13F-HR filed by Riggs Asset Managment Co. Inc.
Riggs Asset Managment Co. Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 272 holding rows worth $221,762,000.
- Accession
- 0001601348-17-000004
- Filer
- CIK 1601348
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 272 entries on the cover page, a total value of $221,762,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,762,000 with VALUE read as thousands by filing date, 13F file number 028-16103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 269,353 | $12,070,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 258,370 | $11,193,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 36,994 | $9,404,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 336,915 | $8,537,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 79,564 | $8,373,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 76,242 | $7,282,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 107,123 | $7,024,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 67,102 | $6,869,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 39,405 | $6,772,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 207,104 | $6,716,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 112,769 | $6,665,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 193,666 | $6,583,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,913 | $6,489,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 57,395 | $6,423,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 142,645 | $6,383,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 82,974 | $6,036,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 130,528 | $6,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 35,827 | $5,522,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 76,766 | $5,455,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 50,008 | $5,096,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 73,477 | $5,087,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 91,372 | $4,908,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 197,281 | $4,863,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 77,376 | $4,858,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 180,881 | $4,716,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,968 | $4,469,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 146,902 | $4,181,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 45,157 | $3,909,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 178,989 | $2,730,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 17,966 | $2,620,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 57,826 | $2,342,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,317 | $2,205,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 81,646 | $2,184,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 52,682 | $2,149,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 68,869 | $2,073,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 36,864 | $1,992,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 64,587 | $1,573,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 26,473 | $1,439,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 33,409 | $1,248,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 16,280 | $899,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 18,733 | $816,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 500 | $711,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,426 | $552,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,801 | $494,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,098 | $465,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,750 | $449,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,502 | $426,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,373 | $424,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,400 | $424,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,330 | $398,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,925 | $353,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,697 | $331,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,279 | $323,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,320 | $302,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,618 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,912 | $268,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,045 | $263,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,701 | $247,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,004 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,194 | $203,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,081 | $197,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,327 | $193,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 192 | $187,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,768 | $177,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,817 | $176,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 693 | $175,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,060 | $161,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,020 | $157,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,974 | $151,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,393 | $148,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,270 | $142,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,808 | $139,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,800 | $139,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 937 | $137,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 141 | $135,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,152 | $135,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 991 | $134,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,215 | $134,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 772 | $124,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 745 | $122,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 8,330 | $119,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 999 | $116,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,231 | $112,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,079 | $97,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,200 | $97,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,500 | $96,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,664 | $91,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,066 | $87,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 750 | $86,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 693 | $84,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,293 | $83,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 369 | $83,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $83,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,258 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 720 | $80,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 3,750 | $79,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 821 | $78,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $76,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 650 | $72,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 5,267 | $72,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 723 | $71,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,296 | $69,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 820 | $67,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 953 | $67,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $67,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,049 | $66,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 8,632 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,743 | $65,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 465 | $63,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 319 | $63,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,352 | $63,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,300 | $62,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 945 | $60,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,467 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 436 | $58,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,509 | $57,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 300 | $57,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,166 | $55,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 56 | $54,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 400 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 413 | $52,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $51,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 696 | $50,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,187 | $50,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 133 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,000 | $47,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,030 | $46,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 693 | $45,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 600 | $44,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,243 | $42,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,564 | $42,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 300 | $42,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,712 | $41,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,906 | $40,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,005 | $39,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 900 | $39,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,100 | $37,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 744 | $36,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 187 | $35,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 510 | $34,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 400 | $34,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $34,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 160 | $34,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 300 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,388 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 389 | $33,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 408 | $33,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 720 | $33,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,480 | $30,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 145 | $30,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 250 | $30,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 700 | $29,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,398 | $29,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 352 | $28,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 504 | $28,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 150 | $28,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $26,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 561 | $26,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 450 | $25,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,360 | $25,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 223 | $24,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 149 | $24,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 650 | $24,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $22,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 148 | $22,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $22,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 135 | $21,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 102 | $21,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 176 | $21,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $20,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 264 | $20,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 253 | $20,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $19,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 800 | $19,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 478 | $18,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 308 | $18,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 179 | $18,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 327 | $17,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $16,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 262 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 198 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 225 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,115 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 558 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 150 | $14,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 115 | $14,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 245 | $14,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 333 | $13,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 285 | $12,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 80 | $11,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 83 | $10,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 36 | $10,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 400 | $10,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 624 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 464 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $9,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 225 | $9,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 400 | $8,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $8,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $8,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 114 | $8,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 45 | $7,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 44 | $7,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 88 | $7,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 75 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 40 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 18 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 318 | $6,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 123 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 66 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 230 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 91 | $5,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 88 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $5,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 100 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 125 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 328 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 192 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 29 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 135 | $5,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 46 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47 | $4,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 55 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 400 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 600 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 300 | $4,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 100 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 216 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 25 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 127 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200 | $3,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 24 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,088 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 15 | $3,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 35 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 38 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 161 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 155 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 114 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 33 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,543 | $2,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 20 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 110 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 200 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 107 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 18 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 22 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,124 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX CORP | 984121608 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601348-17-000004 | this filing | 2017-10-30 | acceptance time not in the bulk data set |