13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-09, with 384 holding rows worth $712,630,000.
- Accession
- 0001600151-21-000003
- Filer
- CIK 1600151
- Filed
- 2021-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 385 entries on the cover page, a total value of $712,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $712,637,000 with VALUE read as thousands by filing date, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 390,701 | $58,833,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 110,976 | $34,069,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 136,674 | $23,717,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 505,197 | $15,974,000 | thousands by filing date | |
| VTI | 922908769 | COM | 71,774 | $15,296,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 150,368 | $15,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 331,606 | $15,044,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 141,813 | $14,374,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 93,974 | $14,192,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 264,284 | $13,999,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 49,960 | $13,757,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 201,470 | $13,213,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 97,478 | $13,193,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,201 | $12,840,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 93,339 | $12,802,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 117,700 | $11,140,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 187,285 | $8,425,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 37,748 | $8,376,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 167,497 | $8,196,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 571,592 | $8,062,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 400,528 | $7,981,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 43,743 | $7,883,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 65,151 | $7,499,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 75,689 | $7,320,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 93,811 | $7,064,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 62,913 | $6,137,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 14 | $5,860,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 50,988 | $5,634,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 45,174 | $5,156,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,975 | $4,964,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 172,367 | $4,961,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 89,686 | $4,944,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 96,077 | $4,905,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 199,789 | $4,766,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 86,075 | $4,742,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,009 | $4,484,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,514 | $4,437,000 | thousands by filing date | |
| MGC | 921910873 | COM | 27,572 | $4,200,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 92,112 | $4,041,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,954 | $3,982,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 203,427 | $3,920,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 46,069 | $3,840,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 92,618 | $3,778,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 32,249 | $3,688,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 179,377 | $3,502,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 174,879 | $3,461,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 164,277 | $3,249,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 35,143 | $2,905,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 37,654 | $2,846,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 25,380 | $2,842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 95,814 | $2,836,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 96,555 | $2,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 39,711 | $2,715,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 55,615 | $2,677,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 398,680 | $2,611,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,873 | $2,606,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20,064 | $2,584,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,253 | $2,567,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,391 | $2,566,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 53,493 | $2,501,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 23,259 | $2,452,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,862 | $2,436,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 83,550 | $2,375,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,482 | $2,360,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 253,413 | $2,352,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,288 | $2,348,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,373 | $2,297,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 13,619 | $2,286,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 19,376 | $2,260,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 45,670 | $2,153,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 21,993 | $2,145,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 33,725 | $2,086,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 35,623 | $2,062,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,088 | $2,044,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 42,011 | $2,025,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 30,134 | $1,996,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,200 | $1,975,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 17,279 | $1,972,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,697 | $1,890,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,449 | $1,852,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 55,827 | $1,797,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,815 | $1,721,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,225 | $1,710,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 33,583 | $1,695,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 32,723 | $1,678,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 44,744 | $1,613,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,801 | $1,603,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,821 | $1,592,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 35,244 | $1,582,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 30,700 | $1,580,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 16,596 | $1,576,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 30,317 | $1,555,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,117 | $1,512,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 32,113 | $1,508,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,426 | $1,466,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 32,570 | $1,404,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 18,644 | $1,403,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 24,756 | $1,399,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,119 | $1,356,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,464 | $1,342,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,602 | $1,341,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,225 | $1,334,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,711 | $1,334,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,141 | $1,318,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,777 | $1,317,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 40,049 | $1,315,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,644 | $1,306,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 14,631 | $1,304,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 28,994 | $1,299,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 32,819 | $1,276,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 25,855 | $1,274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 41,100 | $1,251,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 59,931 | $1,239,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 22,973 | $1,232,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 48,458 | $1,223,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,251 | $1,220,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,860 | $1,216,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9,569 | $1,215,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,393 | $1,212,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,141 | $1,211,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,736 | $1,186,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,151 | $1,181,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 25,954 | $1,167,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 19,159 | $1,158,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 74,912 | $1,150,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,131 | $1,140,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,778 | $1,127,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,075 | $1,120,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 64,672 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17,787 | $1,110,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,161 | $1,096,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,023 | $1,096,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,206 | $1,078,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,277 | $1,071,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 50,393 | $1,038,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 22,031 | $1,038,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,008 | $1,021,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 102,371 | $1,020,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 65,150 | $1,019,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 66,480 | $1,012,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 124,083 | $1,003,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,933 | $1,001,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 14,954 | $999,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,639 | $978,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,781 | $912,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 28,521 | $889,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,457 | $886,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 9,182 | $872,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,868 | $870,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 26,717 | $852,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 31,563 | $852,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 13,909 | $850,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,143 | $849,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 26,968 | $838,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,924 | $834,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 45,937 | $825,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,281 | $799,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,569 | $787,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,357 | $742,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,320 | $740,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,106 | $724,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 56,401 | $723,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,004 | $714,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,065 | $711,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,694 | $707,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,538 | $677,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,325 | $675,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,046 | $670,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 24,475 | $665,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 29,685 | $657,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,095 | $653,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,741 | $651,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 35,235 | $641,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 708 | $630,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,809 | $629,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 40,505 | $625,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,658 | $621,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 10,518 | $614,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 43,963 | $614,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,191 | $608,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 60,106 | $606,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,929 | $602,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,322 | $596,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,498 | $589,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,552 | $581,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,610 | $580,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,553 | $575,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 97,030 | $573,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,971 | $566,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,907 | $557,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,095 | $553,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 19,046 | $552,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,818 | $549,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 20,443 | $544,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 17,922 | $540,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 13,849 | $539,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 66,119 | $535,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,620 | $523,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,525 | $520,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,252 | $519,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 11,361 | $513,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,393 | $504,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,338 | $495,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,877 | $494,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,523 | $493,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 9,922 | $492,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,674 | $492,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,834 | $491,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,681 | $491,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 12,732 | $491,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,616 | $487,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 932 | $485,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,672 | $483,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,738 | $481,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,621 | $481,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,733 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,952 | $473,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,094 | $460,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,540 | $449,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 33,666 | $446,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,852 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,058 | $433,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 73,401 | $428,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 549 | $426,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 16,600 | $421,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 29,718 | $418,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 5,171 | $418,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,614 | $415,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,391 | $401,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,694 | $401,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,466 | $400,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,680 | $397,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,384 | $382,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,124 | $380,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,350 | $378,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,910 | $373,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 5,256 | $372,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,163 | $364,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 797 | $363,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,986 | $362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,314 | $362,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 8,168 | $353,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,400 | $351,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 7,344 | $349,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,885 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,309 | $346,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,944 | $344,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,605 | $342,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,930 | $339,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,320 | $336,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,863 | $336,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,757 | $333,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 22,649 | $333,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,727 | $332,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,680 | $331,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,054 | $331,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,134 | $326,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,013 | $325,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,659 | $317,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 11,289 | $315,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,186 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,512 | $310,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,538 | $303,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,546 | $303,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,452 | $303,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,518 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,352 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,121 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 26,436 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 18,311 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,832 | $294,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,697 | $291,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,629 | $288,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 14,050 | $287,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,720 | $286,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 16,752 | $284,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 878 | $276,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,208 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,222 | $274,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,598 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,162 | $272,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,995 | $271,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 24,258 | $270,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,595 | $267,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,083 | $266,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,285 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,214 | $255,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,205 | $252,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,714 | $251,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,246 | $250,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,205 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 4,594 | $248,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,492 | $244,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,978 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,389 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,524 | $243,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,737 | $241,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,326 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,581 | $240,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,159 | $238,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 407 | $238,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 7,967 | $238,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,283 | $237,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,240 | $236,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,448 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,663 | $233,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,107 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,306 | $230,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,688 | $228,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,932 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,198 | $226,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,299 | $225,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,012 | $224,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,771 | $223,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,548 | $223,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,897 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,189 | $221,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,430 | $220,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,092 | $220,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,238 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,011 | $219,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 595 | $216,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,556 | $215,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,857 | $214,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,322 | $213,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,425 | $211,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,248 | $210,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,337 | $209,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,146 | $209,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,784 | $208,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,445 | $207,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 412 | $206,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 255 | $205,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,684 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,591 | $203,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 906 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,714 | $201,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 3,907 | $201,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 657 | $200,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 19,250 | $179,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,885 | $178,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,553 | $177,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 69,354 | $172,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,596 | $167,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,472 | $165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,627 | $165,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,028 | $162,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 14,425 | $157,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 29,638 | $156,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,544 | $156,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 64,891 | $155,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 24,509 | $135,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 32,498 | $111,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 52,751 | $107,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,735 | $103,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 23,062 | $102,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 20,789 | $94,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 16,581 | $89,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 87,857 | $80,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 33,605 | $76,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 39,375 | $39,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,547 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,791 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 53,792 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 30,069 | $27,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 54,655 | $25,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 23,432 | $23,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 11,817 | $20,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 64,733 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 22,491 | $18,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 36,912 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 43,887 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,987 | $2,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 31,447 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 25,115 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,989 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 16,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 43,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 18,068 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 23,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 171,162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 20,325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-21-000003 | this filing | 2021-08-09 | acceptance time not in the bulk data set |