13F-HR filed by Riggs Asset Managment Co. Inc.
Riggs Asset Managment Co. Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-26, with 270 holding rows worth $178,896,000.
- Accession
- 0001601348-19-000003
- Filer
- CIK 1601348
- Filed
- 2019-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 270 entries on the cover page, a total value of $178,896,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,896,000 with VALUE read as thousands by filing date, 13F file number 028-16103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 208,587 | $27,784,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 56,175 | $9,749,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 316,432 | $9,177,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 22,538 | $8,204,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 72,702 | $8,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 48,631 | $6,994,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 130,745 | $6,726,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 77,324 | $6,327,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 26,051 | $5,691,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54,824 | $5,079,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 172,547 | $4,981,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 136,959 | $4,589,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 109,890 | $4,582,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,610 | $4,351,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 65,617 | $4,199,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,256 | $4,009,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 171,431 | $3,936,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,921 | $3,899,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 130,104 | $3,325,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 11,598 | $3,077,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 106,641 | $3,003,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,579 | $2,990,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 56,892 | $2,263,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,526 | $2,252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,924 | $2,231,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 19,100 | $2,206,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 24,664 | $2,163,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 66,433 | $1,784,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 71,861 | $1,671,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 22,187 | $1,666,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,651 | $1,477,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,023 | $1,317,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 89,218 | $1,204,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 22,186 | $1,094,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 13,309 | $876,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,193 | $695,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 22,186 | $656,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,745 | $522,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,631 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,195 | $424,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,700 | $398,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,842 | $391,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,074 | $382,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,030 | $367,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,089 | $365,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 46,019 | $364,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,185 | $323,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,610 | $321,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,810 | $308,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,425 | $304,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,361 | $230,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,151 | $227,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 192 | $208,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 693 | $204,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,602 | $199,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,368 | $199,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,480 | $198,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,680 | $197,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,250 | $194,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,042 | $172,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 837 | $171,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,233 | $171,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,228 | $169,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 2,800 | $168,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,400 | $154,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $154,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 141 | $152,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,150 | $151,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 707 | $147,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,808 | $140,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,074 | $140,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 651 | $139,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 439 | $129,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 915 | $128,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,079 | $124,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,500 | $124,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,443 | $121,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,806 | $119,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,712 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4,535 | $114,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,445 | $112,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 808 | $111,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,200 | $105,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $100,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 562 | $98,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,853 | $97,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,102 | $91,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,849 | $89,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,000 | $84,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 7,079 | $84,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,348 | $77,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 609 | $77,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 300 | $76,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,234 | $74,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 300 | $74,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,500 | $74,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 843 | $73,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $68,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 864 | $66,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,550 | $66,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,100 | $65,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $64,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $64,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 715 | $63,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 846 | $62,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 133 | $61,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,100 | $61,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 325 | $60,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 540 | $60,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 894 | $60,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,166 | $59,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 180 | $58,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5,038 | $58,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,393 | $55,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 450 | $55,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 741 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 470 | $53,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 519 | $52,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $49,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $49,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $47,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 649 | $43,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 720 | $42,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 149 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 321 | $41,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,243 | $40,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 693 | $40,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,906 | $40,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 352 | $39,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,800 | $39,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 700 | $36,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $34,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $33,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 550 | $33,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $33,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,388 | $33,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 2,355 | $33,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $32,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 400 | $31,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 148 | $31,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 3,750 | $31,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 544 | $30,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 135 | $28,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 561 | $28,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,480 | $27,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $27,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 542 | $27,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 145 | $26,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $25,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 483 | $23,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 264 | $23,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,599 | $22,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 262 | $20,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,813 | $19,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 478 | $19,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 450 | $18,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 155 | $18,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 115 | $17,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 650 | $17,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 80 | $16,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 800 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 198 | $15,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 129 | $15,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 91 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 81 | $14,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 400 | $14,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 245 | $14,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 138 | $14,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 80 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,115 | $14,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 113 | $13,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,600 | $13,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,000 | $12,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 418 | $11,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,100 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 200 | $10,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 225 | $10,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 400 | $10,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 114 | $10,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 624 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 80 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 203 | $9,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 83 | $9,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 292 | $9,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 93 | $8,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 150 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,000 | $8,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,300 | $8,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 38 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 66 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 500 | $7,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 150 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $7,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 91 | $6,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 112 | $6,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 60 | $6,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 408 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 318 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 35 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 600 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 123 | $5,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 73 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 192 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 328 | $5,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 160 | $5,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 412 | $5,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 151 | $4,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 137 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 53 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 221 | $4,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 191 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 81 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 80 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 150 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50 | $4,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,160 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 53 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 27 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 25 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 127 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 190 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23 | $3,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 500 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 115 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 13 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68 | $2,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 135 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 68 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 161 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 105 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200 | $2,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 30 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,088 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 50 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 110 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 33 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $1,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 42 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 47 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 18 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 23 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 155 | $1,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 145 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 214 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,543 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,891 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601348-19-000003 | this filing | 2019-07-26 | acceptance time not in the bulk data set |