13F-HR/A filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-05-22, with 655 holding rows worth $1,228,830,000.
- Accession
- 0001600151-23-000003
- Filer
- CIK 1600151
- Filed
- 2023-05-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, amendment of type restatement, 656 entries on the cover page, a total value of $1,228,830,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,228,830,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,798 | $269,000 | thousands, detected and multiplied | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 22,512 | $269,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,073 | $268,000 | thousands, detected and multiplied | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,632 | $267,000 | thousands, detected and multiplied | |
| Cigna Corporation | 125523100 | COM | 1,043 | $266,000 | thousands, detected and multiplied | |
| Chubb Limited | H1467J104 | COM | 1,365 | $265,000 | thousands, detected and multiplied | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,109 | $265,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 9,461 | $265,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,284 | $263,000 | thousands, detected and multiplied | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,572 | $262,000 | thousands, detected and multiplied | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,977 | $261,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,579 | $260,000 | thousands, detected and multiplied | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,120 | $259,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,417 | $257,000 | thousands, detected and multiplied | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,095 | $257,000 | thousands, detected and multiplied | |
| CAE INC COM | 124765108 | Stock | 11,354 | $257,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 1,005 | $256,000 | thousands, detected and multiplied | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,848 | $256,000 | thousands, detected and multiplied | |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,011 | $255,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,101 | $254,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,860 | $253,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 551 | $253,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 8,970 | $253,000 | thousands, detected and multiplied | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 15,506 | $250,000 | thousands, detected and multiplied | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,418 | $249,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,589 | $249,000 | thousands, detected and multiplied | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,367 | $248,000 | thousands, detected and multiplied | |
| FEDEX CORP COM | 31428X106 | Stock | 1,081 | $247,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,854 | $246,000 | thousands, detected and multiplied | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,529 | $246,000 | thousands, detected and multiplied | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,697 | $245,000 | thousands, detected and multiplied | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,076 | $244,000 | thousands, detected and multiplied | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,272 | $243,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,120 | $243,000 | thousands, detected and multiplied | |
| EQT CORP COM | 26884L109 | Stock | 7,590 | $242,000 | thousands, detected and multiplied | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,548 | $237,000 | thousands, detected and multiplied | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 750 | $236,000 | thousands, detected and multiplied | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,247 | $235,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 6,732 | $235,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,697 | $234,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,563 | $233,000 | thousands, detected and multiplied | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,118 | $233,000 | thousands, detected and multiplied | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,109 | $232,000 | thousands, detected and multiplied | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,430 | $232,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 321 | $231,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,841 | $229,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,153 | $226,000 | thousands, detected and multiplied | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,815 | $225,000 | thousands, detected and multiplied | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,608 | $224,000 | thousands, detected and multiplied | |
| PAYCHEX INC | 704326107 | COM | 1,950 | $223,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,893 | $223,000 | thousands, detected and multiplied | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,835 | $223,000 | thousands, detected and multiplied | |
| Cyber Security ETF | 26924G201 | Common | 4,665 | $223,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F676 | COM | 843 | $222,000 | thousands, detected and multiplied | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,435 | $222,000 | thousands, detected and multiplied | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,389 | $221,000 | thousands, detected and multiplied | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 188 | $221,000 | thousands, detected and multiplied | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,405 | $221,000 | thousands, detected and multiplied | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,806 | $221,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,700 | $220,000 | thousands, detected and multiplied | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,542 | $219,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 11,471 | $219,000 | thousands, detected and multiplied | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,958 | $218,000 | thousands, detected and multiplied | |
| SEMPRA COM | 816851109 | Stock | 1,445 | $218,000 | thousands, detected and multiplied | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,832 | $214,000 | thousands, detected and multiplied | |
| ALBEMARLE CORP | 012653101 | COM | 966 | $214,000 | thousands, detected and multiplied | |
| ETSY INC | 29786A106 | COM | 1,921 | $214,000 | thousands, detected and multiplied | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 24,446 | $213,000 | thousands, detected and multiplied | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,055 | $211,000 | thousands, detected and multiplied | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,032 | $211,000 | thousands, detected and multiplied | |
