13F-HR/A filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2015-11-02, with 176 holding rows worth $135,524,000.
- Accession
- 0001601742-15-000006
- Filer
- CIK 1601742
- Filed
- 2015-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 176 entries on the cover page, a total value of $135,524,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,524,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 998,862 | $30,545,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 380,251 | $30,310,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 550,525 | $19,632,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 382,683 | $10,497,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 55,125 | $4,570,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 96,824 | $3,460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 57,207 | $3,239,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 33,306 | $2,516,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,922 | $2,403,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23,535 | $2,323,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,229 | $1,844,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 171,000 | $1,493,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 14,014 | $1,076,000 | thousands by filing date | |
| Greene King PLC ORD | G40880133 | COM | 89,104 | $1,073,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,150 | $1,000,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 9,388 | $859,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,382 | $809,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,178 | $804,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,910 | $797,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 31,250 | $686,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 23,850 | $681,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,197 | $677,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,360 | $527,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 29,396 | $524,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,133 | $452,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 45,054 | $448,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,331 | $396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,439 | $383,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,317 | $360,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,463 | $330,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,079 | $301,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,532 | $299,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 4,400 | $295,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,631 | $294,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,644 | $277,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,680 | $258,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,065 | $257,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,376 | $253,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,293 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,842 | $247,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,841 | $242,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,102 | $237,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 4,249 | $232,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,020 | $223,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,800 | $212,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,486 | $194,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,263 | $192,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 960 | $185,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,600 | $173,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,595 | $172,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 2,409 | $171,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,209 | $164,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,880 | $161,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,064 | $145,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 1,000 | $138,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,400 | $137,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,614 | $131,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,600 | $130,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,030 | $127,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,019 | $124,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,000 | $122,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,096 | $121,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,508 | $118,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 870 | $114,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,000 | $113,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,686 | $113,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,200 | $110,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,108 | $101,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,885 | $101,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,649 | $94,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,933 | $92,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,930 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 752 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 879 | $89,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 900 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 774 | $88,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $84,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 820 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 2,672 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,534 | $83,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 575 | $82,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,964 | $81,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 387 | $80,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,620 | $80,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 880 | $78,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,400 | $76,000 | thousands by filing date | |
| Schwab US Large Cap Value | 808524109 | ETF | 1,852 | $74,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 811 | $72,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 600 | $71,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 672 | $66,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,400 | $66,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,236 | $63,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,180 | $62,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,162 | $61,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 762 | $58,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,400 | $56,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 691 | $55,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 800 | $55,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 900 | $49,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 671 | $49,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,916 | $49,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,264 | $47,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 740 | $45,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,726 | $43,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 415 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 366 | $40,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 9,462 | $39,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $37,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 730 | $35,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 351 | $34,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 415 | $32,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 300 | $32,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 250 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 845 | $30,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 954 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 557 | $29,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 350 | $28,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $28,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 284 | $27,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 531 | $27,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 600 | $27,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 600 | $24,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 535 | $23,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 230 | $23,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 267 | $22,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $22,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 443 | $21,000 | thousands by filing date | |
| L Brands Inc | 502470107 | COM | 225 | $20,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,300 | $19,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $19,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $18,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 257 | $18,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 197 | $18,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $17,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 404 | $16,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $16,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 225 | $15,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 225 | $15,000 | thousands by filing date | |
| ASTRAZENECA PLC ORD | G0593M107 | ADR | 242 | $15,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 500 | $13,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $12,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 20 | $12,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $11,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 229 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 138 | $10,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 157 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $9,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 167 | $9,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 311 | $9,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 150 | $8,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $8,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 200 | $8,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 75 | $7,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35 | $7,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 297 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 308 | $7,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 150 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 146 | $6,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 177 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 225 | $5,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 242 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 75 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 88 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 150 | $2,000 | thousands by filing date | |
| Syngenta AG | h84140112 | COM | 6 | $2,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 39 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 46 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 20 | $1,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 107 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-15-000005 | superseded | 2015-10-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001601742-15-000006 | this filing | 2015-11-02 | acceptance time not in the bulk data set |