13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-09, with 664 holding rows worth $1,132,060,000.
- Accession
- 0001600151-23-000004
- Filer
- CIK 1600151
- Filed
- 2023-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 664 entries on the cover page, a total value of $1,132,060,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,132,060,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 20,584 | $296,000 | thousands, detected and multiplied | |
| EDISON INTL COM | 281020107 | Stock | 4,250 | $295,000 | thousands, detected and multiplied | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,667 | $293,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 4,622 | $292,000 | thousands, detected and multiplied | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,033 | $291,000 | thousands, detected and multiplied | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,154 | $291,000 | thousands, detected and multiplied | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,364 | $288,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,460 | $285,000 | thousands, detected and multiplied | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,364 | $284,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 9,466 | $283,000 | thousands, detected and multiplied | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,027 | $281,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,536 | $281,000 | thousands, detected and multiplied | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,487 | $280,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,101 | $280,000 | thousands, detected and multiplied | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,069 | $276,000 | thousands, detected and multiplied | |
| Cyber Security ETF | 26924G201 | Common | 5,465 | $276,000 | thousands, detected and multiplied | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,577 | $274,000 | thousands, detected and multiplied | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 13,524 | $272,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,654 | $271,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,702 | $268,000 | thousands, detected and multiplied | |
| EQT CORP COM | 26884L109 | Stock | 6,458 | $266,000 | thousands, detected and multiplied | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 759 | $265,000 | thousands, detected and multiplied | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,608 | $265,000 | thousands, detected and multiplied | |
| Elevance Health, Inc. | 036752103 | COM | 586 | $260,000 | thousands, detected and multiplied | |
| Union Pacific Corporation | 907818108 | COM | 1,270 | $260,000 | thousands, detected and multiplied | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,750 | $260,000 | thousands, detected and multiplied | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 15,485 | $260,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,972 | $257,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,070 | $257,000 | thousands, detected and multiplied | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,040 | $256,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F676 | COM | 1,684 | $256,000 | thousands, detected and multiplied | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,200 | $256,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 2,021 | $255,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 9,195 | $255,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,549 | $255,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,885 | $253,000 | thousands, detected and multiplied | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,911 | $253,000 | thousands, detected and multiplied | |
| Cigna Corporation | 125523100 | COM | 900 | $252,000 | thousands, detected and multiplied | |
| CLEANSPARK INC | 18452B209 | COM NEW | 58,675 | $252,000 | thousands, detected and multiplied | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,310 | $251,000 | thousands, detected and multiplied | |
| AMEREN CORP COM | 023608102 | Stock | 3,045 | $249,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 1,231 | $248,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,209 | $248,000 | thousands, detected and multiplied | |
| ETSY INC | 29786A106 | COM | 2,930 | $248,000 | thousands, detected and multiplied | |
| HCA Healthcare Inc | 40412C101 | COM | 811 | $246,000 | thousands, detected and multiplied | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,834 | $246,000 | thousands, detected and multiplied | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,057 | $245,000 | thousands, detected and multiplied | |
| PLUG PWR INC | 72919P202 | COM NEW | 23,561 | $245,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,699 | $245,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 509 | $244,000 | thousands, detected and multiplied | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,302 | $240,000 | thousands, detected and multiplied | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,255 | $238,000 | thousands, detected and multiplied | |
| FINGERMOTION INC | 31788K108 | COM | 79,600 | $238,000 | thousands, detected and multiplied | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,733 | $237,000 | thousands, detected and multiplied | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,144 | $237,000 | thousands, detected and multiplied | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,114 | $236,000 | thousands, detected and multiplied | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,910 | $235,000 | thousands, detected and multiplied | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,058 | $234,000 | thousands, detected and multiplied | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,599 | $233,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 5,962 | $233,000 | thousands, detected and multiplied | |
| Chubb Limited | H1467J104 | COM | 1,200 | $231,000 | thousands, detected and multiplied | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,156 | $231,000 | thousands, detected and multiplied | |
| ONEOK INC NEW | 682680103 | COM | 3,749 | $231,000 | thousands, detected and multiplied | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,256 | $231,000 | thousands, detected and multiplied | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 8,312 | $230,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288372 | COM | 4,884 | $229,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,111 | $229,000 | thousands, detected and multiplied | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,488 | $228,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,001 | $228,000 | thousands, detected and multiplied | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,912 | $226,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,700 | $225,000 | thousands, detected and multiplied | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,540 | $224,000 | thousands, detected and multiplied | |
| AFLAC INC COM | 001055102 | Stock | 3,200 | $223,000 | thousands, detected and multiplied | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,207 | $223,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,703 | $218,000 | thousands, detected and multiplied | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,334 | $216,000 | thousands, detected and multiplied | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 4,950 | $214,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,881 | $213,000 | thousands, detected and multiplied | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,800 | $213,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 6,733 | $212,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,382 | $212,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,651 | $210,000 | thousands, detected and multiplied | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,303 | $209,000 | thousands, detected and multiplied | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,105 | $208,000 | thousands, detected and multiplied | |
