13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 341 holding rows worth $508,198,000.
- Accession
- 0001600151-20-000003
- Filer
- CIK 1600151
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 341 entries on the cover page, a total value of $508,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $508,198,000 with VALUE read as thousands by filing date, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 576,737 | $52,846,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 88,837 | $22,895,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 233,007 | $14,526,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 55,228 | $13,003,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 107,207 | $11,043,000 | thousands by filing date | |
| VTI | 922908769 | COM | 83,145 | $10,661,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 112,358 | $9,957,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 51,498 | $9,410,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,360 | $8,728,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 51,320 | $8,092,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 81,099 | $8,025,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 89,817 | $7,818,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 24,083 | $6,223,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 32,616 | $6,209,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 69,903 | $6,204,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,982 | $5,813,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 668,837 | $5,705,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 172,530 | $5,145,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 107,744 | $5,102,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 171,838 | $4,753,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 141,040 | $4,436,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 35,730 | $4,123,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $4,080,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 25,109 | $3,909,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 23,007 | $3,707,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 16,601 | $3,640,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,284 | $3,605,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 41,792 | $3,584,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 359,819 | $3,458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 111,921 | $3,382,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 176,495 | $3,233,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 59,467 | $3,217,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 92,543 | $3,077,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 128,355 | $3,073,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,620 | $2,966,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 26,451 | $2,921,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 53,681 | $2,839,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 30,129 | $2,730,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 150,220 | $2,702,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,800 | $2,699,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,304 | $2,677,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,279 | $2,663,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 17,242 | $2,553,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 76,252 | $2,507,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 223,815 | $2,381,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,692 | $2,370,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 80,494 | $2,341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100,731 | $2,322,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 23,650 | $2,285,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,172 | $2,266,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 60,571 | $2,160,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 710,931 | $2,133,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 43,487 | $2,125,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 154,594 | $2,087,000 | thousands by filing date | |
| IJH | 464287507 | COM | 14,439 | $2,077,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 12,297 | $2,008,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 38,265 | $2,004,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 68,124 | $1,908,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 36,877 | $1,908,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,936 | $1,889,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 87,481 | $1,853,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 32,446 | $1,821,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 52,595 | $1,808,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 55,212 | $1,799,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,870 | $1,763,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 391,372 | $1,761,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,075 | $1,758,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 231,880 | $1,758,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 19,354 | $1,745,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 139,611 | $1,739,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,966 | $1,680,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,961 | $1,676,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 49,931 | $1,662,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 72,583 | $1,640,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 8,807 | $1,606,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,387 | $1,598,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,384 | $1,592,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,341 | $1,577,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,411 | $1,570,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 36,957 | $1,547,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,268 | $1,508,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 20,405 | $1,473,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 10,908 | $1,454,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 23,817 | $1,451,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 47,834 | $1,447,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 18,444 | $1,443,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,013 | $1,414,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 19,718 | $1,392,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,376 | $1,374,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,799 | $1,368,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 54,079 | $1,360,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,280 | $1,347,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 51,387 | $1,306,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23,778 | $1,283,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,743 | $1,262,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,603 | $1,258,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,929 | $1,241,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,606 | $1,222,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 19,469 | $1,208,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,873 | $1,205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,023 | $1,190,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,827 | $1,182,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,877 | $1,178,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 28,638 | $1,175,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 34,600 | $1,161,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 22,541 | $1,150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 34,588 | $1,146,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,042 | $1,113,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,010 | $1,110,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 26,133 | $1,080,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,675 | $1,074,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 147,676 | $1,065,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,920 | $1,050,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,189 | $1,023,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,576 | $1,014,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,724 | $1,010,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,674 | $1,001,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,692 | $991,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,412 | $982,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 92,710 | $980,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28,699 | $976,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,865 | $961,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,096 | $953,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 49,355 | $945,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,283 | $945,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,010 | $940,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,593 | $931,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 17,476 | $928,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,080 | $915,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 32,547 | $909,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 65,308 | $884,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,304 | $879,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,020,422 | $872,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,482 | $867,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 4,552 | $845,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 28,911 | $841,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,685 | $835,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,409 | $832,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,745 | $829,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,536 | $825,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,257 | $824,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,186 | $800,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,287 | $798,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,356 | $794,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 6,882 | $790,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 92,168 | $779,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 60,289 | $778,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,561 | $777,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 55,206 | $777,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 51,430 | $775,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,870 | $773,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,019 | $762,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 11,085 | $760,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 28,978 | $749,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,785 | $734,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 55,751 | $728,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,823 | $715,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,555 | $715,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,635 | $714,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 14,523 | $707,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,082 | $702,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,289 | $683,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,478 | $676,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,273 | $670,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,706 | $670,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,429 | $667,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,733 | $662,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,575 | $648,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,547 | $642,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,368 | $630,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,199 | $616,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 14,956 | $611,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 9,237 | $611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 12,070 | $590,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,929 | $589,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,205 | $581,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,113 | $577,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,143 | $576,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $573,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,148 | $570,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,044 | $570,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 127,372 | $564,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,084 | $561,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,801 | $557,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,753 | $556,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,775 | $556,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 42,965 | $553,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 25,068 | $547,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,414 | $537,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,522 | $529,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,841 | $519,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,205 | $512,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,347 | $506,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 4,965 | $506,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,861 | $499,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 58,344 | $492,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 29,154 | $486,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,176 | $480,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,319 | $478,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,798 | $468,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,448 | $453,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,621 | $453,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,138 | $451,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,914 | $448,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,593 | $447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,591 | $444,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 140,918 | $442,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,836 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,995 | $418,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,931 | $417,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,935 | $416,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 339 | $405,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,369 | $397,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,307 | $393,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,219 | $389,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,845 | $387,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,948 | $384,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 39,225 | $383,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 331,805 | $382,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 47,857 | $374,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,888 | $372,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,095 | $372,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 12,939 | $371,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,611 | $370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,621 | $368,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,183 | $367,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,646 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,552 | $363,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,636 | $360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,546 | $355,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,402 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,859 | $346,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,116 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,219 | $340,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,088 | $333,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,399 | $326,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 749 | $312,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,997 | $310,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 91,694 | $310,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,735 | $306,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,184 | $305,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 17,500 | $303,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,236 | $298,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,170 | $298,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,559 | $290,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,118 | $288,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,102 | $287,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,212 | $287,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,667 | $285,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 90,495 | $284,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,107 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,335 | $282,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,603 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,992 | $277,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,736 | $268,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 7,832 | $267,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,652 | $266,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 10,794 | $266,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,787 | $265,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,212 | $264,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,255 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,111 | $261,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 11,082 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,599 | $260,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,697 | $259,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,360 | $257,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,757 | $256,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,820 | $256,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,028 | $256,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,181 | $255,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,876 | $252,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,510 | $251,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,163 | $249,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,613 | $249,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,368 | $248,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,596 | $247,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,530 | $247,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,900 | $247,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,029 | $243,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,185 | $242,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,421 | $242,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,531 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 10,371 | $236,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,777 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,755 | $227,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,914 | $226,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 990 | $226,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,879 | $222,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,238 | $218,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,800 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,581 | $218,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,028 | $216,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,117 | $215,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 898 | $215,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,516 | $214,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,437 | $213,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,744 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,544 | $213,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,109 | $209,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,034 | $208,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,189 | $206,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,174 | $206,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,203 | $205,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,172 | $203,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,385 | $202,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,494 | $202,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,471 | $200,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,013 | $199,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,119 | $191,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 24,506 | $186,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,288 | $180,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,664 | $168,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,035 | $165,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,603 | $162,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 22,979 | $161,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,651 | $150,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 12,630 | $146,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 42,073 | $136,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 602,800 | $136,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 22,841 | $128,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 22,848 | $118,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,111 | $108,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,828 | $105,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,630 | $105,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 37,859 | $105,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,286 | $89,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,455 | $86,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 30,500 | $85,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,616 | $81,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,975 | $68,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,482 | $67,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,451 | $53,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 132,500 | $44,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,994 | $41,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 12,500 | $31,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,323 | $25,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 20,000 | $21,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 30,000 | $18,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,550 | $5,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 20,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-20-000003 | this filing | 2020-05-14 | acceptance time not in the bulk data set |