PFD | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solar Alliance Inc | 83417T109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-18-000001 | this filing | 2018-02-12 | acceptance time not in the bulk data set |