13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-01, with 658 holding rows worth $1,228,825,419,000.
- Accession
- 0001600151-23-000002
- Filer
- CIK 1600151
- Filed
- 2023-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 659 entries on the cover page, a total value of $1,228,825,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,228,825,419,000 with VALUE read as dollars as filed, 13F file number 028-15999. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,798 | $268,886,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 22,512 | $268,564,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,073 | $267,722,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,632 | $266,501,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Cigna Corporation | 125523100 | COM | 1,043 | $266,396,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,109 | $265,300,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F437 | COM | 9,461 | $265,103,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Chubb Limited | H1467J104 | COM | 1,365 | $265,086,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,284 | $262,803,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,572 | $261,816,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 1,977 | $261,181,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,579 | $259,619,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,120 | $258,941,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CAE INC COM | 124765108 | Stock | 11,354 | $256,941,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,417 | $256,688,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,095 | $256,565,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VICI PPTYS INC COM | 925652109 | REIT | 7,848 | $255,997,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 1,005 | $255,755,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,011 | $255,239,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,101 | $253,758,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 8,970 | $253,313,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,860 | $252,876,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 551 | $252,586,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 15,506 | $250,414,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,589 | $249,123,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,418 | $248,534,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,367 | $248,104,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 1,081 | $246,940,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,854 | $246,228,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,529 | $245,954,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,697 | $244,778,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,076 | $243,951,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,120 | $242,658,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,272 | $242,524,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EQT CORP COM | 26884L109 | Stock | 7,590 | $242,197,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,548 | $237,008,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 750 | $236,303,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 6,732 | $235,273,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,247 | $235,216,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,697 | $234,427,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,563 | $233,385,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,118 | $232,668,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BED BATH & BEYOND INC | 690370101 | COM | 11,430 | $231,686,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,109 | $231,591,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EQUINIX INC COM | 29444U700 | REIT | 321 | $231,382,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,841 | $228,553,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,153 | $226,289,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,815 | $225,276,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,608 | $223,538,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 1,950 | $223,464,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,893 | $223,295,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Cyber Security ETF | 26924G201 | Common | 4,665 | $223,087,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,835 | $222,749,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 843 | $221,833,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,435 | $221,639,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,405 | $221,472,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 188 | $221,135,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,806 | $221,054,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,389 | $220,999,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,700 | $220,266,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,542 | $219,412,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 11,471 | $219,202,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,958 | $218,483,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 1,445 | $218,383,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,832 | $213,921,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ETSY INC | 29786A106 | COM | 1,921 | $213,865,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 966 | $213,525,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MARA HOLDINGS INC COM | 565788106 | Stock | 24,446 | $213,169,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,055 | $211,126,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,032 | $210,711,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 875 | $209,079,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,486 | $208,277,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,696 | $207,461,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 430 | $206,995,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,551 | $206,422,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,641 | $205,929,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,373 | $204,174,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,456 | $203,204,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ORIGIN MATERIALS INC | 68622D106 | COM | 47,163 | $201,386,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G516 | ESG S&P 500 EQL | 8,993 | $200,237,000 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,000 | $200,160,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 23,973 | $199,935,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 12,777 | $199,447,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 23,443 | $186,137,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,865 | $175,009,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FUBOTV INC | 35953D104 | COM | 144,380 | $174,700,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,033 | $174,101,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,700 | $158,640,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CION INVT CORP | 17259U204 | COM | 15,489 | $152,873,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,569 | $149,802,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 14,900 | $149,000,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,526 | $142,782,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 10,392 | $142,298,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 28,797 | $142,154,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37954Y285 | FUND | 11,780 | $138,062,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 10,168 | $137,065,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 111,030 | $136,567,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,812 | $127,394,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| 908 DEVICES INC COM | 65443P102 | Stock | 14,287 | $122,868,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,064 | $121,717,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,346 | $116,706,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 12,250 | $114,905,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,000 | $113,100,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 21,150 | $105,327,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,273 | $97,570,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 15,925 | $93,162,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CLEANSPARK INC | 18452B209 | COM NEW | 31,500 | $87,570,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 34,111 | $86,301,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,314 | $84,780,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,729 | $79,757,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AVEPOINT INC COM CL A | 053604104 | Stock | 19,200 | $79,104,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,148 | $78,658,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,925 | $78,058,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,407 | $77,916,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,580 | $75,641,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,067 | $71,825,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,177 | $70,834,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,970 | $63,407,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,540 | $53,671,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BAKKT HOLDINGS INC | 05759B107 | COM | 28,500 | $49,020,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,120 | $46,570,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,000 | $45,450,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 68,750 | $44,866,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NULL | 032108854 | NULL | 10,576 | $44,529,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,520 | $44,387,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 37,140 | $41,226,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,390 | $38,162,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 53,965 | $37,711,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,050 | $35,687,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,050 | $34,673,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MATTERPORT INC | 577096100 | COM CL A | 11,004 | $30,041,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,628 | $29,044,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SCHRODINGER INC COM | 80810D103 | Stock | 40,000 | $24,800,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 52,547 | $24,433,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SHARECARE INC | 81948W104 | COM | 14,352 | $20,380,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OPPFI INC | 68386H103 | COMMON STOCK | 15,000 | $19,950,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OPTINOSE INC | 68404V100 | COM | 10,000 | $19,300,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,050 | $16,575,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,212 | $15,972,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 11,626 | $15,811,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 13,500 | $15,660,000 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 10,700 | $14,766,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,000 | $13,187,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,384 | $11,111,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,850 | $10,651,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LILIUM N V | N52586109 | COM | 16,200 | $10,530,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ZOMEDICA CORP COM | 98980M109 | Stock | 47,623 | $10,082,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 22,850 | $9,487,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 22,000 | $9,460,000 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,375 | $9,199,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MUSTANG BIO INC | 62818Q104 | COM | 15,538 | $5,696,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,000 | $3,204,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,345 | $2,141,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 5,000,000 | $2,000,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 15,500 | $698,000 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 12,000 | $229,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 15,920 | $32,000 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 20,000 | $2,000 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-23-000002 | this filing | 2023-05-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001600151-23-000003 | base | 2023-05-22 | acceptance time not in the bulk data set |