13F-HR filed by Riggs Asset Managment Co. Inc.
Riggs Asset Managment Co. Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-26, with 273 holding rows worth $200,987,000.
- Accession
- 0001601348-17-000001
- Filer
- CIK 1601348
- Filed
- 2017-01-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 273 entries on the cover page, a total value of $200,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,987,000 with VALUE read as thousands by filing date, 13F file number 028-16103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMorgan Chase & Co | 46625H100 | COM | 132,634 | $11,445,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 284,784 | $10,762,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 56,540 | $8,802,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 214,865 | $7,522,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 336,539 | $7,438,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 131,940 | $7,403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 173,326 | $7,179,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 52,166 | $7,174,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 85,373 | $6,776,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 82,825 | $6,462,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 82,201 | $6,217,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 215,846 | $5,729,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 117,377 | $5,676,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 21,055 | $5,262,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 192,793 | $5,213,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 131,660 | $5,210,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 81,931 | $5,131,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 47,664 | $5,037,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 47,067 | $4,613,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 76,135 | $4,356,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,450 | $4,337,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 64,981 | $4,237,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 46,389 | $4,187,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 18,672 | $3,921,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 48,836 | $3,646,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 58,883 | $3,544,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,804 | $3,489,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 208,574 | $3,366,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,700 | $3,173,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 63,836 | $2,335,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 17,556 | $2,032,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 57,049 | $1,847,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 42,748 | $1,817,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 70,058 | $1,512,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 34,009 | $1,446,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 36,340 | $1,405,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 57,374 | $1,340,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 54,758 | $1,246,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 42,104 | $1,210,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,373 | $1,054,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,417 | $742,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 500,000 | $675,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,216 | $632,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,640 | $525,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,100 | $485,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 18,000 | $457,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,492 | $453,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,500 | $420,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,571 | $411,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,750 | $377,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,402 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,330 | $336,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,824 | $327,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,800 | $313,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,077 | $307,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,345 | $301,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 11,244 | $292,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,773 | $289,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,211 | $262,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,189 | $253,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,130 | $245,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,099 | $243,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,352 | $224,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,933 | $220,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 827 | $186,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,768 | $174,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,149 | $170,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,380 | $162,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,800 | $158,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,375 | $148,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,232 | $145,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,074 | $139,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,191 | $139,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,808 | $138,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,580 | $138,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 772 | $137,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,481 | $134,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,095 | $133,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,433 | $120,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,105 | $116,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,680 | $114,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 937 | $112,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,065 | $111,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $111,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,588 | $110,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,570 | $108,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,178 | $103,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,215 | $100,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 874 | $96,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,368 | $95,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,820 | $93,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7,067 | $91,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,200 | $88,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 823 | $85,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $83,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,514 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 720 | $78,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,110 | $77,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 96 | $76,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,293 | $76,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 750 | $75,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,145 | $67,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 919 | $67,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 3,750 | $67,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 888 | $65,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,193 | $61,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 953 | $60,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 650 | $59,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,049 | $58,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,000 | $58,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,400 | $57,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,278 | $57,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $55,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $48,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 348 | $47,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 331 | $47,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 798 | $44,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,166 | $44,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 400 | $43,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,077 | $41,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,000 | $41,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 693 | $40,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 51 | $39,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 696 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 323 | $39,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,712 | $38,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,009 | $37,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 510 | $37,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 880 | $36,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 133 | $36,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,564 | $36,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 184 | $34,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,618 | $34,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 350 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,388 | $34,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 601 | $34,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 720 | $32,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 130 | $30,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 825 | $30,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 238 | $29,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 160 | $29,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8,100 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 720 | $27,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,054 | $27,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,360 | $27,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,480 | $26,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 800 | $26,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 579 | $26,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 320 | $25,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 141 | $25,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 342 | $25,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 186 | $23,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 306 | $22,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 264 | $22,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 269 | $22,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 230 | $20,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 650 | $19,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 450 | $19,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 150 | $18,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $18,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,500 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 300 | $17,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 400 | $17,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 179 | $17,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 125 | $17,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $16,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 310 | $16,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 450 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 418 | $16,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,273 | $16,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 478 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 119 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 255 | $15,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 198 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 327 | $15,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $15,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 457 | $15,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 262 | $14,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,150 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,115 | $14,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,600 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 225 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 225 | $13,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 110 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 333 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 250 | $12,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 800 | $11,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $11,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 80 | $10,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 166 | $10,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $10,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $10,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 675 | $10,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 624 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 89 | $9,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 103 | $9,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 74 | $8,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 549 | $8,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 410 | $7,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 44 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 318 | $6,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $6,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 307 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 96 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,088 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 230 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 117 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 91 | $5,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 75 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 600 | $5,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 58 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 123 | $5,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 68 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 100 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 111 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 150 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 114 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 66 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 328 | $4,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 287 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 92 | $4,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 29 | $4,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 34 | $4,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 100 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 135 | $3,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 19 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47 | $3,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 45 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 25 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200 | $3,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 300 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 61 | $3,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 155 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 161 | $2,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 9 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 33 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,124 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,543 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 35 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 110 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 40 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 107 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 2,675 | $1,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 666 | $1,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX CORP | 984121103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAPLES INC | 855030102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,028 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001601348-17-000001 | this filing | 2017-01-26 | acceptance time not in the bulk data set |