13F-HR filed by Riggs Asset Managment Co. Inc.
Riggs Asset Managment Co. Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-13, with 169 holding rows worth $237,300,000.
- Accession
- 0001601348-20-000004
- Filer
- CIK 1601348
- Filed
- 2020-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 283 entries on the cover page, a total value of $237,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,300,000 with VALUE read as thousands by filing date, 13F file number 028-16103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 95,367 | $16,877,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 109,189 | $14,688,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 193,098 | $13,374,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 23,411 | $13,172,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 88,305 | $11,954,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 137,238 | $11,625,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 52,235 | $8,222,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 93,842 | $8,087,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 35,668 | $7,028,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 71,711 | $6,979,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 20,382 | $6,709,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 132,799 | $6,567,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 20,997 | $6,556,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 56,448 | $6,551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 34,698 | $6,534,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 104,722 | $6,302,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 56,974 | $6,006,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,379 | $5,923,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 91,788 | $5,472,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 43,500 | $5,055,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 54,021 | $4,641,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 44,346 | $4,615,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 68,443 | $3,939,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,492 | $3,662,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 37,664 | $3,298,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 36,164 | $2,927,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 24,135 | $2,656,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,059 | $2,569,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 27,813 | $2,333,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,545 | $2,314,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 54,684 | $2,245,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,802 | $2,243,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,368 | $2,073,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 79,754 | $2,056,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,470 | $2,025,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 61,530 | $1,974,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 89,889 | $1,622,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,840 | $1,621,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,296 | $1,605,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,690 | $1,226,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 12,516 | $687,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,594 | $516,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,731 | $406,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,425 | $389,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,793 | $385,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,555 | $383,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 19,080 | $378,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,622 | $289,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,793 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,092 | $276,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,811 | $273,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,078 | $270,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,019 | $267,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 793 | $263,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,037 | $260,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,133 | $257,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 158 | $231,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,334 | $215,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,718 | $202,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,380 | $195,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,243 | $187,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,116 | $183,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,870 | $179,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 500 | $177,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 818 | $173,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,943 | $169,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 740 | $167,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,400 | $166,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,137 | $157,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,079 | $154,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,600 | $150,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,024 | $147,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,415 | $147,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 3,204 | $127,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 552 | $122,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $117,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,570 | $113,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,387 | $111,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,755 | $110,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,891 | $108,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,156 | $105,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 34,249 | $99,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 314 | $97,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,669 | $95,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,053 | $94,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,040 | $92,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 133 | $92,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,413 | $88,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,180 | $70,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,105 | $67,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 950 | $67,000 | thousands by filing date | |
| IJH | 464287507 | COM | 381 | $66,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 400 | $63,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,189 | $62,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 464 | $60,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 757 | $60,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 209 | $58,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,166 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 479 | $56,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,061 | $55,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,292 | $49,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,123 | $48,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,764 | $47,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 2,355 | $44,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 794 | $43,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 383 | $39,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 600 | $38,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 569 | $38,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 171 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 793 | $35,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,149 | $35,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,757 | $35,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 556 | $32,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $28,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 650 | $26,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,198 | $26,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 280 | $25,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,749 | $25,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 480 | $24,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,527 | $23,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,192 | $19,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 350 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 318 | $18,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 80 | $16,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 560 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 171 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 142 | $15,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,976 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,700 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,500 | $13,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,800 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 850 | $13,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 251 | $12,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 115 | $12,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 190 | $12,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,517 | $12,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 308 | $12,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 245 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 83 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 796 | $11,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 566 | $10,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,500 | $10,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 259 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 236 | $9,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,526 | $9,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 391 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,146 | $9,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,444 | $9,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 627 | $8,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 266 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 214 | $5,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,446 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 371 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 80 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 221 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 42 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 109 | $1,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 90 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601348-20-000004 | this filing | 2020-10-13 | acceptance time not in the bulk data set |