13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 313 holding rows worth $307,098,000.
- Accession
- 0001600151-18-000001
- Filer
- CIK 1600151
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 314 entries on the cover page, a total value of $307,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,098,000 with VALUE read as thousands by filing date, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 80,750 | $21,549,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 599,640 | $9,294,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 32,702 | $8,022,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 382,177 | $6,925,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 227,276 | $6,709,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 36,188 | $6,124,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 164,321 | $6,093,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 764,345 | $5,618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 89,144 | $5,246,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 48,263 | $5,153,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 19,463 | $3,858,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 185,536 | $3,818,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 27,427 | $3,600,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 245,779 | $3,552,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 100,609 | $3,349,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 817,822 | $3,312,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 169,276 | $2,972,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 183,178 | $2,909,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 28,311 | $2,845,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 322,660 | $2,759,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 417,236 | $2,720,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 428,491 | $2,699,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 160,547 | $2,599,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 53,389 | $2,451,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 59,396 | $2,275,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 62,421 | $2,171,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,260 | $2,137,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 13,254 | $2,064,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 88,088 | $1,957,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 35,356 | $1,952,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,391 | $1,947,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 49,050 | $1,867,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 16,664 | $1,845,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,063 | $1,656,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,582 | $1,638,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 26,860 | $1,600,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 15,442 | $1,560,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 41,857 | $1,516,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 13,706 | $1,504,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,707 | $1,499,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,472 | $1,496,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,488,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 14,597 | $1,483,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,935 | $1,468,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,559 | $1,450,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 140,730 | $1,435,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,521 | $1,412,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,367 | $1,371,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,072 | $1,364,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 18,950 | $1,350,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,151 | $1,346,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 50,198 | $1,339,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,760 | $1,313,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,380 | $1,311,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 56,652 | $1,305,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 22,047 | $1,266,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 38,809 | $1,243,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,100 | $1,235,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,641 | $1,230,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,069 | $1,201,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 40,601 | $1,199,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,724 | $1,196,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,418 | $1,148,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,551 | $1,135,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,075 | $1,125,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,356 | $1,125,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,045 | $1,124,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,462 | $1,112,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 125,813 | $1,057,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 106,292 | $1,048,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 21,393 | $1,027,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,314 | $1,016,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,570 | $1,008,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 19,814 | $993,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,440 | $987,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,688 | $981,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,595 | $977,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,983 | $956,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,155 | $946,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,992 | $940,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 19,102 | $934,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10,246 | $933,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,489 | $932,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,294 | $930,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,111 | $929,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 20,509 | $927,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 91,600 | $924,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 18,208 | $924,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 42,083 | $919,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 18,263 | $918,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,248 | $917,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 41,584 | $917,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 68,234 | $914,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 14,845 | $908,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 10,539 | $898,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 9,488 | $895,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 16,058 | $888,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 8,279 | $868,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 12,152 | $850,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,616 | $848,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,105 | $847,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,668 | $845,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 54,962 | $838,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,902 | $837,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,152 | $830,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 71,833 | $820,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,395 | $812,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,236 | $806,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 122,171 | $789,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,235 | $782,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 55,566 | $764,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 65,052 | $761,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 572 | $754,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 53,918 | $751,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 55,305 | $741,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,815 | $732,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,965 | $729,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 58,005 | $724,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 137,970 | $720,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,507 | $716,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 90,537 | $705,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 44,608 | $701,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,624 | $700,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20,462 | $700,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,240 | $696,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,125 | $682,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,284 | $672,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 55,056 | $671,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 202,231 | $665,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,925 | $655,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,806 | $653,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,721 | $641,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,422 | $635,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,149 | $634,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 29,362 | $634,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 25,205 | $633,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,818 | $620,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 21,330 | $613,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,078 | $608,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 32,815 | $601,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,577 | $600,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,871 | $599,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,978 | $597,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,880 | $597,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,681 | $591,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 21,477 | $590,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,219 | $583,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,771 | $573,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 541 | $570,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,702 | $569,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,823 | $566,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 12,221 | $564,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 27,780 | $560,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 22,879 | $558,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 23,237 | $558,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,726 | $554,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,849 | $551,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,409 | $550,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 57,236 | $537,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 44,193 | $534,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,430 | $524,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,186 | $519,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,287 | $513,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,745 | $511,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,614 | $508,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,859 | $504,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,044 | $503,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 15,050 | $501,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 21,453 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,930 | $499,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,016 | $497,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,535 | $487,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,057 | $478,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,923 | $477,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,181 | $477,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,778 | $473,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 17,203 | $473,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,150 | $465,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 35,934 | $464,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,574 | $463,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 22,100 | $462,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 105,080 | $461,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,809 | $460,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 24,863 | $459,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,657 | $458,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,108 | $446,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,961 | $439,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 11,966 | $434,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,980 | $426,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,698 | $426,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,855 | $425,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 23,375 | $424,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,085 | $413,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 30,786 | $413,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,524 | $410,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,465 | $402,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,725 | $399,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 34,102 | $399,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,776 | $395,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,063 | $391,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,020 | $388,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 14,493 | $387,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,551 | $376,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,642 | $375,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,406 | $369,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 26,991 | $363,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,446 | $360,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,284 | $357,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,514 | $356,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,320 | $355,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,030 | $355,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 5,079 | $355,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,278 | $354,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 59,259 | $348,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,157 | $345,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,266 | $341,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 48,853 | $338,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,062 | $336,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 26,581 | $333,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,374 | $322,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,864 | $321,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,344 | $316,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,679 | $315,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,121 | $314,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,038 | $314,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 8,586 | $313,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,502 | $311,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,797 | $310,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 10,620 | $310,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 753 | $309,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,316 | $308,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,375 | $306,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,677 | $304,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,462 | $303,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,880 | $303,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 39,900 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,068 | $301,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,932 | $296,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,582 | $296,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 950 | $292,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 24,354 | $290,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,791 | $290,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,668 | $289,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,819 | $288,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 34,876 | $287,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,718 | $287,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 10,642 | $284,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,436 | $281,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,999 | $280,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,251 | $278,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,684 | $278,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,754 | $276,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,093 | $276,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,291 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,573 | $271,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 39,900 | $269,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,583 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,296 | $264,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 53,217 | $260,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,622 | $258,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,173 | $251,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,130 | $249,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,223 | $247,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 18,282 | $245,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,973 | $244,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,007 | $244,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,400 | $241,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,584 | $240,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,478 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,882 | $237,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 15,252 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,201 | $235,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,120 | $233,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,054 | $232,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,200 | $231,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,492 | $231,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,929 | $230,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,551 | $227,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,438 | $226,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,640 | $223,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 644 | $222,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,346 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,877 | $218,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,898 | $217,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,419 | $216,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 31,780 | $214,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,091 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,296 | $213,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,204 | $211,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,651 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,689 | $206,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,337 | $204,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,069 | $204,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,645 | $204,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,699 | $204,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 809 | $202,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,060 | $192,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,236 | $192,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,250 | $188,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 12,701 | $188,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,194 | $184,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 13,345 | $144,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,835 | $141,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18,200 | $115,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 30,102 | $110,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,716 | $109,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,066 | $101,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 17,000 | $97,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 149,000 | $48,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,681 | $37,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 30,000 | $35,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,500 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,849 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |