13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 741 holding rows worth $1,311,369,776.
- Accession
- 0001600151-24-000001
- Filer
- CIK 1600151
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 744 entries on the cover page, a total value of $1,311,369,776 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,311,369,776 with VALUE read as dollars as filed, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 12,780 | $356,562 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,098 | $356,411 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,414 | $354,613 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 9,475 | $354,555 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,550 | $350,676 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,214 | $350,652 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,488 | $350,166 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 6,563 | $350,140 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 44,816 | $344,412 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 10,520 | $343,899 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 16,665 | $343,635 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,458 | $341,671 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,053 | $341,169 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 11,068 | $341,005 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 7,406 | $340,898 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,904 | $340,312 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 7,051 | $339,874 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,782 | $339,694 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 6,758 | $339,522 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 24,759 | $337,218 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,264 | $336,709 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,891 | $336,497 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,684 | $334,072 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 14,196 | $333,464 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,187 | $332,914 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 727 | $332,645 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,878 | $332,463 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,843 | $331,367 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,962 | $330,231 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 15,263 | $328,603 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 12,405 | $328,065 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,784 | $326,541 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 14,274 | $326,304 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,243 | $325,618 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,750 | $324,965 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5,343 | $322,778 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 109,200 | $322,140 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 55,737 | $318,256 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 9,166 | $317,067 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,254 | $316,256 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 25,925 | $316,023 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 27,958 | $313,689 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,459 | $311,151 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,132 | $310,505 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,524 | $306,532 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,003 | $306,298 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 20,826 | $305,310 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,988 | $304,085 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,583 | $300,002 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,052 | $299,042 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,101 | $298,140 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,698 | $297,785 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,247 | $296,528 | dollars as filed | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 13,104 | $296,367 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,040 | $295,472 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,215 | $294,223 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,307 | $293,941 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,990 | $290,407 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,278 | $288,252 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,226 | $288,245 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,608 | $287,568 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,115 | $287,315 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,368 | $287,106 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,845 | $286,818 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 13,994 | $286,737 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 63,660 | $286,470 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,346 | $286,180 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,126 | $286,035 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 33,287 | $285,602 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,438 | $285,550 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,261 | $285,062 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 15,694 | $283,897 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 15,485 | $283,066 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,684 | $282,665 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 14,251 | $282,165 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,554 | $280,888 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,395 | $279,925 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,073 | $277,079 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,010 | $274,177 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 915 | $273,957 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,000 | $273,260 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 10,304 | $272,034 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,506 | $271,512 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,214 | $266,787 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,514 | $263,514 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,055 | $263,198 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 7,525 | $262,773 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,964 | $260,447 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,544 | $259,492 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,255 | $257,758 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,537 | $257,074 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 411 | $256,944 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 22,100 | $256,139 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 5,564 | $253,774 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 6,842 | $253,582 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,937 | $253,149 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 8,774 | $252,505 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,273 | $248,048 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,819 | $247,393 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,501 | $247,185 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 5,913 | $246,513 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 8,147 | $245,632 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,867 | $245,527 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,696 | $244,141 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 481 | $244,085 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,302 | $242,700 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 98,102 | $242,312 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 5,148 | $242,190 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,542 | $241,969 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,688 | $238,803 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 7,846 | $238,525 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,579 | $238,469 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 5,189 | $237,657 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,465 | $237,425 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,870 | $237,185 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,866 | $236,534 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 8,241 | $236,501 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,540 | $235,401 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,802 | $235,365 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,005 | $233,617 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,672 | $233,229 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 6,242 | $232,452 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K639 | Q3 ALL SEASN ACT | 8,454 | $232,270 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,226 | $231,982 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,697 | $231,797 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 14,978 | $229,763 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,034 | $228,616 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,471 | $228,549 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 4,475 | $228,225 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 3,235 | $227,873 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 11,740 | $227,412 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,399 | $227,272 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 3,772 | $226,999 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,989 | $226,880 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,672 | $226,447 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,785 | $226,154 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,296 | $225,176 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 18,199 | $224,390 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 5,651 | $224,119 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 930 | $224,056 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 295 | $223,354 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 321 | $223,088 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 36,622 | $223,028 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,052 | $222,409 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,057 | $221,020 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,836 | $220,148 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,220 | $220,138 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,505 | $219,810 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,845 | $219,765 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 6,828 | $218,895 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,594 | $218,525 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 139 | $218,444 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 651 | $218,026 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,936 | $217,606 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 25,949 | $216,933 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 20,000 | $215,200 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 485 | $213,801 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,152 | $213,368 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,300 | $212,960 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,931 | $212,823 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 6,800 | $212,024 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,346 | $211,204 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 10,638 | $210,845 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,264 | $210,763 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,150 | $209,567 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 15,460 | $209,019 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 34,346 | $208,824 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,004 | $207,647 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 7,038 | $206,495 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,037 | $206,267 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,109 | $205,639 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 7,212 | $205,181 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,825 | $204,783 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 12,654 | $204,114 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,414 | $203,850 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 7,909 | $203,725 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 22,416 | $203,313 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,943 | $201,362 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 7,205 | $201,308 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,337 | $201,274 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,960 | $201,239 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,601 | $200,060 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,890 | $193,031 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,035 | $189,473 | dollars as filed | |
| MICROALGO INC | G6077Y103 | COMMON | 203,500 | $185,592 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 28,497 | $179,816 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 18,638 | $175,197 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,650 | $169,974 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,111 | $167,859 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,200 | $162,382 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 25,220 | $160,147 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,940 | $156,521 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 10,698 | $150,364 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 13,291 | $150,317 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11,888 | $150,145 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 159,671 | $140,526 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 12,200 | $137,250 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,425 | $135,190 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,550 | $135,075 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,000 | $132,100 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 41,203 | $131,026 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,382 | $130,553 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 20,900 | $129,162 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 34,497 | $116,255 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,091 | $114,521 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 13,900 | $114,119 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 22,600 | $112,548 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 19,776 | $108,967 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,517 | $107,586 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,135 | $98,879 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,377 | $91,836 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 16,590 | $83,116 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,986 | $73,326 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 10,000 | $73,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 13,100 | $69,037 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 73,813 | $61,722 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,209 | $55,035 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,080 | $48,396 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,556 | $44,979 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,928 | $42,401 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 24,932 | $42,135 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,000 | $37,500 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 24,700 | $34,580 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 11,625 | $31,230 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 35,930 | $29,463 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,253 | $21,205 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 76,100 | $19,573 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 15,800 | $18,644 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 14,352 | $15,500 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 29,953 | $15,045 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,350 | $13,585 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 10,000 | $12,900 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,428 | $12,342 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 14,630 | $11,054 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,050 | $9,614 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 47,623 | $9,534 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,098 | $9,086 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,375 | $6,069 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,208 | $5,718 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 10,000 | $1,000 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 20,000 | $600 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-24-000001 | this filing | 2024-02-14 | acceptance time not in the bulk data set |