13F-HR filed by Private Ocean, LLC
Private Ocean, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-03-20, with 226 holding rows worth $124,121,000.
- Accession
- 0001601742-14-000001
- Filer
- CIK 1601742
- Filed
- 2014-03-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 227 entries on the cover page, a total value of $124,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,121,000 with VALUE read as thousands by filing date, 13F file number 028-16108. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 318,738 | $25,429,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 746,901 | $21,107,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 442,757 | $17,958,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 313,082 | $8,453,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 58,110 | $4,820,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 98,472 | $4,330,000 | thousands by filing date | |
| VTI | 922908769 | COM | 35,274 | $3,383,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 46,404 | $3,113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 58,794 | $3,001,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,170 | $2,400,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 171,000 | $2,264,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 18,074 | $1,865,000 | thousands by filing date | |
| Greene King PLC ORD | G40880133 | COM | 89,104 | $1,299,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 9,757 | $954,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,267 | $951,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,964 | $907,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,950 | $868,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,804 | $825,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,857 | $797,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 31,250 | $793,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,516 | $775,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,559 | $757,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 27,994 | $728,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 59,914 | $690,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,305 | $624,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,408 | $576,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,164 | $573,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 29,396 | $564,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,218 | $442,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,332 | $437,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,781 | $413,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,577 | $407,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,680 | $368,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,288 | $343,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,813 | $337,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,823 | $337,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,800 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,043 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,364 | $311,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 22,700 | $305,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,230 | $300,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,613 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,843 | $250,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,998 | $247,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,289 | $247,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 9,326 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,396 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,250 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,141 | $232,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 3,600 | $207,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,466 | $198,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,715 | $189,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,084 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 4,341 | $180,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,488 | $176,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 2,767 | $175,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 288 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,745 | $156,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,549 | $154,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,114 | $141,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $136,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,525 | $129,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,367 | $128,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,686 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,533 | $106,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,500 | $105,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,887 | $105,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 3,859 | $104,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 3,843 | $104,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 3,836 | $103,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 3,832 | $102,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,000 | $101,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,400 | $100,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,200 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 827 | $92,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,287 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 752 | $89,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,345 | $85,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,946 | $84,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,439 | $82,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,030 | $81,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,196 | $79,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,850 | $76,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 880 | $74,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 903 | $73,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,392 | $71,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,852 | $69,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,289 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 762 | $67,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,310 | $67,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,162 | $63,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 722 | $62,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,180 | $62,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 490 | $61,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 800 | $60,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 600 | $60,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,139 | $60,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 9,359 | $60,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 387 | $58,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,287 | $58,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 705 | $55,000 | thousands by filing date | |
| IJH | 464287507 | COM | 396 | $53,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 656 | $49,000 | thousands by filing date | |
| BTG plc | g1660v103 | COM | 5,140 | $49,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 834 | $41,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 575 | $38,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 754 | $37,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 755 | $36,000 | thousands by filing date | |
| ACCENTURE LTD | G1150G111 | COMMON STOCK | 415 | $34,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $32,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 350 | $30,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 230 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 758 | $29,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 500 | $28,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 164 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 827 | $27,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 698 | $26,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $26,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,000 | $25,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 250 | $24,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 600 | $23,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 412 | $23,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $23,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 417 | $22,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 250 | $21,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $19,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 225 | $18,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 474 | $17,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 404 | $17,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 377 | $17,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 293 | $17,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,000 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 230 | $16,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 199 | $16,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 213 | $16,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 141 | $16,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $14,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 500 | $14,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 158 | $14,000 | thousands by filing date | |
| ASTRAZENECA PLC ORD | G0593M107 | ADR | 242 | $14,000 | thousands by filing date | |
| L Brands Inc | 502470107 | COM | 225 | $14,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 160 | $13,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 225 | $12,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 125 | $12,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 150 | $11,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 353 | $11,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $10,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 61 | $9,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 115 | $9,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $8,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 150 | $8,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 18 | $7,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 125 | $7,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 133 | $7,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 300 | $7,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,000 | $7,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 64 | $6,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 200 | $6,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 323 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 90 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 136 | $6,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 76 | $5,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200 | $5,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 94 | $5,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 75 | $5,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 177 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $5,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 42 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 148 | $5,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 47 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 49 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 50 | $4,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 54 | $4,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 53 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 59 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 38 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 25 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 51 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 17 | $3,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 49 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 169 | $3,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 42 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25 | $3,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 65 | $3,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 61 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 60 | $2,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9 | $2,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 41 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 33 | $2,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 41 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 25 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 25 | $2,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 34 | $2,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 89 | $2,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 28 | $2,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 35 | $2,000 | thousands by filing date | |
| Syngenta AG | h84140112 | COM | 6 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 73 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 34 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 16 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 12 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 12 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIS INC | 30162A108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIVER COAL CO | 470355207 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Ltd | 46127U104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601742-14-000001 | this filing | 2014-03-20 | acceptance time not in the bulk data set |