13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-07, with 578 holding rows worth $1,022,140,000.
- Accession
- 0001600151-22-000004
- Filer
- CIK 1600151
- Filed
- 2022-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 578 entries on the cover page, a total value of $1,022,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,022,140,000 with VALUE read as thousands by filing date, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,463 | $218,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,561 | $217,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,644 | $216,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,064 | $215,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,090 | $215,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 969 | $214,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 582 | $214,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,046 | $213,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 510 | $212,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,531 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,612 | $209,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,987 | $209,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 301 | $207,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 8,000 | $206,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,244 | $204,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,720 | $203,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 6,294 | $203,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,654 | $202,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 18,752 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,558 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 17,923 | $190,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,847 | $183,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,122 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 12,371 | $171,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 45,080 | $160,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,130 | $160,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 42,690 | $156,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 10,671 | $154,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,852 | $150,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 12,854 | $145,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 11,236 | $144,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,035 | $135,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 10,248 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,077 | $129,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,932 | $121,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,998 | $121,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,707 | $111,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,384 | $102,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,126 | $101,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 30,600 | $97,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 17,396 | $92,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,042 | $87,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,050 | $84,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,470 | $83,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,184 | $81,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,925 | $77,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,148 | $76,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 11,989 | $73,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,906 | $72,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 250,000 | $72,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 12,511 | $68,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 30,000 | $68,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 11,594 | $67,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,000 | $64,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 57,190 | $59,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,020 | $52,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,120 | $51,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 17,220 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,590 | $46,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 12,000 | $44,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,588 | $42,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,626 | $37,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,000 | $35,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,000 | $29,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,974 | $29,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,030 | $27,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 52,547 | $26,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 13,352 | $25,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 25,000 | $22,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,681 | $21,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,000 | $18,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 11,000 | $11,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 45,419 | $10,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 30,000 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,375 | $9,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,538 | $7,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 20,080 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 15,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-22-000004 | this filing | 2022-11-07 | acceptance time not in the bulk data set |