| WYNN RESORTS LTD | 983134107 | COM | 1,971 | $208,000 | thousands, detected and multiplied | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,706 | $207,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,477 | $207,000 | thousands, detected and multiplied | |
| iShares Global 100 ETF | 464287572 | SHS | 2,714 | $206,000 | thousands, detected and multiplied | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,697 | $206,000 | thousands, detected and multiplied | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,965 | $206,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,875 | $205,000 | thousands, detected and multiplied | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 13,092 | $205,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3,962 | $205,000 | thousands, detected and multiplied | |
| CARLISLE COS INC COM | 142339100 | Stock | 793 | $204,000 | thousands, detected and multiplied | |
| MGC | 921910873 | COM | 1,291 | $202,000 | thousands, detected and multiplied | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,277 | $202,000 | thousands, detected and multiplied | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 14,496 | $201,000 | thousands, detected and multiplied | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,040 | $201,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,425 | $198,000 | thousands, detected and multiplied | |
| STELLANTIS N.V SHS | N82405106 | Stock | 11,218 | $197,000 | thousands, detected and multiplied | |
| RIOT PLATFORMS INC | 767292105 | COM | 16,380 | $194,000 | thousands, detected and multiplied | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 15,418 | $193,000 | thousands, detected and multiplied | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 19,107 | $190,000 | thousands, detected and multiplied | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 21,624 | $185,000 | thousands, detected and multiplied | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,008 | $182,000 | thousands, detected and multiplied | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,150 | $178,000 | thousands, detected and multiplied | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,183 | $173,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,866 | $171,000 | thousands, detected and multiplied | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 10,675 | $163,000 | thousands, detected and multiplied | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,069 | $159,000 | thousands, detected and multiplied | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 22,600 | $158,000 | thousands, detected and multiplied | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 25,220 | $157,000 | thousands, detected and multiplied | |
| TELLURIAN INC NEW | 87968A104 | COM | 110,830 | $156,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,701 | $148,000 | thousands, detected and multiplied | |
| PLANET LABS PBC | 72703X106 | COM CL A | 45,865 | $148,000 | thousands, detected and multiplied | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,439 | $144,000 | thousands, detected and multiplied | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 10,210 | $137,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y285 | FUND | 11,780 | $137,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,367 | $133,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,669 | $121,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 11,409 | $118,000 | thousands, detected and multiplied | |
| OFS CAPITAL CORP | 67103B100 | COM | 11,792 | $117,000 | thousands, detected and multiplied | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,501 | $116,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 55,800 | $116,000 | thousands, detected and multiplied | |
| 908 DEVICES INC COM | 65443P102 | Stock | 16,761 | $115,000 | thousands, detected and multiplied | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 19,650 | $113,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,809 | $112,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 25,375 | $108,000 | thousands, detected and multiplied | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,000 | $104,000 | thousands, detected and multiplied | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,421 | $102,000 | thousands, detected and multiplied | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 14,150 | $100,000 | thousands, detected and multiplied | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,489 | $95,000 | thousands, detected and multiplied | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 12,900 | $91,000 | thousands, detected and multiplied | |
| PACWEST BANCORP DEL | 695263103 | COM | 11,100 | $90,000 | thousands, detected and multiplied | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,439 | $83,000 | thousands, detected and multiplied | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 224,209 | $80,000 | thousands, detected and multiplied | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,183 | $77,000 | thousands, detected and multiplied | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 12,100 | $75,000 | thousands, detected and multiplied | |
| ICL GROUP LTD SHS | M53213100 | Stock | 13,019 | $71,000 | thousands, detected and multiplied | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 14,420 | $68,000 | thousands, detected and multiplied | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,380 | $61,000 | thousands, detected and multiplied | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,500 | $60,000 | thousands, detected and multiplied | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,175 | $53,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 17,050 | $52,000 | thousands, detected and multiplied | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 23,271 | $49,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,846 | $47,000 | thousands, detected and multiplied | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 54,465 | $47,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,104 | $46,000 | thousands, detected and multiplied | |
| NULL | 032108854 | NULL | 10,329 | $38,000 | thousands, detected and multiplied | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,000 | $35,000 | thousands, detected and multiplied | |
| MATTERPORT INC | 577096100 | COM CL A | 10,700 | $34,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 52,547 | $29,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 14,352 | $25,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,649 | $24,000 | thousands, detected and multiplied | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,250 | $24,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,048 | $18,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 35,900 | $17,000 | thousands, detected and multiplied | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 16,365 | $14,000 | thousands, detected and multiplied | |
| BIONANO GENOMICS INC | 09075F107 | COM | 21,870 | $13,000 | thousands, detected and multiplied | |
| OPTINOSE INC | 68404V100 | COM | 10,000 | $12,000 | thousands, detected and multiplied | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 10,000 | $12,000 | thousands, detected and multiplied | |
| OPGEN INC | 68373L406 | COM NEW | 15,000 | $12,000 | thousands, detected and multiplied | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,212 | $10,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 47,623 | $10,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-23-000004 | this filing | 2023-08-09 | acceptance time not in the bulk data set |