13F-HR filed by Riggs Asset Managment Co. Inc.
Riggs Asset Managment Co. Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 275 holding rows worth $246,514,000.
- Accession
- 0001601348-20-000003
- Filer
- CIK 1601348
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 275 entries on the cover page, a total value of $246,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,514,000 with VALUE read as thousands by filing date, 13F file number 028-16103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 92,697 | $15,514,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 84,681 | $11,389,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 43,591 | $11,240,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 151,217 | $10,326,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,564 | $9,832,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,731 | $9,021,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 65,277 | $8,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 46,375 | $7,907,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 26,602 | $7,561,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 79,798 | $7,505,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 19,055 | $7,388,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 107,836 | $7,006,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,734 | $6,902,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 75,954 | $6,790,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 62,186 | $6,497,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 267,120 | $6,344,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 105,714 | $6,215,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 24,575 | $5,796,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 55,962 | $5,600,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 88,545 | $5,456,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 48,747 | $5,324,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 43,691 | $5,291,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 83,837 | $4,839,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 91,131 | $4,250,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 137,425 | $4,154,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 40,984 | $4,145,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 67,578 | $3,725,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 37,516 | $3,683,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 80,838 | $3,548,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,487 | $3,515,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 28,332 | $3,397,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 26,473 | $2,963,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 38,017 | $2,885,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 63,940 | $2,844,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,107 | $2,294,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,905 | $2,290,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 87,870 | $2,235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 61,604 | $2,181,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 17,477 | $2,115,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 20,392 | $2,045,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 18,177 | $2,012,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,339 | $1,576,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 89,713 | $1,524,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 12,439 | $709,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,106 | $632,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 525 | $566,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,961 | $416,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 19,400 | $402,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,786 | $259,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,425 | $254,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,090 | $249,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 781 | $241,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,030 | $230,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 158 | $224,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 837 | $201,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,583 | $191,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,309 | $189,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,099 | $187,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,042 | $186,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,375 | $186,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,838 | $171,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 2,800 | $166,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $157,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 622 | $155,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,971 | $152,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,150 | $152,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 850 | $149,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,468 | $143,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,718 | $139,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,362 | $138,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,079 | $137,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,352 | $120,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $118,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,680 | $117,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 368 | $113,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,172 | $108,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,799 | $107,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,445 | $100,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 450 | $89,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 540 | $88,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,253 | $87,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,151 | $82,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 915 | $78,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 37,500 | $77,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 133 | $76,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,800 | $76,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,000 | $74,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 281 | $69,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,789 | $69,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,100 | $68,000 | thousands by filing date | |
| IJH | 464287507 | COM | 360 | $64,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,500 | $64,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,116 | $63,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,483 | $63,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $62,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,808 | $59,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 317 | $58,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $58,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $58,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,422 | $56,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 715 | $56,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,400 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 470 | $54,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 851 | $52,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 482 | $50,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,166 | $48,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 4,648 | $48,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 352 | $42,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,313 | $42,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 2,355 | $41,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,906 | $40,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 338 | $37,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 7,931 | $37,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,705 | $35,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 720 | $35,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,388 | $32,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 700 | $31,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 550 | $31,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 650 | $31,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $30,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 3,750 | $30,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 357 | $29,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 400 | $28,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 693 | $28,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 499 | $28,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $25,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 298 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 135 | $24,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 809 | $24,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 183 | $23,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 450 | $23,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,230 | $23,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 999 | $22,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 145 | $21,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,599 | $21,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 74 | $20,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,480 | $20,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 350 | $18,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 450 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,500 | $18,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 200 | $17,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 102 | $17,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 200 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,017 | $16,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 483 | $16,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 264 | $16,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 500 | $15,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 80 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,113 | $14,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 308 | $14,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 115 | $13,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 200 | $13,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 65 | $12,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 418 | $12,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,876 | $12,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 400 | $12,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 450 | $12,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 80 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 174 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 145 | $12,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 129 | $11,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 125 | $11,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 80 | $11,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,517 | $11,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 500 | $11,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 400 | $11,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 523 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 283 | $10,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 245 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 200 | $10,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,600 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 203 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 69 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 30 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 544 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 401 | $9,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,100 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 110 | $8,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 219 | $8,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 526 | $8,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 50 | $8,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 527 | $8,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,400 | $8,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 279 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $6,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 123 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 66 | $6,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 375 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50 | $6,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 36 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 142 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 192 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,000 | $6,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,846 | $6,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 112 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 35 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $5,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 443 | $5,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 73 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $5,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 225 | $5,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 214 | $5,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 53 | $4,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 176 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 327 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 600 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 300 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 91 | $3,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 151 | $3,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 137 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 221 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 150 | $3,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 292 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 47 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 53 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 42 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 25 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 600 | $2,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 61 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 159 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 900 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 26 | $1,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 29 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 318 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 115 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 68 | $1,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 105 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,160 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 155 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERPURE INC CL A | 74624M102 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPID7 INC COM | 753422104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIFAST INC | 58470H101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAPTYSBIO INC | 032724106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,088 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601348-20-000003 | this filing | 2020-08-11 | acceptance time not in the bulk data set |