13F-HR filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 195 holding rows worth $164,098,000.
- Accession
- 0001601742-17-000004
- Filer
- CIK 1601742
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 197 entries on the cover page, a total value of $164,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,098,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,278,074 | $40,016,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 445,501 | $35,698,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 677,435 | $25,282,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 424,352 | $12,633,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 43,511 | $4,662,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 79,292 | $3,499,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,500 | $3,116,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,656 | $2,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 50,889 | $2,906,000 | thousands by filing date | |
| VTI | 922908769 | COM | 20,212 | $2,618,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15,530 | $2,172,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 171,000 | $1,874,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,150 | $1,590,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,267 | $1,507,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 26,118 | $1,142,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,982 | $1,066,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 15,840 | $1,057,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 8,201 | $1,028,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,374 | $1,027,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,931 | $995,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,276 | $926,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,234 | $924,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,500 | $879,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 31,250 | $752,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,581 | $663,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 29,396 | $561,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,425 | $553,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 11,263 | $528,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,091 | $472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,525 | $419,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,513 | $387,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,343 | $340,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,600 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,866 | $334,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,532 | $309,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,078 | $308,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,472 | $290,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,486 | $272,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,619 | $248,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,680 | $232,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,601 | $226,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,508 | $219,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 833 | $212,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,556 | $210,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 2,499 | $200,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,078 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,719 | $191,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,000 | $186,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,600 | $174,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,320 | $172,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,000 | $172,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,709 | $168,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,000 | $168,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,595 | $155,000 | thousands by filing date | |
| IJH | 464287507 | COM | 808 | $145,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,930 | $142,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,129 | $134,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,204 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 895 | $130,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,837 | $130,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 408 | $127,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,720 | $110,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,060 | $107,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,568 | $104,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 703 | $103,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,200 | $103,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,000 | $101,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 880 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 644 | $96,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,673 | $88,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $86,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,400 | $85,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,162 | $84,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 686 | $81,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 600 | $74,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 900 | $73,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 740 | $71,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,236 | $68,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $68,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 200 | $65,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,448 | $63,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 534 | $59,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 900 | $57,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 415 | $56,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 800 | $56,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 900 | $53,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,300 | $51,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,084 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,047 | $47,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,000 | $47,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 359 | $46,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 477 | $45,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 782 | $45,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 300 | $44,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,036 | $43,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 849 | $41,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 1,556 | $40,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 350 | $39,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 415 | $38,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,916 | $38,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 730 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 706 | $37,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 532 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 285 | $35,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $34,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 960 | $33,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 514 | $33,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 284 | $32,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 230 | $32,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 794 | $31,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,429 | $31,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 645 | $29,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 328 | $28,000 | thousands by filing date | |
| HEWLETT-PACKARD CO | 428236903 | COM | 1,916 | $28,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 538 | $27,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 197 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 369 | $26,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 390 | $24,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,377 | $23,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 586 | $22,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 143 | $22,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 520 | $21,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 145 | $20,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 315 | $20,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 315 | $20,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 474 | $19,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $19,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 225 | $18,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 225 | $18,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 280 | $18,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $18,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 236 | $18,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $17,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 150 | $16,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 290 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 237 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $15,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 200 | $14,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 229 | $13,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,193 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 176 | $12,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100 | $12,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 90 | $11,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 159 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $10,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $10,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 133 | $10,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 70 | $9,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 171 | $9,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 68 | $9,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 73 | $9,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35 | $9,000 | thousands by filing date | |
| L Brands Inc | 502470107 | COM | 225 | $9,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 90 | $8,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 100 | $8,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 263 | $8,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 60 | $7,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 172 | $7,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43 | $7,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 48 | $7,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 200 | $7,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 35 | $7,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 68 | $7,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 79 | $6,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 35 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 148 | $6,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 124 | $6,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 60 | $5,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40 | $5,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 65 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 140 | $5,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 44 | $5,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 48 | $5,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 23 | $5,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 51 | $5,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 31 | $4,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50 | $4,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 75 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 97 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 135 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 110 | $4,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 82 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 35 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 188 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 7 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 63 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16 | $2,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 45 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 20 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 150 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-17-000004 | this filing | 2017-11-09 | acceptance time not in the bulk data set |