| CUMMINS INC COM | 231021106 | Stock | 875 | $209,000 | thousands, detected and multiplied | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,486 | $208,000 | thousands, detected and multiplied | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,696 | $207,000 | thousands, detected and multiplied | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 430 | $207,000 | thousands, detected and multiplied | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,641 | $206,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,551 | $206,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,373 | $204,000 | thousands, detected and multiplied | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,456 | $203,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 47,163 | $201,000 | thousands, detected and multiplied | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 23,973 | $200,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,000 | $200,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G516 | ESG S&P 500 EQL | 8,993 | $200,000 | thousands, detected and multiplied | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 12,777 | $199,000 | thousands, detected and multiplied | |
| BARINGS BDC INC | 06759L103 | COM | 23,443 | $186,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 144,380 | $175,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,865 | $175,000 | thousands, detected and multiplied | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,033 | $174,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,700 | $159,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 15,489 | $153,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,569 | $150,000 | thousands, detected and multiplied | |
| CENTURY ALUM CO | 156431108 | COM | 14,900 | $149,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,526 | $143,000 | thousands, detected and multiplied | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 28,797 | $142,000 | thousands, detected and multiplied | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 10,392 | $142,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y285 | FUND | 11,780 | $138,000 | thousands, detected and multiplied | |
| TELLURIAN INC NEW | 87968A104 | COM | 111,030 | $137,000 | thousands, detected and multiplied | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 10,168 | $137,000 | thousands, detected and multiplied | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,812 | $127,000 | thousands, detected and multiplied | |
| 908 DEVICES INC COM | 65443P102 | Stock | 14,287 | $123,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,064 | $122,000 | thousands, detected and multiplied | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,346 | $117,000 | thousands, detected and multiplied | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 12,250 | $115,000 | thousands, detected and multiplied | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,000 | $113,000 | thousands, detected and multiplied | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 21,150 | $105,000 | thousands, detected and multiplied | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,273 | $98,000 | thousands, detected and multiplied | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,925 | $93,000 | thousands, detected and multiplied | |
| CLEANSPARK INC | 18452B209 | COM NEW | 31,500 | $88,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 34,111 | $86,000 | thousands, detected and multiplied | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,314 | $85,000 | thousands, detected and multiplied | |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,729 | $80,000 | thousands, detected and multiplied | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 19,200 | $79,000 | thousands, detected and multiplied | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,148 | $79,000 | thousands, detected and multiplied | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,925 | $78,000 | thousands, detected and multiplied | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,407 | $78,000 | thousands, detected and multiplied | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,580 | $76,000 | thousands, detected and multiplied | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,067 | $72,000 | thousands, detected and multiplied | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,177 | $71,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,970 | $63,000 | thousands, detected and multiplied | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,540 | $54,000 | thousands, detected and multiplied | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 28,500 | $49,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,120 | $47,000 | thousands, detected and multiplied | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,000 | $45,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 68,750 | $45,000 | thousands, detected and multiplied | |
| NULL | 032108854 | NULL | 10,576 | $45,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,520 | $44,000 | thousands, detected and multiplied | |
| BIONANO GENOMICS INC | 09075F107 | COM | 37,140 | $41,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,390 | $38,000 | thousands, detected and multiplied | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 53,965 | $38,000 | thousands, detected and multiplied | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,050 | $36,000 | thousands, detected and multiplied | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,050 | $35,000 | thousands, detected and multiplied | |
| MATTERPORT INC | 577096100 | COM CL A | 11,004 | $30,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,628 | $29,000 | thousands, detected and multiplied | |
| SCHRODINGER INC COM | 80810D103 | Stock | 40,000 | $25,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 52,547 | $24,000 | thousands, detected and multiplied | |
| OPPFI INC | 68386H103 | COMMON STOCK | 15,000 | $20,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 14,352 | $20,000 | thousands, detected and multiplied | |
| OPTINOSE INC | 68404V100 | COM | 10,000 | $19,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,050 | $17,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 13,500 | $16,000 | thousands, detected and multiplied | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,212 | $16,000 | thousands, detected and multiplied | |
| AMYRIS INC | 03236M200 | COM NEW | 11,626 | $16,000 | thousands, detected and multiplied | |
| BERKSHIRE GREY INC | 084656107 | COM | 10,700 | $15,000 | thousands, detected and multiplied | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,000 | $13,000 | thousands, detected and multiplied | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,850 | $11,000 | thousands, detected and multiplied | |
| LILIUM N V | N52586109 | COM | 16,200 | $11,000 | thousands, detected and multiplied | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,384 | $11,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 47,623 | $10,000 | thousands, detected and multiplied | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 22,000 | $9,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,375 | $9,000 | thousands, detected and multiplied | |
| VERASTEM INC | 92337C104 | COM | 22,850 | $9,000 | thousands, detected and multiplied | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,538 | $6,000 | thousands, detected and multiplied | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,000 | $3,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 5,000,000 | $2,000 | thousands, detected and multiplied | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,345 | $2,000 | thousands, detected and multiplied | |
| EVGO INC | 30052F100 | CL A COM | 15,500 | $1,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-23-000002 | superseded | 2023-05-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001600151-23-000003 | this filing | 2023-05-22 | acceptance time not in the bulk data set |